EFTA01535951Set 10
2010-06-0194p8,672w
CALL
FX EUROPEAN STYLE OPTION
MAY 13, 2011 @ 1.245
RESALE OF PURCHASED FX OPTION
TRADE DATE 06/03/10
6/3
6/7
Option Buyback
EUR CALL USD PUT
FX EUROPEAN STYLE OPTION ... REPURCHASE OF WRITTEN FX OPTION
TRADE DATE 06/03/10
6/3
6/7
Option Buyback
EUR CALL USD PUT
FX EUROPEAN STYLE OPTION
MAY 13, 2011 @ 1.4425
KI @ 1.63
REPURCHASE OF WRITTEN FX ... CALL
FX EUROPEAN STYLE OPTION
MAY 13, 2011 @ 1.4425
RESALE OF PURCHASED FX OPTION
TRADE DATE 06/03/10
6/3
6/8
Sale
MF GLOBAL HOLDINGS LTD
@ 7.47275
BROKERAGE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01535951.pdf
EFTA01507281Set 10
2004-06-011p299w
Deteriptien Cunene), Quantity PriewWW lemOtetCosOMateds Tax Ceti DMAestteM
Settled continued
Jun 15 Jun 17 FX Option Assi GBP PUT USD CALL ... SETTLEMENT OF ASSIGNED FX OPTION
BUY GBP SELL USD
Jun 16 Jun 16 Expired Opt AUD PUT USD CALL USD 5,000,000 0.00 5,500.00 5,500.00 S
FX ... EUROPEAN STYLE OPTION
JUN 16.2004 0 .6875
Jun 17 Jun 21 FX Option Assi NW PUT USD CALL USD 15,000,000 0.00 53,310.00 53,310.00 S
FX EUROPEAN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01507281.pdf
EFTA01539113Set 10
2011-12-0182p8,981w
STYLE OPTION DEC (14,814,814.810 )
12, 2011 @ 1.35 KO @ 1.2775 RESALE OF PURCHASED
FX OPTION (ID: XEURPB-SD-Z)
DOLLAR GENERAL CORP @ 39.10 459,425.00
BROKERAGE ... STYLE OPTION JAN (15,296,367.110 )
13, 2012 @ 1.3075 KO @ 1.245 RESALE OF
PURCHASED FX OPTION (ID: XEURPB-ST-Z)
Total Settled Sales/Maturities/Redemptions ... CALL FX EUROPEAN STYLE OPTION JAN
13, 2012 @ 1.3075 KO @ 1.245 PURCHASED FX
OPTION PUT 15,296,367.11 EUR CALL 20,000,000.00
USD (ID: XEURPB-ST-Z)
PIONEER SOUTHWEST
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01539113.pdf
EFTA01488702Set 10
2011-05-111p160w
CALL USD PUT
FX EUROPEAN STYLE OPTION
MAY11, 2011 193.50
CTS KI 181.50
WRITTEN FX OPTION
CALL 95800,000.00 JPY
PUT 10,000,000.00 USD
TRADE DATE 05/11/10
5/11 5/13 ... FX EUROPEAN STYLE OPTION
MAY 11, 2011 193.5
PURCHASED FX OPTION
PUT 935,000,000.00 JPY
CALL 10,000,000.00 USD
TRADE DATE 05/11/10
5/13 5/17 Purchase Option ... FX EUROPEAN STYLE OPTION
MAY 13, 2011 @ 1.4425
PURCHASED FX OPTION
PUT 8,932,409.00 GBP
CALL 10,000,000.00 USD
TRADE DATE 05/13/10
Page 32 of 54
Confidential Treatment
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01488702.pdf
EFTA01505663Set 10
2003-05-011p200w
FX EUROPEAN STYLE OPTION
DEC 11, 2003 O 7.15
REPURCHASE OF WRITTEN FX OPTION
TRADE DATE 04(29/03
May 2 Write Option - 35,500,000 NOK PUT USD CALL ... FX EUROPEAN STYLE OPTION
OCT 30, 2003 Q 7.1
KNOCK-IN 7.55
WRITTEN FX OPTION
PUT 35,500,000.00 NOK
CALL 5,000,000.00 USD
TRADE DATE 04/29/03 ... FX EUROPEAN STYLE OPTION
DEC 11.2003 7.15a
REPURCHASE OF WRITTEN FX OPTION
TRADE DATE 04(29/03
Confidential Treatment Requested by JPMorgan JPM-SDNY-00030645
Chase
CONFIDENTIAL SDNY
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01505663.pdf
EFTA01489935Set 10
2010-06-011p173w
EUROPEAN STYLE OPTION (273,000.00) 105,000.00
JUL 15, 2010 •1.24
