Epstein Files Search

EFTA01539938Set 10

2012-08-0198p10,915w

period and settled in current statement period Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO Redemption Pro Rata Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO ... 8/13 8/8 8/13 8/8 8/13 8/8 8/14 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale ... FIFO KIMCO REALTY CORP PFD 5 1/2% @ 24.60166 158,090.27 BROKERAGE 257.04 TAX &/OR SEC 3.55 J.P. MORGAN SECURITIES LLC (ID: 49446R-77-8) DDR CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539938.pdf

EFTA01540135Set 10

2012-12-01109p11,803w

10/3 9/28 10/4 10/3 10/9 10/3 10/9 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO PENNANTPARK INVESTMENT CORP ... 10/31/12 Trade Date Settle Date 10/4 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale 10/10 FIFO ENTRY REVERSED ON 10/23/2012 BANC OF AMERICA MORTGAGE SECURITIES SER 2007-1 CL 2Al2 ... 10/10 10/4 10/11 10/8 10/11 10/11 10/16 10/11 10/16 10/11 10/16 10/12 10/17 Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO PNC FINANCIAL SERVICES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540135.pdf

EFTA01540545Set 10

2013-02-01115p12,063w

period and settled in current statement period Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO GENERAL ... 2/20 2/14 2/20 2/15 2/21 2/15 2/21 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO Sale FIFO Expired Option FIFO Expired Option FIFO Sale FIFO ENTERPRISE PRODUCTS PARTNERS ... EFTA01540603 Principal Payment SEQUOIA MORTGAGE TRUST 11 CL B1 VAR RT Pro Rata Sale FIFO Sale FIFO Sale FIFO (4,702.730) 12/20/2032 DTD 10/30/2002 PAYMENT A/C PRINCIPAL (ID: 81744A

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540545.pdf

EFTA01540355Set 10

2012-12-0189p9,925w

period and settled in current statement period Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO TO REVERSE ENTRY OF 11/30/2012 MASTR ALTERNATIVE LOANS TRUST 2003-4 CL B3 5.812343% 06/25/2033 ... VALUE 3,412,000.00 AS OF 11/30/12 (ID: 576434-EY-6) 11/8 12/3 Sale FIFO TO REVERSE ENTRY OF 11/28/2012 CITICORP MORTGAGE SECURITIES ... 11/28/12 (ID: 172973-P9-4) 11/8 12/3 11/8 12/3 11/29 12/4 11/29 12/4 Sale FIFO Sale FIFO Sale FIFO Sale FIFO MASTR ALTERNATIVE LOANS TRUST

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540355.pdf

EFTA01540036Set 10

2012-06-3099p11,434w

9/10 9/5 9/11 9/6 9/11 9/6 9/11 Redemption Pro Rata Pro Rata Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO CIT GROUP INC 144A ... 9/11 9/14 9/11 9/14 9/11 9/14 9/17 9/17 9/12 9/17 9/12 9/18 9/14 9/19 FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Redemption Pro Rata Sale FIFO Sale FIFO ... Sale FIFO JPMORGAN CHASE & CO PFD 5 500% @ 24.96062 998,424.80 BROKERAGE 1,600.00 TAX &/OR SEC 22.37 J.P. MORGAN SECURITIES LLC (ID: 48126E-75-0) VOCERA COMMUNICATIONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540036.pdf

EFTA01539497Set 10

2011-12-3195p9,904w

period and settled in current statement period Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO Quantity PR CMWLTH AQUEDUCT &SWR AUTH REVENUE SR LIEN ... BIDL) (ID: 745160-RC-7) 2/28 3/2 2/29 3/5 2/29 3/5 Sale EFTA01539543 FIFO Sale FIFO Sale FIFO ONEOK PARTNERS L.P @ 59.00 79,650.00 BROKERAGE ... 3/13 3/8 3/13 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO FIRST REPUBLIC BANK

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539497.pdf

EFTA01539592Set 10

2012-04-0183p9,162w

settled in current statement period Type Selection Method Description EFTA01539635 Settled Sales/Maturities/Redemptions Sale FIFO Sale FIFO Sale FIFO ANNIE'S INC @ 31.51302 15,756.51 BROKERAGE ... 3/29 4/3 3/29 4/3 3/8 4/4 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO ALEXANDRIA REAL ESTATE ... BIDL) (ID: 74514L-B6-3) 3/30 4/4 3/30 4/4 4/2 EFTA01539637 4/5 Sale FIFO Sale FIFO Sale FIFO GASLOG LTD @ 12.80444 69,143.98 BROKERAGE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539592.pdf

