""Fenner & Smith"" — Epstein Files Search

Search Entities About Settings

/to search

Dataset

Sort

Status

DOJ Status

Date Range

–

Page Count

–

results for “"Fenner & Smith"”

Keyboard Shortcuts

/

Focus search

Esc

Blur input

O

Open PDF

←→

Paginate

EFTA00726318Set 9

2010-01-2083p25,091w

account with Janney Montgomery Scott LLC Had an account with Merrill Lynch Pierce Fenner & Smith Mediator for N.C. Dispute Resolution Commission Certified Arbitrator for NY County Lawyers Association Attorney ... Howard Comart, Loretta Comart, David Liebowitz, et al v Merrill Lynch Pierce Fenner & Smith, 10/03/2006 Inc, Michael Rosenthal, 04-07823 Stafford Reynolds v. Brown & Company rVkla J.P. Morgan Investment ... 05/30/2008 al 03-02452 Raymond David McElfish and McElfish & Associates v. Merrill Lynch, Pierce Fenner & Smith, Inc 06/14/2007 And Ilicia Silverman et al 05-02357 Brian Egan, Cathy Egan

https://www.justice.gov/epstein/files/DataSet%209/EFTA00726318.pdf

EFTA01088190Set 9

2012-06-2917p3,945w

Bank of America Private Wealth Management, or through a relationship with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Certain U.S. Trust associates are registered representatives with Merrill Lynch, Pierce, Fenner & Smith ... assist you with investment products and services provided through Merrill Lynch, Pierce, Fenner & Smith Incorporated and other subsidiaries of Bank of America Corporation. However, U.S. Trust does not manage investments ... held at Merrill Lynch, Pierce, Fenner & Smith Incorporated and you must direct your representative to take action on the advice given. Individual transactions you direct will result in your overall

https://www.justice.gov/epstein/files/DataSet%209/EFTA01088190.pdf

EFTA01088441Set 9

U.S.Trust. Rank *IA:Imre. levate Wealth Management. or througha Idatlnmhlp nth ?demi Lynch Pew. Fenner & Smith likeyrodoid Certain U.S. least associates are uglitited upresentathes wieh Merrill Lynch. Perm. Femme & RnIN ... Ametica Corpontion However, CS. Trust doe not manage invertmets held at Merril Math. Nene Fenner & Smith Incomoneted and mu must shwa your representative to take action on the advice sheik ... Merril los& Mee Fenner it Smith Inromorated gem as anadvisor. Memel Lynch, Pierce, Fenner & Smith Incorporated iota registered broker-dealer, member FINRA and SLIT. and a nholly oventdiobeiwy of Bank

https://www.justice.gov/epstein/files/DataSet%209/EFTA01088441.pdf

EFTA01088456Set 9

2013-09-0415p3,810w

Bank of Amara Cortionlion However, US. Trust domino, manage invesimmis held al Merril OWLPierce, Fenners Smith Ineorponited and »MI mundbal your icpresenlatIve to ran anon on the Miradart Individual ireinenies ... swain demean egan individuate overall fmmuvvl profile bor whin neither VS/frost meMerril Lynch. Pierce, Fenner & Smith lama-slid van as anadvisor. Merrell Lynch, Pierce, Fenner Sr Smith Incorporated ... FILARA and SIPC.and a wholly sward aobridary ol Bank «America Corporation. Merrill Lynch, Pierce. Fenner &Smith Inc.:emend &es na arena< alas et Ind udrør. Several pentads such as mutual

https://www.justice.gov/epstein/files/DataSet%209/EFTA01088456.pdf

EFTA01378062Set 10

acted as administrative agent and lender. J.P. Morgan Securities LLC. Merrill Lynch. Pierce. Fenner & Smith Incorporated. Deutsche Bank Securities Inc. and BNP Paribas Securities Corp. acted as joint lead arrangers ... Corp. acted as co-documentation agents and lenders, an affiliate of Merrill Lynch, Pierce, Fenner & Smith Incorporated acted as syndication agent and lender, and affiliates of BMO Capital Markets Corp ... will act as sole administrative and collateral agent, an affiliate of Merrill Lynch, Pierce, Fenner & Smith Incorporated will act as syndication agent, BMO Capital Markets Corp., Fifth Third Securities

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378062.pdf

EFTA01785499Set 10

2016-08-1519p3,544w

level Thanks, Amanda Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park, 5th Floor, New York, NY 10036 The power of global ... Thanks, Amanda Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated 5 EFTA_R1_00107684 EFTA01785503 One Bryant Park, 5th Floor, New York ... included Source: Bloomberg Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park, 5th Floor, New York, NY 10036 Phone: 212.449.7781 Mobile

