EFTA02704168Set 11
2016-03-023p663w
solely responsible for the distribution and use of these reports.
Please note:
Wells Fargo Advisors, LLC and =ells Fargo Advisors Financial Network, LLC provide their customers with =ccess to
third ... their affiliate, Wells Fargo Securities, LLC. As a
selected dealer, Wells Fargo Advisors, LLC =nd Wells Fargo Advisors Financial Network, tic may distribute to their
=ustomers products that are offered ... underwritten, by Credit Suisse =ecurities (USA), LLC and/or Wells Fargo
Securities, LLC.
Wells Fargo Advisors trades or may =rade as principal in fixed income and preferred securities (or in =elated
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02704168.pdf
EFTA02686380Set 11
2011-01-312p234w
Regards,
Ron Karpowicz for Robert Berlin
Ronald Karpowicz
NY Penn Center Branch Liaison
Wells Fargo Advisors LLC
One Penn Plaza
New York, NY 10119
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Jefferson
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02686380.pdf
EFTA00643674Set 9
2016-03-022p303w
Nice discount
TSLX $16.42 price
Robert L Karp, CFP®, CRPCO
Managing Director, Wells Fargo Advisors LLC
The Karp Executive Wealth Management & ESOP*Group
1211 Avenue of the Americas, 27th Floor ... CONVEY THESE
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LLC is a registered broker-dealer and separate nonbank affiliate of Wells Fargo
https://www.justice.gov/epstein/files/DataSet%209/EFTA00643674.pdf
EFTA00834644Set 9
2016-02-112p322w
open your Corporate account.
Best,
Robert
Robert L Karp, CFP®, CRPC®
Managing Director, Wells Fargo Advisors LLC
The Karp Executive Wealth Management & ESOP*Group
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Company
https://www.justice.gov/epstein/files/DataSet%209/EFTA00834644.pdf
EFTA00832692Set 9
2016-03-022p405w
Nice discount
TSLX $16.42 price
EFTA00832692
Robert L Karp, CFP®, CRPC®
Managing Director, Wells Fargo Advisors LLC
The Kar• Executive Wealth Mana ement & ESOP`Group
rect Toll Free:
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https://www.justice.gov/epstein/files/DataSet%209/EFTA00832692.pdf
EFTA00832725Set 9
2016-03-033p438w
Nice discount
TSLX $16.42 price
Robert L Karp, CFP®, CRPC®
Managing Director, Wells Fargo Advisors LLC
Mana ement & ESOP*Group
Phone: irect Toll Fred
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https://www.justice.gov/epstein/files/DataSet%209/EFTA00832725.pdf
EFTA00834648Set 9
2016-02-113p427w
open your Corporate account.
Best,
Robert
Robert L Karp, CFP®, CRPC®
Managing Director, Wells Fargo Advisors LLC
The Karp Executive Wealth Management & ESOP*Group
1211 Avenue of the Americas, 27th ... unsubscribe from marketing e-mails from:
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Wells Fargo Advisors, LLC is a registered broker-dealer and separate nonbank affiliate of Wells Fargo &
Company
https://www.justice.gov/epstein/files/DataSet%209/EFTA00834648.pdf
EFTA00666962Set 9
2016-03-013p473w
open your Corporate account.
Best,
Robert
Robert L Karp, CFP®, CRPC®
Managing Director, Wells Fargo Advisors LLC
The Karp Executive Wealth Management & ESOP*Group
1211 Avenue of the Americas, 27th ... unsubscribe from marketing e-mails from:
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EFTA00666963
Wells Fargo Advisors, LLC is a registered broker-dealer and separate nonbank affiliate of Wells Fargo &
Company, Member
https://www.justice.gov/epstein/files/DataSet%209/EFTA00666962.pdf
EFTA00832858Set 9
2016-03-015p796w
open your Corporate
account.
Best,
Robert
Robert L Karp, CFP®, CRPC®
Managing Director, Wells Fargo Advisors LLC
EFTA00832859
The Karp Executive Wealth Management & ESOP*Group
*Employee Stock Options and Restricted ... Kahn
HBRK Associate Inc
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Wells Fargo Advisors, LLC is a registered broker-dealer and separate nonbank affiliate of Wells
Fargo & Company
https://www.justice.gov/epstein/files/DataSet%209/EFTA00832858.pdf
EFTA00832846Set 9
2016-03-013p523w
open your Corporate account.
Best,
Robert
Robert L Karp, CFP®, CRPC®
Managing Director, Wells Fargo Advisors LLC
The Karp Executive Wealth Management & ESOP*Group
http://www.KarpExecGroup.wfadv.com
•Employee Stock Options ... Kahn
HBRK Associates Inc.
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Wells Fargo Advisors, LLC is a registered broker-dealer and separate nonbank affiliate of Wells Fargo &
Company
https://www.justice.gov/epstein/files/DataSet%209/EFTA00832846.pdf
EFTA02469309Set 11
2016-03-014p573w
open =our Corporate
account.
