Epstein Files Search

EFTA01540244Set 10

2012-11-01111p12,458w

Type Selection Method Description Settled Sales/Maturities/Redemptions Sale 11/14 FIFO Sale FIFO Sale FIFO Sale FIFO Expired Option FIFO Expired Option FIFO Expired Option FIFO Expired Option FIFO ARMSTRONG WORLD INDUSTRIES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540244.pdf

EFTA01540355Set 10

2012-12-0189p9,925w

Description Settled Sales/Maturities/Redemptions Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO Expired Option FIFO Expired Option FIFO Sale FIFO AVALONBAY COMMUNITIES INC @ 133.0048 166,256.00 BROKERAGE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540355.pdf

EFTA01539938Set 10

2012-08-0198p10,915w

8/13 8/16 8/14 8/17 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale 8/14 FIFO Sale FIFO Expired Option FIFO Expired Option FIFO Sale FIFO Sale FIFO Sale FIFO Sale FIFO INFINITY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539938.pdf

EFTA01540545Set 10

2013-02-01115p12,063w

2/20 2/15 2/21 2/15 2/21 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO Sale FIFO Expired Option FIFO Expired Option FIFO Sale FIFO ENTERPRISE PRODUCTS PARTNERS ... Date Settle Date 2/20 2/25 2/26 2/26 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale FIFO Expired Option FIFO ENTRY REVERSED ON 02/27/2013 MORTGAGEIT TRUST

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01540545.pdf

EFTA01493627Set 10

2012-11-011p291w

CALL OPTION USD PUT OPTION STRIKE 126.50 (125.000) (75,000.00) (75,000.00) S 11/14 FIFO EXPIRING 11/12/2012 125,000 BARRELS EXPIRATION OF PURCHASED OTC CALL (ID: OTCBDC-NA-VV) 11/14 ... CALL OPTION USD PUT OPTION STRIKE 119.50 (100.000) (184,000.00) (184,000.00) S 11/14 FIFO EXPIRING 11/12/2012 100,000 BARRELS EXPIRATION OF PURCHASED OTC CALL (ID: OTCBDC-NB-L) 11/14 ... CALL OPTION STRIKE 98.50 125.000 1,087,500.00 1,087,500.00 S 11/14 FIFO EXPIRING 11/12/2012 125,000 BARRELS EXPIRATION OF WRITTEN OTC PUT (ID: OTCBDP-JO-R) 11/14 Expired

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493627.pdf

EFTA01539756Set 10

2012-06-0197p10,848w

6/19 6/20 6/20 FIFO Sale FIFO Sale FIFO Sale FIFO Redemption Pro Rata Sale FIFO Expired Option FIFO ANNALY CAPITAL MGMT PFD 7 5/8% @ 24.77938 1,018,680.31 BROKERAGE ... Option Buyback BRT PUT OPTION USD CALL OPTION STRIKE 100.00 FIFO EXPIRING 08/13/2012 250,000 BARRELS BUY BACK OTC PUT (ID: OTCBDP-JN-G) Sale FIFO NY CITY NY MUNI

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539756.pdf

EFTA01539675Set 10

2012-05-0181p8,688w

02/27/2003 PAYMENT A/C PRINCIPAL (ID: 81743P-AH-9) Sale FIFO Sale FIFO Expired Option FIFO PETROLEUM DEVELOPMENT INC @ 26.55056 26,550.56 BROKERAGE 100.00 TAX &/OR SEC .60 J.P. MORGAN SECURITIES

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539675.pdf

EFTA01493776Set 10

2012-12-011p317w

CALL OPTION USD PUT OPTION STRIKE 119.00 (100.000) (233,000.00) (233,000.00) S 12/12 FIFO EXPIRING 12/11/2012 100,000 BARRELS EXPIRATION OF PURCHASED OTC CALL (ID: OTCBDC-NB-M) 12/12 ... Option BRT PUT OPTION USD CALL OPTION STRIKE 79.50 100.000 233.000.00 233.000.00 S 12/12 FIFO EXPIRING 12/11/2012100,000 BARRELS EXPIRATION OF WRITTEN OTC PUT (ID: OTCBDP-JO-V) 12/5 Sale

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493776.pdf

EFTA01493732Set 10

2012-12-011p317w

CALL OPTION USD PUT OPTION STRIKE 119.00 (100.000) (233,000.00) (233,000.00) S 12/12 FIFO EXPIRING 12/11/2012 100,000 BARRELS EXPIRATION OF PURCHASED OTC CALL (ID: OTCBDC-NB-M) 12/12 ... Option BRT PUT OPTION USD CALL OPTION STRIKE 79.50 100.000 233.000.00 233.000.00 S 12/12 FIFO EXPIRING 12/11/2012100,000 BARRELS EXPIRATION OF WRITTEN OTC PUT (ID: OTCBDP-JO-V) 12/5 Sale

