EFTA00436427Set 9
2011-03-304p1,411w
ADES, AEC, ANN, APH, BELFB, CMO, CNO, CR, CRDN, ECYT, EGO, EMCI,
EPM, EXR, FXEN, JLL, LQDT, MCHX, NGS, NNBR, NYMT, PAL, PCTI, SUSQ, SWM, TRAK, KAMN, KERX
Shareholder Meetings
https://www.justice.gov/epstein/files/DataSet%209/EFTA00436427.pdf
EFTA00390785Set 9
2013-05-097p2,239w
CWCO, CYTX, DAR, DIOD, DVCR, EAC, EXPG, EMAN, EMKR, ET, FNHC, FOLD, FTK, FXEN, GBLI,
GLPW, GROW, GXP, HOGS, HPTX, IDSY, IMUC, INWK, JOBS, KOOL, KTOS, LEDR, LLNW, LOCM, LPDX
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390785.pdf
EFTA00370915Set 9
2014-04-166p1,831w
Analyst/Investor Days: RHT, GPS
Non•Deal Roadshows: CNDO, CVX, DMPI, DRQ, ERA, EVOL, FXEN, M, MGNX, MSM, MU, MGS, ORCL, REMY, SSH,
TEAR, TXTR, UNIS
Shareholder Meetings: CNHI
https://www.justice.gov/epstein/files/DataSet%209/EFTA00370915.pdf
EFTA00370946Set 9
2014-04-176p1,714w
Days: PDCE, LULU, DIS
EFTA00370948
Non-Deal Roadshows: ABTL, BCRX, CVX, DRQ, EGL, FUL, FXEN, MSM, ORCL
Shareholder Meetings: BAXS, CCOI, ISSC, OC, PBCT, PPG, PTEN, STLY, TXN, WHG, CZNC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00370946.pdf
EFTA00414284Set 9
2012-05-026p2,188w
Days: MKTG
Non-Deal Roadshows: BLDR, CALL, CLD, CODE, CTIC, DFS, DYAX, ECL, ECYT, FXEN, GPN, GTLS, HF,
HUM, IPCI, LCC, MSI, PLCM, RF, RTN, SGYP, SILC, SREV, TSEM
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414284.pdf
EFTA00402020Set 9
2012-11-096p1,838w
WCRX, ADY, APO, BAM, BTN, CEP, CRAY, CVU, DXYN, EPAM, ERF, FLO, FSS,
FWLT, FXEN, GEN, GNVC, HNR, HTWR, HWCC, HYGS, IVAN, LIWA, LNT, LPI, LSE, MCF, MEA, MEMP
https://www.justice.gov/epstein/files/DataSet%209/EFTA00402020.pdf
EFTA00414089Set 9
2012-05-036p2,104w
Deal Roadshows: ALE, AWI, BLDR, BRO, CODE, CRS, CYS, DFS, DGI, DYAX, ECYT, EXLS, FXEN,
GD, HF, LCC, MCK, PH, PPC, SO, SREV, TBBK, WPPGY
Shareholder Meetings: ASTM, KNXA
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414089.pdf
EFTA02139472Set 10
2013-05-098p2,231w
CWCO, CYTX, DAR, DIOD, DVCR, EAC,
EXPG, EMAN, EMKR, ET, FNHC, FOLD, FTK, FXEN, GBLI, GLPW, GROW, GXP, HOGS, HPTX,
EFTA_R1_00792378
EFTA02139475
IDSY, IMUC, INWK, JOBS, KOOL, KTOS
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02139472.pdf
EFTA02145166Set 10
2013-03-148p2,074w
TAOM
Reporting Post-Close: AMCN, ANAC, ARO, AVHI, CKEC, COSI, CPE, EDG, EGY, FXEN, GSAT,
HALL, HOGS, KKD, LPR, MCP, OMPI, STEC, STRI, SUPN, ULTA, ULTR, ZUMZ
Economic Data
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02145166.pdf