Epstein Files Search

EFTA00521863Set 9

26p4,453w

approved for the purposes of section 21 of the Financial Services and Markets Act ("FSMA"), nor has it been approved for the purposes of any other regulation in any other ... such communication under each and all of (1)the Financial Services and Markets Acts ("FSMA") and any order or regulation made thereunder, including but not limited to the Financial Services ... Financial Promotion) Order 2005 (the "Order") (in particular, and pursuant to section 21 of FSMA, this Memorandum may only be communicated in circumstances and/or to persons with the benefit

https://www.justice.gov/epstein/files/DataSet%209/EFTA00521863.pdf

EFTA01100540Set 9

41p10,651w

Section 21(2) of the Financial Services & Markets Act 2000 of the United Kingdom ("FSMA"). As such this Document is being distributed only to persons falling within the categories ... Promotion) Order 2005. as amended. (the "Order") or pursuant to any applicable exemption under FSMA (together "relevant persons'), including (but not limited to) (a) "certified high net worth individuals" within ... Worth Individual, it is exempt from the restriction in Section 21 of the FSMA on the communication of invitations or inducements to engage in investment activity on the ground that

https://www.justice.gov/epstein/files/DataSet%209/EFTA01100540.pdf

EFTA01100581Set 9

2011-08-315p3,346w

Section 21(2) of the Financial Services & Markets Act 2000 of the United Kingdom ("FSMA'). As such this Document is being distributed only to persons falling within the categories ... Promotion) Order 2005. as amended, (the 'Orden or pursuant to any applicable exemption under FSMA (together "relevant persons"), including (but not limited to) (a) 'certified high net worth individuals' within ... Worth Individual, it is exempt from the restriction in Section 21 of the FSMA on the communica- tion of invitations or inducements to engage in investment activity on the ground

https://www.justice.gov/epstein/files/DataSet%209/EFTA01100581.pdf

EFTA01376062Set 10

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WITHIN THE MEANING OF SECTION 21 OF THE FINANCIAL SERVICES AND MARKETS ACT 2000 ("FSMA")) RECEIVED BY IT IN CONNECTION WITH THE ISSUE OR SALE OF THE SECURITIES IN CIRCUMSTANCES ... WHICH SECTION 21(1) OF THE FSMA WOULD NOT, IF THE CO-ISSUERS WERE NOT AN AUTHORISED PERSON, APPLY TO THE CO-ISSUERS; AND (B) IT HAS COMPLIED AND WILL ... COMPLY WITH ALL APPLICABLE PROVISIONS OF THE FSMA WITH RESPECT TO ANYTHING DONE BY TT IN RELATION TO THE SECURITIES IN. FROM OR OTHERWISE INVOLVING THE UNITED KINGDOM. THIS DOCUMENT

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376062.pdf

EFTA01365220Set 10

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WITHIN THE MEANING OF SECTION 21 OF THE FINANCIAL SERVICES AND MARKETS ACT 2000 ("FSMA")) RECEIVED BY IT IN CONNECTION WITH THE ISSUE OR SALE OF THE SECURITIES IN CIRCUMSTANCES ... WHICH SECTION 21(1) OF THE FSMA WOULD NOT, IF THE CO-ISSUERS WERE NOT AN AUTHORISED PERSON, APPLY TO THE CO-ISSUERS; AND (B) IT HAS COMPLIED AND WILL ... COMPLY WITH ALL APPLICABLE PROVISIONS OF THE FSMA WITH RESPECT TO ANYTHING DONE BY TT IN RELATION TO THE SECURITIES IN. FROM OR OTHERWISE INVOLVING THE UNITED KINGDOM. THIS DOCUMENT

