""Equity Workout Security"" — Epstein Files Search

Search Entities About Settings

/to search

Dataset

Sort

Status

DOJ Status

Date Range

–

Page Count

–

18 results for “"Equity Workout Security"”

Keyboard Shortcuts

/

Focus search

Esc

Blur input

O

Open PDF

←→

Paginate

EFTA01422410Set 10

2011-06-22369p87,774w

which an Equity Redemption occurs. "Equity Security": Any (i) Equity Kicker, (ii) Equity Workout Security or (iii) other security that does not entitle the holder thereof to receive periodic payments ... other convertible or exchangeable Collateral Obligation. 25 ING IM CLO 2011-1 EFTA01422470 "Equity Workout Security": Any security received in exchange for a Collateral Obligation pursuant to an Offer

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01422410.pdf

EFTA01365486Set 10

instead hold directly) a security that ceases to be considered an Equity Workout Security, as determined by the Investment Manager based on written advice of nationally recognized counsel ... will be deemed to own an Equity Security with the attributes of the Equity Workout Security or Collateral Obligation held by a Tax Subsidiary rather than its interest in that ... Subsidiary. For purposes of the definition of Interest Proceeds, each Equity Workout Security will be treated as a Defaulted Obligation until the aggregate amounts received by the Issuer in connection

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365486.pdf

EFTA01365613Set 10

which an Equity Redemption occurs. "Equity Security": Any (i) Equity Kicker. (ii) Equity Workout Security or (iii) other security that does not entitle the holder thereof to receive periodic payments ... conversion of an Equity Kicker or other convertible or exchangeable Collateral Obligation. "Equity Workout Security": Any security received in exchange for a Collateral Obligation pursuant to an Offer or otherwise

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365613.pdf

EFTA01376166Set 10

which an Equity Redemption occurs. "Equity Security": Any (i) Equity Kicker, (ii) Equity Workout Security or (iii) other security that does not entitle the holder thereof to receive periodic payments

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376166.pdf

EFTA01365622Set 10

bankruptcy remote special purpose entities established to receive and hold one or more Equity Workout Securities or transfer such securities, (b) has purposes and permitted activities restricted solely ... acquisition. holding and disposition of (i) any such Equity Workout Securities or (ii) any Collateral Obligations in respect of which Equity Workout Securities are to be received by the Issuer

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365622.pdf

EFTA01365479Set 10

basis; provided, however, that a Tax Subsidiary may become the owner of a Equity Workout Security if the acquisition, ownership and disposition of such Equity Workout Security would not cause ... income or gain of the Issuer that is not derived from such Equity Workout Security to be treated as income or gain that is effectively connected with the conduct ... result of a change in law after the acquisition of such Equity Workout Security). (g) The Issuer (or the Investment Manager acting on behalf of the Issuer) will not acquire

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365479.pdf

EFTA01376236Set 10

basis; provided, however, that a Tax Subsidiary may become the owner of a Equity Workout Security if the acquisition, ownership and disposition of such Equity Workout Security would not cause ... income or gain of the Issuer that is not derived from such Equity Workout Security to be treated as income or gain that is effectively connected with the conduct ... result of a change in law after the acquisition of such Equity Workout Security). (g) The Issuer (or the Investment Manager acting on behalf of the Issuer) will not acquire

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376236.pdf

EFTA01365404Set 10

bankruptcy remote special purpose entities established to receive and hold one or more Equity Workout Securities or transfer such securities, (b) has purposes and permitted activities restricted solely ... acquisition, holding and disposition of (i) any such Equity Workout Securities or (ii) any Collateral Obligations in respect of which Equity Workout Securities are to be received by the Issuer

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365404.pdf

EFTA01376179Set 10

bankruptcy remote special purpose entities established to receive and hold one or more Equity Workout Securities or transfer such securities, (b) has purposes and permitted activities restricted solely ... acquisition, holding and disposition of (i) any such Equity Workout Securities or (ii) any Collateral Obligations in respect of which Equity Workout Securities are to be received by the Issuer

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376179.pdf

EFTA01365634Set 10

Equity Kicker 96 Equity Redemption 40 Equity Redemption Date 96 Equity Security 96 Equity Workout Security 96 ERISA 84 ERISA Limited Securities ii ERISA Plans 84 Euroclear 96 Event

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365634.pdf

EFTA01365485Set 10

Obligation or portion thereof with respect to which the Issuer will receive an Equity Workout Security prior to the receipt of such Equity Workout Security

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365485.pdf

EFTA01376241Set 10

Obligation or portion thereof with respect to which the Issuer will receive an Equity Workout Security prior to the receipt of such Equity Workout Security

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376241.pdf

EFTA01376243Set 10

Obligations, Margin Stock, Equity Securities and Equity Workout Securities without regard to the restrictions of Section 12.1(a). 0) Without regard to the restrictions of this Section 12.1 other than

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376243.pdf

EFTA01365489Set 10

Obligations, Margin Stock, Equity Securities and Equity Workout Securities without regard to the restrictions of Section 12.1(a). 0) Without regard to the restrictions of this Section 12.1 other than

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365489.pdf

EFTA01365438Set 10

least one Credit Risk Criteria applies, Defaulted Obligations, Margin Stock, Equity Securities and Equity Workout Securities may continue to be sold by the Issuer pursuant to Section

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365438.pdf

EFTA01376207Set 10

least one Credit Risk Criteria applies, Defaulted Obligations, Margin Stock, Equity Securities and Equity Workout Securities may continue to be sold by the Issuer pursuant to Section

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376207.pdf

EFTA01365385Set 10

Equity Workout Security": Any security received in exchange for a Collateral Obligation pursuant to an Offer or otherwise received (or expected to be received) in respect of a Collateral Obligation

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365385.pdf

EFTA01365477Set 10

receipt of an Issuer Order, release from the lien of this Indenture any Equity Workout Security or Collateral Obligation being transferred to a Tax Subsidiary pursuant to Section

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365477.pdf

Corpus: 1990-03-17 – 2025-12-01

June 2011

Mo

Tu

We

Th

Fr

Sa

Su

None

Light

Medium

Heavy

Results by Dataset18 total

Set 10

18