REPURCHASE OF WRITTEN FX OPTION
TRADE DATE 06/03/10
Total Settled Sales/Maturities/Redemptions (USD) $240,428.63 $16.724.50 S257.153.13 C
Per Unit ... FX EUROPEAN STYLE OPTION
JUL 15, 2010 • 1.32
REPURCHASE OF WRITTEN FX OPTION
TRADE DATE 06/03/10
6/3 6.7 Sale EUR PUT USD CALL (273,000.000)
FX EUROPEAN STYLE OPTION ... REPURCHASE OF WRITTEN FX OPTION
TRADE DATE 06,03/10
Total Settled Securities Purchased (US0) $0.00 $0.00
Page 40 of 52
Confidential Treatment Requested by JPMorgan JPM-SDNY-00012065
Chase
CONFIDENTIAL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01489935.pdf
EFTA01488981Set 10
2011-05-111p173w
FX EUROPEAN STYLE OPTION
MAY 11, 2011 693.50
CTS KI © 81.50
WRITTEN FX OPTION
CALL 95,000,000.00 JPY
PUT 10,000600.00 USD
TRADE DATE 05/11/10
AS OF 05/13/10 ... FX EUROPEAN STYLE OPTION
MAY 11, 2011 693.5
WRITTEN FX OPTION
CALL 935,000,000.00 JPY
PUT 10,000,000.00 USD
TRADE DATE 05/11/10
AS OF 05/13/10
Total Settled Securities
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01488981.pdf
EFTA01507916Set 10
2004-11-011p219w
KNOCK IN TRIGGERED .755 a
KNOCK OUT @ .7965
EXPIRATION OF WRITTEN FX OPTION
Nov 23 Sale - 500.000 JP MORGAN INSTITUTIONAL PRIME MONEY 500,000.00
INSTITUTIONAL CLASS SWEEP FUND (829)
(SWEEP ... STYLE OPTION
AUG 24, 2005 © 193
KNOCK IN cg 192
KNOCK OUT @ 197
WRITTEN FX OPTION
PUT 10,000,000.00 GBP
CALL 1.930.000.000.00 JPY
TRADE DATE 11/23/04
Nov 26 Purchase
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01507916.pdf
EFTA01372726Set 10
2017-11-201p210w
Chris Maxmin
Nicholas Angilletta Joe Aglione
Subject: RE: Southern Financial LLC first FX Option (I]
Fantastic news!!!
From: Stewart Oldfield
Date: Monday, Nov 20, 2017, 16:20
To: Martin Zeman ... Davide-A Sferrazza axmin
Nicholas Angilletta < . Joe Aglione
Subject: RE: Southern Financial LW first FX Option [1]
Classification: For Mimi urns Only
Awesome! It has taken a lot of work ... Stewart Oldfield
; Chris Maxmin <tSt.; Nicholas Angilletta "
Joe Aglione
Subject: Southern Financial LLC first FX Option [II
Classification: For Internal use only
Southern Financial LLC (Paul) traded their first FX
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01372726.pdf
EFTA01505017Set 10
2002-06-011p221w
CALL 750,880.00
FX EUROPEAN STYLE OPTION
DEC 20.2002 42 7.62
WRITTEN FX OPTION
PUT 129,540,000 00 NOK
CALL 17,000,000.00 USD
TRADE DATE 06/20/02
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01505017.pdf
EFTA01505721Set 10
2003-06-011p212w
FX EUROPEAN STYLE OPTION
MAR 25, 2004 @ .67
KNOCK OUT @ .68
WRITTEN FX OPTION
PUT 20,000,000.00 AUD
CALL 13,400,000.00 USD
TRADE DATE 06/25/03
Jun 27 Purchase
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01505721.pdf
Counterparty
SOUTHERN
FINANCIAL, LLC
Equity - Option
db Ticket
NY-618176
Counterparty
SOUTHERN
FINANCIAL, LLC
FX - Options
DealGrouplD
497117498/
1037233558
497117498/
1037233559
497126993/
1037255502
497126993/
1037255503
Counterparty
SOUTHERN
FINANCIAL, LLC
SOUTHERN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01476566.pdf