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365220.pdf

EFTA01092343Set 9

2007-01-17141p86,219w

WITHIN THE MEANING OF SECTION 21 OF THE FINANCIAL SERVICES AND MARKETS ACT 2000 ("FSMA")) RECEIVED BY IT IN CONNECTION WITH THE ISSUE OR SALE OF THE SECURITIES IN CIRCUMSTANCES ... WHICH SECTION 21(1) OF THE FSMA WOULD NOT, IF THE CO-ISSUERS WERE NOT AN AUTHORISED PERSON, APPLY TO THE CO-ISSUERS; AND (B) IT HAS COMPLIED AND WILL ... COMPLY WITH ALL APPLICABLE PROVISIONS OF THE FSMA WITH RESPECT TO ANYTHING DONE BY IT IN RELATION TO THE SECURITIES IN, FROM OR OTHERWISE INVOLVING THE UNITED KINGDOM. THIS DOCUMENT

https://www.justice.gov/epstein/files/DataSet%209/EFTA01092343.pdf

EFTA02313155Set 11

2017-05-303p483w

background:white;mso-fareast-language:ES- CO;mso-no-proof:yes"=The FDA FSMA rule on Foreign Supplier Verification Programs (FSVP) for Importers of Food for Humans and Animals ... background:white;mso-fareast-language:ES- CO;mso-no-proof:yes"=The FDA FSMA rule on Foreign Supplier Verification Programs (FSVP) for Importers of Food for Humans and Animals ... logo-irce-irce-ew-date">=/font> <https://www.irce.comk <https://www.parcelforu=.comk The FDA FSMA rule on Foreign Suppli=r Verification Programs (FSVP) for Importers of Food for Humans and Animals

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02313155.pdf

EFTA02702272Set 11

2015-12-3173p41,069w

inducement to engage in investment activity (within the meaning of Section 21 of the FSMA) received by it in connection with the issue or sale of the debentures in circumstances ... which Section 21(1) of the FSMA does not apply to us; and • it has complied and will comply with all applicable provisions of the FSMA with respect to anything

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02702272.pdf

EFTA01382402Set 10

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Financial Services and Markets Act 2000 (Financial Promotion) Order 2005, as amended (the "FSMA*) received by it in connection with the issue or sale of the shares in circumstances ... which Section 21(1) of the FSMA would not apply to the company; and (b) it has complied and will comply with all applicable provisions of the FSMA with respect

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382402.pdf

EFTA02312975Set 11

2019-03-294p522w

N828 Bonded Warehouse Firms Code =481 Container Freight Station =434 IBEC O732 The FDA FSMA rule =n Foreign Supplier Verification Programs (FSVP) for Importers of Food =or Humans and Animals ... N828 Bonded Warehouse Firms Code =481 Container Freight Station =434 IBEC O732 The FDA FSMA rule =n Foreign Supplier Verification Programs (FSVP) for Importers of Food =or Humans and Animals ... L481 Container Freight Station O434 IBEC O732 3 EFTA_R1_01202160 EFTA02312977 The =DA FSMA rule on Foreign Supplier Verification Programs (FSVP) for =mporters of Food for Humans and Animals

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02312975.pdf

EFTA00552858Set 9

2019-03-295p599w

N828 Bonded Warehouse Firms Code L481 Container Freight Station O434 IBEC O732 The FDA FSMA rule on Foreign Supplier Verification Programs (FSVP) for Importers of Food for Humans and Animals ... N828 Bonded Warehouse Firms Code L481 Container Freight Station O434 IBEC O732 The FDA FSMA rule on Foreign Supplier Verification Programs (FSVP) for Importers of Food for Humans and Animals ... logo r .C,NSClogo logo-irce-irce-ew-date ;parcel forum The FDA FSMA rule on Foreign Supplier Verification Programs (FSVP) for Importers of Food for Humans and Animals

https://www.justice.gov/epstein/files/DataSet%209/EFTA00552858.pdf

EFTA01376313Set 10

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inducement to engage in investment activity (within the meaning of Section 21 of the FSMA) received by it in connection with the issue or sale of the Securities in circumstances ... which Section 21(1) of the FSMA does not apply to the Co-Issuers; and it has complied and will comply with all applicable provisions of the FSMA with respect

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376313.pdf

EFTA01355009Set 10

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FINANCIAL PROMOTION FOR THE PURPOSES OF THE UK FINANCIAL SERVICES AND MARKETS ACT 2000 ('FSMA'). THIS MEMORANDUM AND THE INFORMATION CONTAINED HEREIN MAY NOT BE REPRODUCED OR DISTRIBUTED ... THIS MEMORANDUM IS NOT AN APPROVED PROSPECTUS FOR THE PURPOSES OF SECTION 85 OF FSMA. Confidential Private Placement Memorandum Page CONFIDENTIAL - PURSUANT TO FED. R. CRIM