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01785499.pdf

EFTA00447823Set 9

2017-03-223p696w

Morris Managing Director - The Morris Group Private Banking and Investment Group Merrill Lynch, Pierce, Fenner & Smith Inc./Bank of America One Brant Park. 28th Floor The Morris Group Website From ... Morris Managing Director - The Morris Group Private Banking and Investment Group Merrill Lynch, Pierce, Fenner & Smith Inc./Bank of America One Bryant Park, 28th Floor The Morris Group Website From ... Morris Managing Director - The Morris Group Private Banking and Investment Group Merrill Lynch, Pierce, Fenner & Smith Inc./Bank of America The Morris Group Website From: Lesley Groff [mailto: Sent: Tuesday

https://www.justice.gov/epstein/files/DataSet%209/EFTA00447823.pdf

EFTA00447363Set 9

2017-03-164p663w

Morris Managing Director - The Morris Group Private Banking and Imrestment Group Merrill Lynch, Pierce, Fenner & Smith Inc./Bank of America One Bryant Park, 28th Floor The Morris Group Website From ... Morris Managing Director - The Morris Group Private Banking and Investment Group Merrill Lynch, Pierce, Fenner & Smith Inc./Bank of America EFTA00447363 One Bryant Park, 28th Floor The Morris Group Website ... Morris Managing Director - The Morris Group Private Banking and Investment Group Merrill Lynch, Pierce, Fenner & Smith Inc./Bank of America One Bryant Park, 28th Floor The Morris Group Website From

https://www.justice.gov/epstein/files/DataSet%209/EFTA00447363.pdf

EFTA00447811Set 9

2017-03-224p686w

Morris Managing Director - The Morris Group Private Banking and Investment Group Merrill Lynch, Pierce, Fenner & Smith Inc./Bank of America One Bryant Park, 28th Floor The Morris Group Website From ... Morris Managing Director - The Morris Group Private Banking and Investment Group Merrill Lynch, Pierce, Fenner & Smith Inc./Bank of America EFTA00447811 One Bryant Park, 28th Floor The Morris Group Website ... Morris Managing Director - The Morris Group Private Banking and Imrestment Group Merrill Lynch, Pierce, Fenner & Smith Inc./Bank of America One Bryant Park, 28th Floor The Morris Group Website From

https://www.justice.gov/epstein/files/DataSet%209/EFTA00447811.pdf

EFTA00796592Set 9

account from Bank of America Corporation another financial institution to your Merrill Lynch. Pierce. Fenner & Smith Incorporated ('Merrill Lynch') account. For best results, please complete the information requested below ... registration papers Make checks payable to: for cash and margin accounts Merrill Lynch, Pierce, Fenner & Smith Incorporated as custodian FAO/F6O Client Name Cash transfers between retirement Merrill Lynch Account Number ... Number. SWIFT Address for International Banks: BOFAUS3N Account Number- Name: Merrill Lynch, Pierce, Fenner & Smith New York NY Reference: Merrill Lynch 8-digit account number and account title .lemIl Lynch

https://www.justice.gov/epstein/files/DataSet%209/EFTA00796592.pdf

EFTA00447306Set 9

2017-03-162p575w

Morris Managing Director - The Morris Group Private Banking and Investment Group Merrill Lynch, Pierce, Fenner & Smith Inc./Bank of America One Bryant Park, 28th Floor The Mors Group Website From ... Morris Managing Director - The Morris Group Private Banking and Investment Group Merrill Lynch, Pierce, Fenner & Smith Inc./Bank of America One Bryant Park, 28th Floor The Morris Group Website From ... Morris Managing Director - The Morris Group Private Banking and Investment Group Merrill Lynch, Pierce, Fenner & Smith Inc./Bank of America One Bryant Park, 28th Floor The Morris Group Website From

https://www.justice.gov/epstein/files/DataSet%209/EFTA00447306.pdf

EFTA00440239Set 9

2016-12-094p463w

Morris Managing Director - The Morris Group Private Banking and Investment Group Merrill Lynch, Pierce, Fenner & Smith Inc. One Bryant Park, 28th Floor (0) (m) From: Lesley Groff [mailto:I Sent ... EFTA00440239 Managing Director - The Morris Group Private Banking and Imrestment Group Merrill Lynch, Pierce, Fenner & Smith Inc. One Bryant Park, 28th Floor (0) (m) From: Lesley Groff [mailto Sent: Tuesday ... Morris Managing Director - The Morris Group Private Banking and Imrestment Group Merrill Lynch, Pierce, Fenner & Smith Inc. One Bryant Park, 28th Floor (o) (ml EFTA00440240 From: Lesley Groff lmailto: Sent

https://www.justice.gov/epstein/files/DataSet%209/EFTA00440239.pdf

EFTA02454699Set 11

2016-08-1518p3,484w

EFTA02454702 Thanks, Amanda Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park, 5th Floor, New York, NY 10036 The power of global ... included Source: Bloomberg Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park, 5th Floor, New York, NY 10036 7 EFTA ... EFTA02454706 Amanda Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park, 5th Floor, New York, NY 10036 <mailto The power of global

