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EFTA02683577Set 11

2014-10-0210p1,331w

Vice President, Private Securities =roup EFTA_R1_02001389 EFTA02683577 SharesP=st Financial Corporation, Member FINRA / SIPC Introducing the =haresPost 100 Fund mobileadiv> =/font ... Zawrotny&=bsp; I Vice President, Private Securities =roup SharesP=st Financial Corporation, Member FINRA / SIPC Introducing the =haresPost 100 Fund mobileadiv> =/font ... Zawrotny&=bsp; I Vice President, Private Securities =roup SharesP=st Financial Corporation, Member FINRA / SIPC Introducing the =haresPost 100 Fund mobile.c=div> =/font

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02683577.pdf

EFTA01148966Set 9

2013-12-1221p10,165w

website at http:Uwww.optionsclearing.comfpublicationsfriskstriskstoc.pdf Legal Entities Disclosures U.S.: JPMS is a member of NYSE, FINRA, SIPC and the NFA. JPMorgan Chase Bank, N.A. is a member ofFDIC. U.K.: JPMorgan Chase

https://www.justice.gov/epstein/files/DataSet%209/EFTA01148966.pdf

EFTA00365543Set 9

2014-08-112p472w

Placement Memorandum upon request. EFTA00365543 Don Spongberg Senior Managing Director Spencer Trask Ventures Member FINRA & SIPC INVESTMENTS IN THIS OFFERING SHALL BE RESTRICTED SOLELY TO ACCREDITED INVESTORS THAT HAVE BEEN

https://www.justice.gov/epstein/files/DataSet%209/EFTA00365543.pdf

EFTA01176430Set 9

2012-04-0312p6,373w

www.optionsclearing.com/publicationstrisks/riskstoc.ndf Legal Entities Disclosures US.: JPMS is a member of NYSE, FINRA, SIPC and the NFA. JPMorgan Chase Bank, N.A. is a member of FDIC and is authorized

https://www.justice.gov/epstein/files/DataSet%209/EFTA01176430.pdf

EFTA01177347Set 9

8p5,984w

www.ontionsclearinecom/ pkigicationsitiskstriskairault Legal Entities Disclosures U.S.: JPMS is a member of NYSE. FINRA. SIPC and the NFA. JPMorgan Chase Bank. N.A. is a member of FDIC and is authorized

https://www.justice.gov/epstein/files/DataSet%209/EFTA01177347.pdf

EFTA01169776Set 9

8p5,895w

htto:llwww.00tionsclearing.com/ publirations/riskgriskstoc pdf Legal Entities Disclosures U.S.: JPMS is a member of NYSE. FINRA. SIPC and the NFA. JPMorgan Chase Bank. N.A. is a member of FDIC

https://www.justice.gov/epstein/files/DataSet%209/EFTA01169776.pdf

EFTA00940103Set 9

2012-07-312p248w

Representative with and advisory services and securities offered through Transamerica Financial Advisors, Inc. Member FINRA, SIPC and Registered Investment Advisor. RDescription: Description: CAUsers1Michael Office1DocumentsT PA ProudMember.jp FPA of Greater

https://www.justice.gov/epstein/files/DataSet%209/EFTA00940103.pdf