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355009.pdf

EFTA01393625Set 10

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FINANCIAL PROMOTION FOR THE PURPOSES OF THE UK FINANCIAL SERVICES AND MARKETS ACT 2000 ('FSMA'). THIS MEMORANDUM AND THE INFORMATION CONTAINED HEREIN MAY NOT BE REPRODUCED OR DISTRIBUTED ... THIS MEMORANDUM IS NOT AN APPROVED PROSPECTUS FOR THE PURPOSES OF SECTION 85 OF FSMA. Confidential Private Placement Memorandum Page CONFIDENTIAL - PURSUANT TO FED. R. CRIM

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01393625.pdf

EFTA00150851Set 9

2020-04-164p1,240w

purposes of section 348 of the Financial Services and Markets Act 2000 ("FSMA") is disclosed to the US Federal Bureau of Investigations ("FBI") in accordance with Regulation ... hands and subject to the restrictions contained in section 348 of FSMA and the exceptions permitted by regulations made under section 349. Disclosure other than in accordance with these restrictions

https://www.justice.gov/epstein/files/DataSet%209/EFTA00150851.pdf

EFTA01391111Set 10

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FINANCIAL PROMOTION FOR THE PURPOSES OF THE UK FINANCIAL SERVICES AND MARKETS ACT 2000 ('FSMA'). THIS MEMORANDUM AND THE INFORMATION CONTAINED HEREIN MAY NOT BE REPRODUCED OR DISTRIBUTED ... THIS MEMORANDUM IS NOT AN APPROVED PROSPECTUS FOR THE PURPOSES OF SECTION 85 OF FSMA. Confidential Private Placement Memorandum Page CONFIDENTIAL - PURSUANT TO FED. R. CRIM

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01391111.pdf

EFTA01355193Set 10

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FINANCIAL PROMOTION FOR THE PURPOSES OF THE UK FINANCIAL SERVICES AND MARKETS ACT 2000 ('FSMA'). THIS MEMORANDUM AND THE INFORMATION CONTAINED HEREIN MAY NOT BE REPRODUCED OR DISTRIBUTED ... THIS MEMORANDUM IS NOT AN APPROVED PROSPECTUS FOR THE PURPOSES OF SECTION 85 OF FSMA. Confidential Private Placement Memorandum Page CONFIDENTIAL - PURSUANT TO FED. R. CRIM

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01355193.pdf

EFTA01394573Set 10

1p593w

FINANCIAL PROMOTION FOR THE PURPOSES OF THE UK FINANCIAL SERVICES AND MARKETS ACT 2000 ('FSMA'). THIS MEMORANDUM AND THE INFORMATION CONTAINED HEREIN MAY NOT BE REPRODUCED OR DISTRIBUTED ... THIS MEMORANDUM IS NOT AN APPROVED PROSPECTUS FOR THE PURPOSES OF SECTION 85 OF FSMA. Confidential Private Placement Memorandum Page i CONFIDENTIAL - PURSUANT TO FED. R. CRIM

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394573.pdf

EFTA01452061Set 10

1p456w

Person" shall mean a Person who is an authorised person for the purposes of FSMA and whose Part 4A permission under FSMA includes 'managing an AIF'. "Available Assets" shall mean

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01452061.pdf

EFTA01354229Set 10

1p591w

FINANCIAL PROMOTION FOR THE PURPOSES OF THE UK FINANCIAL SERVICES AND MARKETS ACT 2000 ('FSMA'). THIS MEMORANDUM AND THE INFORMATION CONTAINED HEREIN MAY NOT BE REPRODUCED OR DISTRIBUTED ... THIS MEMORANDUM IS NOT AN APPROVED PROSPECTUS FOR THE PURPOSES OF SECTION 85 OF FSMA. Confidential Private Placement Memorandum Page CONFIDENTIAL - PURSUANT TO FED. R. CRIM

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01354229.pdf