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EFTA01418613Set 10

2017-04-107p1,807w

Exempt Covered Bond Issuer (for the purposes of EMIR) (c) You are a financial counterparty (as such term is defined in EMIR) (d) You are an entity established outside ... belief, having given due and proper consideration to its status, would constitute a financial counterparty (as defined in EMIR) if it were established in the European Union ... financial counterparty (as such term is defined in EMIR)) and are subject to the clearing obligation for future contracts in accordance with Article 4 of EMIR if the rolling average

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01418613.pdf

EFTA01373562Set 10

2017-04-101p484w

EMIR. EMIR classifies two main categories of counterparty to an OTC derivatives contract: i. Financial Counterparties ("FC" or "FCs") — includes banks, insurers, investment firms, fund managers, spread betting firms ... pension schemes;18 and ii. Non-Financial Counterparties ("NFC" or "NFCs") — any counterparty that is not classified as a financial counterparty including entities not involved in financial services.19 Further, NFCs ... breached such thresholds will be an "NFC--. As defined in EMIR, "FC" or "financial counterparty" means an investment firm authorised in accordance with Directive 2004/39/EC, a credit institution authorised

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01373562.pdf

EFTA01369102Set 10

EMIR. EMIR classifies two main categories of counterparty to an OTC derivatives contract: i. Financial Counterparties ("FC" or "FCs") — includes banks, insurers, investment fums, fund managers, spread betting firms ... Financial Counterpartles ("NEC" or "NFCs") — any counterparty that is not classified as a financial counterparty including entities not involved in financial services.1a Further, NFCs are divided into two sub-categories ... breathed suchtthreshaVis will be an "NFC-". tr As defined in EMIR, "PC or "financial counterparty" means an Investment firm authorised In accordance with Directive 2004/39/EC, a credit institution authorised

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01369102.pdf

EFTA01369099Set 10

2012-07-041p536w

Exempt Covered Bond Issuer (for the purposes of EMIR)' (c) You are a financial counterparty (as such term is defined in EMIR)` (d) You are an entity established outside ... belief, having given due and proper consideration to its status, would constitute a financial counterparty (as defined in EMIR) if it were established in the European Union ... financial counterparty (as such term is defined in EMIR)') and are subject to the clearing obligation for future contracts in accordance with Article 4 of EMIR if the rolling average

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01369099.pdf

EFTA01373559Set 10

2017-04-101p521w

Exempt Covered Bond Issuer (for the purposes of EMIR)3 (c) You are a financial counterparty (as such term is defined in EMIR)' (d) You are an entity established outside ... belief, having given due and proper consideration to its status, would constitute a financial counterparty (as defined in EMIR) if it were established in the European Union ... financial counterparty (as such term is defined in EMIR)5 and are subject to the clearing obligation for future contracts in accordance with Article 4 of EMIR if the rolling

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01373559.pdf

EFTA01467829Set 10

2012-07-0417p2,840w

relevant OTC derivative transactions. NFC Representation. Client IXf IS / Q IS NOT a Non-Financial Counterparty. Client represents to DB (which representation is deemed repeated as of the time ... either: (X) organized or incorporated inside the European Union and is a non- financial counterparty (as defined in EMIR); or (Y) organized or incorporated outside the European Union ... belief, having given due and proper consideration to its status, would constitute a non-financial counterparty (as such term is defined in EMIR) if it were established in the European

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01467829.pdf

EFTA01467802Set 10

2012-07-0416p2,833w

clearing relevant OTC derivative transactions. NFC Representation. Client IS / 0 IS NOT a Non-Financial Counterparty. Client represents to DB (which representation is deemed repeated as of the time ... either: (X) organized or incorporated inside the European Union and is a non- financial counterparty (as defined in EMIR); or (Y) organized or incorporated outside the European Union ... belief, having given due and proper consideration to its status, would constitute a non-financial counterparty (as such term is defined in EMIR) if it were established in the European

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01467802.pdf

EFTA01376699Set 10

checked box (b), please check box (c) if applicable]: (a) Client 0 is a Financial Counterparty. It is either: (X) organized or incorporated inside the European Union ... financial counterparty (as defined in EMiR); or (Y) organized or incorporated outside the Eutopean Union and, to the best of its knowledge and belief, having given due and proper consideration ... status, would constitute a financial counterparty (as such term is defined in EMIR) if it were established in the European Union: or (b) Client, is a Non-Financial Counterparty

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376699.pdf

EFTA01412643Set 10

2014-01-2953p9,023w

have checked box (b), please check box (c) if applicable]; Client CH is a Financial Counterparty. It is either: (X) organized or incorporated inside the European Union ... financial counterparty (as defined in EMIR); or (Y) organized or incorporated outside the European Union and, to the best of its knowledge and belief, having given due and proper consideration ... status, would constitute a financial counterparty (as such term is defined in EMIR) if it were EFTA01412674 established in the European Union: or CjjS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01412643.pdf

EFTA01467785Set 10

2012-07-0417p2,837w

clearing relevant OTC derivative transactions. NFC Representation. Client [X1 IS / ❑ IS NOT a Non-Financial Counterparty. Client represents to DB (which representation is deemed repeated as of the time ... either: (X) organized or incorporated inside the European Union and is a non- financial counterparty (as defined in EMIR); or (Y) organized or incorporated outside the European Union ... Agreement, or Subsequent Agreement, as applicable. FC Representation. Client ❑ IS / Kl IS NOT a Financial Counterparty. Client represents to DB (which representation is deemed repeated as of the time

