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Corpus: 1990-03-17 – 2025-12-01

December 2017

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Results by Dataset32 total

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Set 10

results for “"FIN RA"”

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EFTA01291899Set 10

2017-12-0119p9,288w

msrb.org. Pershing LLC is registered with the Securities and Exchange Commission (SEC), M SRB, FIN RA, and NYSE Although a money market mutual fund seeks to preserve the value ... msrborg. Pershing LLC is registered with the Securities end Exchange Commission (SEC), PA SRB, FIN RA, and NYSE A Ct iv it y Summary (All amounts shown arern base currency

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01291899.pdf

EFTA01290001Set 10

2017-12-31104p45,379w

msrb.org. Pershing LLC is registered with the Securities and Exchange Commission (SEC), M SRB, FIN RA, and NYSE Although a money market mutual fund seeks to preserve the value

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01290001.pdf

EFTA01426472Set 10

2018-10-3120p4,218w

more restrictive than or impose requirements in addition to those of the Exchanges, FIN RA or the New York Stock Exchange. I agree to abide by such policies

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01426472.pdf

EFTA00098841Set 9

2021-07-18130p37,722w

FINRA.org WASHINGTON - FINRA's Board of Governors met on Sept. 24-26 at FIN RA's offices in New York, where it approved six rule proposals and received several operational

https://www.justice.gov/epstein/files/DataSet%209/EFTA00098841.pdf

EFTA00080676Set 9

2021-08-23151p43,217w

FINRA.org WASHINGTON - FINRA's Board of Governors met on Sept. 24-26 at FIN RA's offices in New York, where it approved six rule proposals and received several operational

https://www.justice.gov/epstein/files/DataSet%209/EFTA00080676.pdf

EFTA00069716Set 9

2021-08-24153p44,082w

FINRA.org EFTA00069758 WASHINGTON - FINFtik's Board of Governors met on Sept. 24-26 at FIN RA's offices in New York, where it approved six rule proposals and received several

https://www.justice.gov/epstein/files/DataSet%209/EFTA00069716.pdf

EFTA00070362Set 9

2021-09-10166p47,195w

FINRA.org WASHINGTON - FINRA's Board of Governors met on Sept. 24-26 at FIN RA's offices in New York, where it approved six rule proposals and received several operational

https://www.justice.gov/epstein/files/DataSet%209/EFTA00070362.pdf

EFTA00070202Set 9

2021-08-31160p45,571w

FINRA.org EFTA00070251 WASHINGTON - FINRA's Board of Governors met on Sept. 24-26 at FIN RA's offices in New York, where it approved six rule proposals and received several

https://www.justice.gov/epstein/files/DataSet%209/EFTA00070202.pdf

EFTA00065103Set 9

2021-07-23138p40,029w

FINRA.org EFTA00065130 WASHINGTON - FINFtik's Board of Governors met on Sept. 24-26 at FIN RA's offices in New York, where it approved six rule proposals and received several

https://www.justice.gov/epstein/files/DataSet%209/EFTA00065103.pdf

EFTA00070043Set 9

2021-08-30158p45,165w

FINRA.org WASHINGTON - FINRA's Board of Governors met on Sept. 24-26 at FIN RA's offices in New York, where it approved six rule proposals and received several operational

https://www.justice.gov/epstein/files/DataSet%209/EFTA00070043.pdf

EFTA00069421Set 9

2021-08-13150p43,180w

FINRA.org WASHINGTON - FINRAs Board of Governors met on Sept. 24-26 at FIN RA's offices in New York, where it approved six rule proposals and received several operational updates

https://www.justice.gov/epstein/files/DataSet%209/EFTA00069421.pdf

EFTA00087400Set 9

2021-08-17145p42,084w

FINRA.org EFTA00087434 WASHINGTON - FINFtik's Board of Governors met on Sept. 24-26 at FIN RA's offices in New York, where it approved six rule proposals and received several

https://www.justice.gov/epstein/files/DataSet%209/EFTA00087400.pdf

EFTA00093702Set 9

2021-09-08162p46,046w

FINRA.org WASHINGTON - FINRA's Board of Governors met on Sept. 24-26 at FIN RA's offices in New York, where it approved six rule proposals and received several operational

https://www.justice.gov/epstein/files/DataSet%209/EFTA00093702.pdf

EFTA00102521Set 9

2021-07-09115p33,938w

FINRA.org EFTA00102525 WASHINGTON - FINRA's Board of Governors met on Sept. 24-26 at FIN RA's offices in New York, where it approved six rule proposals and received several

https://www.justice.gov/epstein/files/DataSet%209/EFTA00102521.pdf

EFTA00070998Set 9

2012-08-01142p41,187w

FINRA.org WASHINGTON - FINRA's Board of Governors met on Sept. 24-26 at FIN RA's offices in New York, where it approved six rule proposals and received several operational

https://www.justice.gov/epstein/files/DataSet%209/EFTA00070998.pdf

EFTA00093864Set 9

2021-09-09164p46,730w

FINRA.org WASHINGTON - FINRA's Board of Governors met on Sept. 24-26 at FIN RA's offices in New York, where it approved six rule proposals and received several operational

https://www.justice.gov/epstein/files/DataSet%209/EFTA00093864.pdf

EFTA00071284Set 9

2021-08-10148p42,885w

FINRA.org WASHINGTON - FINRAs Board of Governors met on Sept. 24-26 at FIN RA's offices in New York, where it approved six rule proposals and received several operational updates

https://www.justice.gov/epstein/files/DataSet%209/EFTA00071284.pdf

EFTA00071966Set 9

2021-08-29156p45,042w

FINRA.org EFTA00072011 WASHINGTON - FINFtik's Board of Governors met on Sept. 24-26 at FIN RA's offices in New York, where it approved six rule proposals and received several

https://www.justice.gov/epstein/files/DataSet%209/EFTA00071966.pdf

EFTA00071140Set 9

2021-08-02144p41,862w

FINRA.org WASHINGTON - FINRA's Board of Governors met on Sept. 24-26 at FIN RA's offices in New York, where it approved six rule proposals and received several operational

https://www.justice.gov/epstein/files/DataSet%209/EFTA00071140.pdf

EFTA00082705Set 9

2021-07-10118p34,707w

FINRA.org WASHINGTON - FINRA's Board of Governors met on Sept. 24-26 at FIN RA's offices in New York, where it approved six rule proposals and received several operational

https://www.justice.gov/epstein/files/DataSet%209/EFTA00082705.pdf