EFTA01273644Set 10

2015-10-02180p95,125w

None selected Your account instructions a Your account cost base default closing method is FIFO, First In, First Out CNP7C0(0305725252NP70C0189496 00002 1015030575004 " 23568550001401YGM00020titte 4 4 CONFIDENTIAL EFTA 00131440 EFTA01273647 ... base (S) Wiuslment($) toss (5) Gain (S) CALL BAXTER N11INC CUE 101915 40.000 FIFO •15.003 Oct It 15 Aug 28. I 1$44.97 0.00 1,544 97 CALL JOHNSON &JOHNSON ... date dale amount (S) bass (SI allusvnent(4) kos Gain (5) ANALOG DEVICES 114C FIFO 13.030 Nov 16, I I Oct 15, 15 766.47 485.12 281.35 FIFO

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01273644.pdf

EFTA01540244Set 10

2012-11-01111p12,458w

period and settled in current statement period Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO Sale FIFO Redemption Pro Rata EFTA01540301 MPLX LP @ 26.0356 65,089.00 BROKERAGE ... 11/14 11/14 11/14 11/14 11/14 11/14 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale 11/14 FIFO Sale FIFO Sale FIFO Sale FIFO Expired Option FIFO Expired Option FIFO Expired Option FIFO ... Expired Option FIFO ARMSTRONG WORLD INDUSTRIES @ 51.15771 179,051.99 BROKERAGE 140.00 TAX &/OR SEC 4.02 J.P. MORGAN SECURITIES LLC (ID: 04247X-10-2) BEAR STEARNS ASSET BACKED SECURITIES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540244.pdf

EFTA01539403Set 10

2012-02-0194p9,891w

Interest Income Spot FX Misc Receipt Accrued Int Paid Receipt of Assets Free Delivery FIFO 2/3 2/6 Misc Receipt FX Fwd Contract Description DEPOSIT SWEEP INTEREST FOR JAN. @ .01% RATE ... period and settled in current statement period Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO FRANCESCAS ... 2/14 2/17 2/15 2/21 2/15 2/22 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale 2/10 FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539403.pdf

EFTA01540660Set 10

2012-12-3193p9,723w

period and settled in current statement period Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO AMERICAN AXLE & MFG INC NON-TRADEABLE ASSET CORP ACTIONS CONTRA 7.875% 03/01/2017 DTD 02/27/2007 HOLDERS ... 2/28 3/5 2/28 3/5 3/1 3/6 3/5 3/8 3/6 3/11 3/6 3/11 Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO AMERICAN CAPITAL AGENCY CORP ... 3/13 3/18 3/13 3/18 3/14 3/19 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale 3/11 FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540660.pdf

EFTA01539038Set 10

2011-11-0175p8,563w

period and settled in current statement period Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO Sale Low Cost Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO AMERICAN CAPITAL ... MORGAN SECURITIES LLC (BIDL) (ID: 66285W-JL-1) 11/9 11/15 Sale FIFO IMPERVA INC @ 22.03 24,783.75 BROKERAGE 100.00 TAX &/OR SEC .48 J.P. MORGAN SECURITIES LLC (ID: 45321L ... 11/15 11/18 11/16 11/21 11/16 11/21 11/17 11/22 11/17 11/22 11/17 11/22 11/18 11/23 FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539038.pdf

EFTA01539259Set 10

2011-12-0166p7,379w

Type Settle Date Selection Method 12/1 12/1 12/5 Interest Income Div Domest Free Delivery FIFO Description DEPOSIT SWEEP INTEREST FOR NOV. @ .03% RATE ON NET AVG COLLECTED BALANCE ... period and settled in current statement period Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO CORN LONG FORWARD CONTRACT 2,041,825.00 USD NOTIONAL 67.00 NOTIONAL CONTRACTS (335K ... 12/7 12/2 12/7 12/7 12/9 12/7 12/12 12/7 12/13 12/8 12/13 12/8 12/13 Sale FIFO Sale FIFO Sell Option FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO ENBRIDGE ENERGY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539259.pdf