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01467785.pdf

EFTA01453197Set 10

2012-12-191p544w

this Section 1.5: (i) it will be deemed that Client is a non-financial counterparty to which mandatory clearing stipulated in EMIR does not apply (whether or not in fact ... Agreement, or Subsequent Agreement, as applicable. 1.6 IC Representation. Client ❑ IS / IS NOT a Financial Counterparty. Client represents to DB (which representation is deemed repeated as of the time ... either: (X) organized or incorporated inside the European union and is a financial counterparty (as defined in EMIR); or (Y) organized or incorporated outside the European Union

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453197.pdf

EFTA01453182Set 10

2012-12-191p544w

this Section 1.5: (i) it will be deemed that Client is a non-financial counterparty to which mandatory clearing stipulated in EMIR does not apply (whether or not in fact ... Subsequent Agreement, as applicable. 1.6 Fc Representation. Client ❑ IS / 5,1 IS NOT a Financial Counterparty. Client represents to DB (which representation is deemed repeated as of the time ... either: (X) organized or incorporated inside the European union and is a financial counterparty (as defined in EMIR); or (Y) organized or incorporated outside the European Union

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453182.pdf

EFTA01453175Set 10

2012-12-191p543w

result of this Section 1.5: it will be deemed that Client is a non-financial counterparty to which mandatory clearing stipulated in EMIR does not apply (whether ... Agreement, as applicable. 1.6 FC Representation. Client ID IS I rin IS NOT a Financial Counterparty. Client represents to DB (which representation is deemed repeated as of the time ... either: (X) organized or incorporated inside the European union and is a financial counterparty (as defined in EMIR); or (Y) organized or incorporated outside the European Union

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453175.pdf

EFTA01453191Set 10

2012-12-191p542w

result of this Section 1.5: it will be deemed that Client is a non-financial counterparty to which mandatory clearing stipulated in EMIR does not apply (whether ... Subsequent Agreement, as applicable. 1.6 FC Representation. Client ❑ IS / jg) IS NOT a Financial Counterparty. Client represents to DB (which representation is deemed repeated as of the time of each ... either: (X) organized or incorporated inside the European union and is a financial counterparty (as defined in EMIR); or (Y) organized or incorporated outside the European Union

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453191.pdf

EFTA01453174Set 10

2012-07-041p549w

relevant OTC derivative transactions. 1.2 r4FC Representation. Client ad IS / ❑ IS NOT a Non-Financial Counterparty. Client represents to DB (which representation is deemed repeated as of the time ... either: (X) organized or incorporated inside the European Union and is a non- financial counterparty (as defined in EMIR); or (Y) organized or incorporated outside the European Union ... belief, having given due and proper consideration to its status, would constitute a non-financial counterparty (as such term is defined in EMIR) if it were established in the European

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453174.pdf

EFTA01453196Set 10

2012-07-041p547w

relevant OTC derivative transactions. 1.2 NFC Representation. Client rip IS IS NOT a Non-Financial Counterparty. Client represents to DB (which representation is deemed repeated as of the time ... either: (X) organized or incorporated inside the European Union and is a non- financial counterparty (as defined in EMIR); or (Y) organized or incorporated outside the European Union ... belief, having given due and proper consideration to its status, would constitute a non-financial counterparty (as such term is defined in EMIR) if it were established in the European

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453196.pdf

EFTA01453181Set 10

2012-07-041p548w

clearing relevant OTC derivative transactions. 1.2 )\IFC Representation. Client Eg) ❑ IS NOT a Non-Financial Counterparty. Client represents to DB (which representation is deemed repeated as of the time ... either: (X) organized or incorporated inside the European Union and is a non- financial counterparty (as defined in EMIR); or (Y) organized or incorporated outside the European Union ... belief, having given due and proper consideration to its status, would constitute a non-financial counterparty (as such term is defined in EMIR) if it were established in the European

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453181.pdf

EFTA01453190Set 10

derivative transactions. 1.2 NFC Representation. Client 51,1 IS / 0 IS NOT a Non-Financial Counterparty. Client represents to DB (which representation is deemed repeated as of the time ... either: (X) organized or incorporated inside the European Union and is a non- financial counterparty (as defined in EMIR); or (Y) organized or incorporated outside the European Union ... belief, having given due and proper consideration to its status, would constitute a non-financial counterparty (as such term is defined in EMIR) if it were established in the European

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01453190.pdf

EFTA01389095Set 10

checked box (b). please check box (c) if applicable]: (a) Client O is a Financial Counterparty. It is either: (X) organized or incorporated inside the European Union

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01389095.pdf

EFTA01417682Set 10

this includes acting in varying capacities such as a lead arranger and or a financial counterparty. (5) As of 03'17 payment date. Please note that returns shown ... this includes acting in varying capacities such as a lead arranger and or a financial counterparty. Deutsche Asset Management Deutsche Asset Management Infrastructure Debt Presentation: RIN II Equity March

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01417682.pdf

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Corpus: 1990-03-17 – 2025-12-01

April 2017

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