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02454699.pdf

EFTA01737698Set 10

2016-08-0914p2,836w

prefer. Thanks, Amanda Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park, 5th Floor, New York, NY 10036 Phone: Mobile The power ... included Source: Bloomberg Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One B ant Park 5th Floor, New York, NY 10036 Phone Mobile ... Thanks, Amanda Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One B ant Park, 5th Floor, New York NY 10036 Phone Mobile: The power

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01737698.pdf

EFTA02454261Set 11

2016-08-1517p3,300w

Thanks, Amanda Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 EFTA_R1_01555892 EFTA02454264 One Bryant Park, 5th Floor, New York ... included Source: Bloomberg Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park, 5th Floor, New York, NY 10036 Phone: Mobil The power ... Thanks, Amanda Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park, 5th Floor, New York, NY 10036 Phone: Mobile: 8 EFTA

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02454261.pdf

EFTA00447299Set 9

2017-03-163p520w

Morris Managing Director - The Morris Group Private Banking and Imrestment Group Merrill Lynch, Pierce, Fenner & Smith Inc./Bank of America One Bryant Park, 28th Floor The Morris Group Website From ... Morris Managing Director - The Morris Group Private Banking and Investment Group Merrill Lynch, Pierce, Fenner & Smith Inc./Bank of America EFTA00447299 One Bryant Park. 28 FIOD' From: [mailto: Sent: Tuesday ... Morris Managing Director - The Morris Group Private Banking and Imrestment Group Merrill Lynch, Pierce, Fenner & Smith Inc./Bank of America From: [mailto: Sent: Tuesday, February

https://www.justice.gov/epstein/files/DataSet%209/EFTA00447299.pdf

EFTA02702272Set 11

2015-12-3173p41,069w

Independent Investment Banker- means one of Morgan Stanley & Co. LLC, Merrill Lynch. Pierce. Fenner & Smith Incorporated. UBS Securities LLC, Wells Fargo Securities, LLC, and their respective successors, appointed ... Reference Treasury Dealer" means each of (i) Morgan Stanley & Co. LLC. Merrill Lynch. Pierce, Fenner & Smith Incorporated. UBS Securities LLC and a Primary Treasury Dealer (as defined below) selected ... underwriting agreement, dated 2016, between us and Morgan Stanley & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Securities LLC and Wells Fargo Securities, LLC, as representatives of the underwriters

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02702272.pdf

EFTA01003882Set 9

2018-08-0578p42,479w

amended. (a)(9) Form of letter from Merrill Lynch, Pierce, Fenner & Smith Incorporated to all participants in the Company's Stock Purchase Plan. (aX10) Form of Notice to holders ... Purchase Plan") may instruct the agent for the Stock Purchase Plan, Merrill Lynch, Pierce, Fenner & Smith, Incorporated, to tender some or all of the Shares held in the participant ... participants in the Stock Purchase Plan must forward their instructions to Merrill Lynch, Pierce, Fenner & Smith, Incorporated, the agent under the Stock Purchase Plan. Plan participants are urged to read

https://www.justice.gov/epstein/files/DataSet%209/EFTA01003882.pdf

EFTA00810614Set 9

2019-02-0427p12,087w

BofA Merrill Lynch Research (BofAML Research) is equity research produced by Merrill Lynch, Pierce. Fenner & Smith Incorporated (MLPF&S) and/or one or more of its non•U.S affiliates. MLPF

https://www.justice.gov/epstein/files/DataSet%209/EFTA00810614.pdf

EFTA00618203Set 9

2016-06-0663p37,674w

consult your legal and/or tax advisors before making any financial decisions. Merrill Lynch. Fierce. Fenner & Smith incorporated is a wholly owned subsidiary of Bank of America Corporation. investment products provided ... Merrill Lynch. Pierce. Fenner & Smith Incorporated: Are Not FDIC Insured Are Not Bank Guaranteed May Lose Value Merrill Lynch, Pierce. Fenner 8 Smith Incorporated. Member Securities Investor Protection Corporation (SIPC

https://www.justice.gov/epstein/files/DataSet%209/EFTA00618203.pdf

Page 1

Corpus: 1990-03-17 – 2025-12-01

January 2010

Mo

Tu

We

Th

Fr

Sa

Su

None

Light

Medium

Heavy

Results by Dataset253 total

Set 9

178

Set 10

26

Set 11

49