EFTA01539675Set 10

2012-05-0181p8,688w

period and settled in current statement period Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO Sale FIFO Sale FIFO ARES COMMERCIAL REAL ESTATE @ 18.00 56,700.00 BROKERAGE ... 5/10 5/8 5/11 5/9 5/14 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO HARTFORD FINL SVCS ... 5/10 5/15 5/11 5/16 5/21 5/21 5/21 5/21 5/16 5/21 5/17 5/22 5/22 5/22 FIFO Sale FIFO Sale FIFO Sale FIFO PNC FINANCIAL SERVICES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539675.pdf

EFTA01539113Set 10

2011-12-0182p8,981w

Type Settle Date Selection Method 12/1 12/1 12/5 Interest Income Div Domest Free Delivery FIFO Description DEPOSIT SWEEP INTEREST FOR NOV. @ .03% RATE ON NET AVG COLLECTED BALANCE ... period and settled in current statement period Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO CORN LONG FORWARD CONTRACT 2,041,825.00 USD NOTIONAL 67.00 NOTIONAL CONTRACTS (335K ... 12/7 12/2 12/7 12/7 12/9 12/7 12/12 12/7 12/13 12/8 12/13 12/8 12/13 Sale FIFO Sale FIFO Sell Option FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO ENBRIDGE ENERGY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539113.pdf

EFTA01540444Set 10

2013-01-01101p11,069w

period and settled in current statement period Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO Quantity TO REVERSE ENTRY OF 12/28/2012 WELLS FARGO MTGE ... 11/29 1/2 1/8 1/11 1/8 1/11 1/9 1/14 1/11 1/16 1/15 1/18 Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO WELLS FARGO MTGE ... 1/25 1/25 1/25 1/25 1/25 1/25 1/25 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO Sale FIFO Sale FIFO Sale FIFO ALNYLAM PHARMACEUTICALS INC @ 20.8925 50,142.00 BROKERAGE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540444.pdf

EFTA01539195Set 10

2011-12-0164p7,223w

Type Settle Date Selection Method 12/1 12/1 12/5 Interest Income Div Domest Free Delivery FIFO Description DEPOSIT SWEEP INTEREST FOR NOV. @ .03% RATE ON NET AVG COLLECTED BALANCE ... period and settled in current statement period Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO CORN LONG FORWARD CONTRACT 2,041,825.00 USD NOTIONAL 67.00 NOTIONAL CONTRACTS (335K ... 12/7 12/2 12/7 12/7 12/9 12/7 12/12 12/7 12/13 12/8 12/13 12/8 12/13 Sale FIFO Sale FIFO Sell Option FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO ENBRIDGE ENERGY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539195.pdf

EFTA01274015Set 10

2015-10-0258p30,147w

None selected Your account instructions • Vote account cost basis default closing method is FIFO, First In, First Out CNP7C002)305725266NP70C0169496 C0033 1015 03057500e N ‘i_0002illsge 4 of 10 CONFIDENTIAL ... consderatKin None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out O47000300S643900 W7000150349 00003 1115 030575004 lifitrilY_GM_00021trie

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01274015.pdf

EFTA01539756Set 10

2012-06-0197p10,848w

period and settled in current statement period Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO THOMPSON CREEK METALS CO PFD 6.5% @ 21.181 84,724.00 BROKERAGE ... Principal Payment TO REVERSE ENTRY OF 04/20/2012 SEQUOIA MORTGAGE FIFO TRUST SER 2003-1 CL 81 FLOATING RATE APR 20 2033 DTD 02/27/2003 PAYMENT A/C PRINCIPAL AS OF 04/20/12 ... 81743P-AH-9) Principal Payment TO REVERSE ENTRY OF 05/21/2012 SEQUOIA MORTGAGE FIFO TRUST SER 2003-1 CL 81 FLOATING RATE APR 20 2033 DTD 02/27/2003 PAYMENT A/C PRINCIPAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539756.pdf

EFTA01275237Set 10

2015-12-02170p85,748w

consderaum None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. EnflOCO4CO8O75I 1O NP7O0O3I 1876OO:O6 121S O3O575CO4 YI 2357455O 1106MyGpvL00022 ... ddest security lot first. This is knann as the first4A lint out or FIFO accounting method We use taiatle debt sec unties then (Oft bakd reflected for these securities ... date amount (S) basis (51 adjuslment(S) las (S) Gan (5) 9DR GOLD TRUST FIFO

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01275237.pdf