EFTA00161670Set 9
2019-08-028p5,444w
submitting reports on BNY Mellon's compliance with regulatory
requirements in 2011, the FRC said.
The reports were submitted to the Financial Services Authority, a former regulator for the financial ... Financial Conduct Authority and the Prudential Regulation Authority in 2013, according to the FRC.
The regulation at the center of the KPMG case, the client assets sourcebook, or CASS, involved ... more than Et trillion. KPMG's work didn't meet certain regulatory standards, the FRC said.
EFTA00161672
"The misconduct consisted of a failure to understand and to apply fundamental rules
https://www.justice.gov/epstein/files/DataSet%209/EFTA00161670.pdf
EFTA01450790Set 10
2013-10-151p808w
United States
Twi.t; Price at 15 Oct 2013 (USD) 47.38
Fitthnciai FP.0 N FRC UN NYS FRC
Price Target (USDI 52.00
Banks
52-week range (USN 47.68 - 32.00
Core ... rate, which more than offset a lower expected core NIM and mortgage
banking. While FRC expects asset growth to slow to a rate more in line with
recent levels prior ... what may also be a solid deposit rev Mita
growth quarter in 4O131, as FRC funds loan gr. with cash over time, supporting
FYE 12/31 2012A 2013E 2014E
earning asset
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01450790.pdf
EFTA01466222Set 10
2013-10-153p800w
North America
United States
Financial
Banks
Company
First Republic Bank
Alert
Reuters
Bloomberg
FRC.N FRC UN
Exchange
NYS
Ticker
FRC
Core NIM Upside in FY14, Growth
Normalizing But Still Strong ... rate, which more than offset a lower expected core NIM and mortgage
banking. While FRC expects asset growth to slow to a rate more in line with
recent levels prior ... 3Q13 (following what may also be a solid deposit
growth quarter in 4Q13), as FRC funds loan gr. with cash over time,
supporting
earning asset yields. While loan production yields
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01466222.pdf
EFTA01450872Set 10
2013-10-151p808w
United States
Twi.t; Price at 15 Oct 2013 (USD) 47.38
Fitthnciai FP.0 N FRC UN NYS FRC
Price Tweet (USDI 52.00
Banks
52-week range (USN 47.68 - 32.00
Core ... rate, which more than offset a lower expected core NIM and mortgage
banking. While FRC expects asset growth to slow to a rate more in line with
recent levels prior ... what may also be a solid deposit rev Meta
growth quarter in 4O131, as FRC funds loan gr. with cash over time, supporting
FYE 12/31 2012A 2013E 2014E
earning asset
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01450872.pdf
EFTA01450789Set 10
2013-12-231p150w
From: Tazia Smith
Sent: 12/23/2013 8:39:25 PM
To: Paul Morris
Subject:
Attachments: FRC Oct 2013.pdf; pic04654.gif; pic30909.gif
classification: For internal use only
Paul -
For Jeffrey
First Republic ... preferred (FRC E Pfd), currently -425.25
- Recent issue, 10/28/13
- Callable 2018 at par (425)
- Currently -$25.25, 6.9% yield
- FRC equity at fair value given outstanding growth since re-IPOing ... limit of $25.20 (thin trader), up to Slim in southern
Trust.
(see attached file: FRC Oct 2013.pdf)
(Embedded image moved to file: pic04654.gif)
Tazia smith
Director I Key client Partners
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01450789.pdf
EFTA01466090Set 10
2013-12-231p129w
Paul Morris >
Classification: For internal use only
Paul -
For Jeffrey
First Republic 7% preferred (FRC E Pfd), currently -$25.25
- Recent issue, 10/28/13
- Callable 2018 at par ($25)
- Currently ... yield
- FRC equity at fair value given outstanding growth since re-IPOing, top-pick
over 3yr time horizon
- M&A upside possible (priced in)
Consider working with a limit ... thin trader), up to $1mm in Southern
Trust.
(See attached file: FRC Oct 2013.pdf)
(Embedded image moved to file: pic04654.gif)
Tazia Smith
Director I Key Client Partners - US
Deutsche Bank
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01466090.pdf
EFTA01141044Set 9
2013-12-241p210w
From: Tazia Smith
To: jeevacation@gmail.com
Cc: Paul Morris Vahe Stepanian
Subject: FRC 7% preferred [I]
Date: Tue, 24 Dec 2013 15:52:28 +0000
Attachments: FRC_Oct_2013.pdf
Inline-Images: unnamed; unnamed ... Morning Jeffrey:
Per our voicemail, a few suggestions to follow.
First Republic 7% preferred (FRC E Pfd), currently -$25.25
- Recent issue, 10/28/13
- Callable 2018 at par ($25)
- Currently ... yield to worst
- FRC equity is up at fair value given outstanding growth since re-IPOing. but a DB Research top-pick over 3yr time horizon
- =upside possible (priced
https://www.justice.gov/epstein/files/DataSet%209/EFTA01141044.pdf
EFTA01157553Set 9
2006-11-2933p6,113w
CceA-7 2- rezicitnte.
4e or 0.1>e" CC-3) •frC_V-t) - 6C0S.ed- 2-e( (4.c.kt.telt ckbpc ... Cre14-
'0 Db' -p,(„I ,,,-(4--Lf- eLe-..--te--
00 `Picri frc-t--i-cr ci-e-c---6
0 /47457 --An Ki-&-i-u- el.A-e-e-g._
https://www.justice.gov/epstein/files/DataSet%209/EFTA01157553.pdf