EFTA00558272Set 9
2013-01-191p249w
From: Fidelity Investments
To: '
Subject: Your 2012 Year-End Investment Report is now online
Date: Sat, 19 Jan 2013 17:09:11 +0000
`',,Fidelity Investments.
Turn here.
Your Year ... about your account, please go to
Fidelity.com/contactus.
Thank you for choosing Fidelity.
Sincerely,
Fidelity Investments
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https://www.justice.gov/epstein/files/DataSet%209/EFTA00558272.pdf
EFTA01656426Set 10
2019-07-196p2,143w
Other. Transfer agent for
Fidelity group of mutual
funds
Primary Regulator SEC
Legal Name Fidelity Investments Institutional Operations Company, Inc.
EIN 042647786
Address Address Type Address where transaction occurred
Street ... joint filing by Fidelity Brokerage Services LLC (-FBS*), National Financial Services LLC (-NFS") and Fidelity Investments
Institutional Operations Company, Inc. ("FlIOC*) on behalf of certain of the Fidelity Group ... affiliated financial institutions
that are among the family of companies collectively doing business as 'Fidelity Investments."
This suspicious activity report ('SAR') is being filed because Fidelity discovered adverse media associated
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01656426.pdf
EFTA00100894Set 9
2019-07-196p2,133w
Other. Transfer agent for
Fidelity group of mutual
funds
Primary Regulator SEC
Legal Name Fidelity Investments Institutional Operations Company, Inc.
EIN
Address Address Type Address where transaction occurred
Street Address ... joint filing by Fidelity Brokerage Services LLC (*FBS*), National Financial Services LLC (*NFS") and Fidelity Investments
Institutional Operations Company, Inc. ("FIIOC-) on behalf of certain of the Fidelity Group ... affiliated financial institutions
that are among the family of companies collectively doing business as 'Fidelity Investments."
This suspicious activity report ('SAR') is being filed because Fidelity discovered adverse media associated
https://www.justice.gov/epstein/files/DataSet%209/EFTA00100894.pdf
EFTA00795588Set 9
2009-11-20103p23,937w
valued between $10,000 and $20,000.
E. Bank Accounts ("BA") \iv/
(BA l) Fidelity Investments Stock Account, in the n ft W. Rothstein, valued at
approximately
https://www.justice.gov/epstein/files/DataSet%209/EFTA00795588.pdf
EFTA00683125Set 9
36p8,058w
Kimberley Rothstein, valued between $10,000 and $20,000.
E. Bank Accounts ("BA")
(BA1) Fidelity Investments Stock Account, in the name of Scott W. Rothstein, valued at
approximately
https://www.justice.gov/epstein/files/DataSet%209/EFTA00683125.pdf
EFTA00596488Set 9
2009-11-2082p19,382w
Kimberley Rothstein, valued between $10,000 and $20,000.
E. Bank Accounts ("BA")
(BA1) Fidelity Investments Stock Account, in the name of Scott W. Rothstein, valued at
approximately
https://www.justice.gov/epstein/files/DataSet%209/EFTA00596488.pdf
EFTA00729404Set 9
2009-11-20103p24,512w
Kimberley Rothstein, valued between SI0,000 and $20,000.
E. Bank Accounts ("BA")
(BA1) Fidelity Investments Stock Account, in the name of Scott W. Rothstein, valued at
approximately
https://www.justice.gov/epstein/files/DataSet%209/EFTA00729404.pdf
EFTA00596581Set 9
2010-06-0930p6,240w
Rothstein, valued between $10,000 and $20,000.
D. Bank Accounts ("BA")
(BA I) Fidelity Investments Stock Account, in the name of
Scott W. Rothstein, valued at
approximately
https://www.justice.gov/epstein/files/DataSet%209/EFTA00596581.pdf