Best,
Robert
Robert L Karp, CFP. ,=CRPC°
Managing Director, Wells Fargo Advisors LLC
The Karp Exec=tive Wealth Management & ESOP"Group
1211 Avenue of the Americas ... cell <te
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Wells Fargo Advisors, LLC is a registered broker-dealer an= separate nonbank affiliate of
Wells Fargo & Company, Member
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02469309.pdf
EFTA02470080Set 11
2016-03-014p641w
Corporate account.=br>Best,
Robert
Robert L Karp, CFI's, CRPCe
Managing=Director, Wells Fargo Advisors LLC
The Karp Executive Wealth Management=& ESOP*Group
1211 Avenue of the Americas, 27th ... unsubscribe from=marketing e-mails from:
• =C240 An individual Wells Fargo Advisor= financial advisor: Reply to one
of his/her e-mails and type "Unsu=scribe" in the subject line ... electronic communic=tion policies, visit
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disclosure.html> .
Wells Fargo Advisors, LLC is a re=istered broker-dealer and separate nonbank
affiliate of Wells Fargo & =ompany
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02470080.pdf
EFTA02470444Set 11
2016-03-015p805w
Robert
2
EFTA_R1_01581404
EFTA02470445
Robert L Karp, CFP•, CRPC€
Managing=Director, Wells Fargo Advisors LLC
The Karp Executive Wealth Management=& ESOP•Group
1211 Avenue of the Americas, 27th ... unsubscribe from=marketing e-mails from:
• =C2Q An individual Wells Fargo Advisor= financial advisor: Reply to one
of his/her e-mails and type "Unsu=scribe" in the subject line ... visit
http://wellsfargoadvisors.com/disc=osures/email-disclosure.html <http://wellsfargoadvisors.com/disclosures/=mail-
disclosure.html> .
3
EFTA_R1_01581405
EFTA02470446
Wells Fargo Advisors, LLC is a re=istered broker-dealer and separate nonbank
affiliate of Wells Fargo
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02470444.pdf
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https://www.justice.gov/epstein/files/DataSet%209/EFTA01138742.pdf
EFTA01368178Set 10
2013-02-121p958w
Investment Company. Joi S. Chatrnan. Albert M. Alexander. Jr.. Wells Fargo & Company. VVells
Fargo Advisors, LLC as successor in interest to A.G. Edwards, Inc., dlb/a A.G. Edwards & Sons ... Edwards & Sons, Inc., and VVunderlich Securities, Inc.
2 Defendants Wells Fargo & Company. Wells Fargo Advisors. LLC as successors in interest to A.G. Edwards, Inc. clibia AG. Edwards
& Sons
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EFTA02352011Set 11
2016-03-022p252w
Total cost $502,591.00
Best!
Rob
Robert L Karp, CFR°, CRPC°
Managing Director, Wells Fargo Advisors LLC
The Karp Executive Wealth Management & ESOP*Group
1211 Avenue of the Americas, 27th ... CONVEY THESE
INSTRUCTIONS VERBALLY.
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Wells Fargo Advisors, LLC is a registered broker-dealer and separate =onbank affiliate of Wells Fargo &
Company
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02352011.pdf
EFTA02703913Set 11
2016-03-074p570w
Notes or any
future financing.
Robert L Karp, CFP°, CRPC°
Managing Director, Wells Fargo Advisors LLC
The Karp Executive Wealth Management & ESOP*Group
1211 Avenue of the Americas, 27th Floor ... CONVEY THESE
INSTRUCTIONS VERBALLY.
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3
EFTA_R1_02086052
EFTA02703915
Wells Fargo Advisors, LLC is a registered broker-dealer and separate =onbank affiliate of Wells Fargo &
Company, Member
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02703913.pdf
EFTA01794222Set 10
2016-02-116p888w
open your
Corporate account.
Best,
Robert
Robert L Karp, CFP', =RPC®
Managing Director, Wells Fargo Advisors LLC
The Karp Executive Wealth Management & ESOP*Group
1211 Avenue of the Americas, 27th ... services.
For additional =nformation regarding our electronic communication policies,
visit http://wellsfargoadvisors.com/disclosures/email-disclosure.html=/a>.
Wells Fargo Advisors, LLC is a =egistered broker-dealer and separate nonbank
affiliate of Wells Fargo
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01794222.pdf
EFTA02471785Set 11
2016-02-112p291w
open your Corporate account.
Best,
Robert
Robert L Karp, CFP0, =RPC®
Managing Director, Wells Fargo Advisors LLC
The Kar• Executive Wealth Mana ement & ESOP.Grou •
http://www.KarpExecGroup.wfadv.com
EFTA_R1_01583446
EFTA02471785 ... ervices.
For additional information =egarding our electronic communication policies, visit
=ttp://wellsfargoadvisors.com/disdosures/email-disclosure.html.
Wells Fargo Advisors, LLC is a registered =roker-dealer and separate nonbank affiliate of Wells Fargo &
=ompany
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02471785.pdf
EFTA02367570Set 11
2016-03-013p459w
open your Corporate
account.
Best,
Robert
Robert L Karp, CFP*, =RPC®
Managing Director, Wells Fargo Advisors LLC
The Karp Executive Wealth Management & ESOP*Group
1211 Avenue of the Americas, 27th ... services.
For additional =nformation regarding our electronic communication policies, visit
http://wellsfargoadvisors.com/disclosures/email-disclosure.html=/a>.
Wells Fargo Advisors, LLC is a =egistered broker-dealer and separate nonbank affiliate of Wells
Fargo
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02367570.pdf