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493732.pdf

EFTA01492402Set 10

2011-10-171p296w

OPTION USD PUT OPTION STRIKE 150.00 (1,000.000) (150,000.00) (150,000.00) S 10/18 FIFO EXPIRING 10/17/2011 1,000,000 BARRELS EXPIRATION OF PURCHASED OTC CALL (ID: OTCBDC

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01492402.pdf

EFTA01492428Set 10

2011-10-171p296w

OPTION USD PUT OPTION STRIKE 150.00 (1,000.000) (150,000.00) (150,000.00) S 10/18 FIFO EXPIRING 10/17/2011 1,000,000 BARRELS EXPIRATION OF PURCHASED OTC CALL (ID: OTCBDC

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01492428.pdf

EFTA01493381Set 10

2012-08-011p299w

OPTION USD CALL OPTION STRIKE 100.00 125.000 136,250.00 136,250.00 S 8/14 FIFO EXPIRING 08/13/2012 250,000 BARRELS EXPIRATION OF WRITTEN OTC PUT (ID: OTCBDP-JN-G) 8/10 Sale

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493381.pdf

EFTA01493332Set 10

2012-08-011p297w

OPTION USD CALL OPTION STRIKE 100.00 125.000 136,250.00 136,250.00 S 8/14 FIFO EXPIRING 08/13/2012 250,000 BARRELS EXPIRATION OF WRITTEN OTC PUT (ID: OTCBDP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493332.pdf

EFTA01493918Set 10

2013-02-011p319w

OPTION USD CALL OPTION STRIKE 79.00 100.000 327,000.00 327,000.00 S 2/11 FIFO EXPIRING 02/08/2013100,000 BARRELS EXPIRATION OF WRITTEN OTC PUT (ID: OTCBDP-J0-W) 2/7 Sale BREITBURN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493918.pdf

EFTA01493972Set 10

2013-02-011p316w

OPTION USD CALL OPTION STRIKE 79.00 100.000 327,000.00 327,000.00 S 2/11 FIFO EXPIRING 02/08/2013100,000 BARRELS EXPIRATION OF WRITTEN OTC PUT (ID: OTCBDP-J0-W) 2/7 Sale BREITBURN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493972.pdf

EFTA01493920Set 10

2013-02-011p267w

OPTION STRIKE 118.50 (100.000) 400.00 40,000.00 (327,000.00) (287,000.00) S 2./27 FIFO EXPIRING 02/06/2013 100,000 BARRELS SELL OFF PURCHASED OTC CALL OPTION AS OF 02/15/13

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493920.pdf

EFTA01493974Set 10

2013-02-011p262w

OPTION STRIKE 118.50 (100.000) 400.00 40,000.00 (327,000.00) (287,000.00) S 2/27 FIFO EXPIRING 02/06/2013 100,000 BARRELS SELL OFF PURCHASED OTC CALL OPTION AS OF 02/15/13 (ID: OTCBDC

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493974.pdf

EFTA01492140Set 10

2011-04-311p324w

OPTION STRIKE 100.00 50.000 8,110.00 (405,500.00) 115,000.00 (290,500.00) S 4/21 FIFO EXPIRING 04/14/2011 BUY BACK OTC CALL (ID: OTCBDC-JD-X) 4/14 Sell Option WTI CALL ... OPTION STRIKE 92.00 (50.000) 16.110 00 805,500 00 (250.000.00) 555,500.00 S 4/21 FIFO EXPIRING 04/14/2011 SELL OFF PURCHASED OTC CALL OPTION (ID: OTCBDC-JD-W) 4/21 Expired Option

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01492140.pdf

EFTA01492166Set 10

2011-04-311p323w

OPTION STRIKE 100.00 50.000 8,110.00 (405,500.00) 115,000.00 (290,500.00) S 4/21 FIFO EXPIRING 04/14/2011 BUY BACK OTC CALL (ID: OTCBDC-JD-X) 4/14 Sell Option WTI CALL ... OPTION STRIKE 92.00 (50.000) 16.110 00 805,500 00 (250.000.00) 555,500.00 S 4/21 FIFO EXPIRING 04/14/2011 SELL OFF PURCHASED OTC CALL OPTION (ID: OTCBDC-JD-W) 4/21 Expired Option

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01492166.pdf

EFTA01493196Set 10

2012-06-011p248w

STRIKE 100.00 125.000 8,1OO.OO (1,012,500.00) 136,250.00 (876,250.00) S 6/29 FIFO EXPIRING 08/13/2012 250,000 BARRELS BUY BACK OTC PUT (ID 6/21 Sale NY CITY

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493196.pdf