EFTA00856987Set 9
2015-05-144p656w
Jeffrey E." <jeevacation@gmail.com>
To: Richard Kahn
Subject: Re: Capital One (COF) 5.55% Fixed-to-Float Pfd Stock
Date: Thu, 14 May 2015 16:05:23 +0000
3 million ... Atlas, Andrew S"
To: Richard Kahn
Subject: RE: Capital One (COF) 5.55% Fixed-to-Float Pfd Stock
Date: May 13, 2015 at 2:04:18 PM EDT
Hey Rich ... Atlas, Andrew S (Wealth Mgmt MS)
Subject: Re: Capital One (COF) 5.55% Fixed-to-Float Pfd Stock
does it trade?
if so symbol?
thanks
Richard Kahn
HBRK Associates
https://www.justice.gov/epstein/files/DataSet%209/EFTA00856987.pdf
EFTA02500641Set 11
2015-05-145p566w
jeffrey E.
Subject: Fwd: Capital One (COF) 5.55% Fixed-to-Float Pfd Stock
attached is trade idea from morgan stanley where we have =,000,000 in cash please advise thank ... Richard Kahn
Subject: =/b>RE: Capital One =COF) 5.55% Fixed-to-Float Pfd Stock
Date: =/b>May 13, 2015 at 2:04:18 PM =DT
Hey Rich,
It trades ... tlas, Andrew S < =
> wrote:
Rich,
$1000 Par Pfd
Capital One (COF) 5.55% Fixed-to-Float Pfd Stock
Rating: Bal / BB
Coupon (Details): 5.55% to 41/2020; Then US 3M Libor
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02500641.pdf
EFTA02481473Set 11
2015-11-106p798w
jeffrey E.
Subject: Re: Royal Bank of Scotland 7.64% Fixed-to-Float Pfd
Trade executed at 105.00 vs 105.25 on RBS Fixed to Float =refferred
Yield ... Atlas, Andrew S"
Subject: Trade Confirm RE: Royal Bank of =cotland 7.64% Fixed-to-Float Pfd
Date: November 10, 2015 at 4:19:30 PM EST
To: Richard Kahn <
Rich ... Atlas, Andrew 5" 4 »
Subject: =/b>Royal Bank of =cotland 7.64% Fixed-to-Float Pfd
Date: =/b>November 9, 2015 at 4:03:19 PM =ST
To: =/b>"Richard Kahn
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02481473.pdf
EFTA01166647Set 9
2014-02-047p1,292w
following:
S 16,200 DAG at $6.8553
B 79,000 Citi K fixed-to-float Pfd at $25.2491
Leaves 14,934 on the DAG. The Citi pfds - ok to book ... today you have executed the following:
B 79,000 Citi K fixed-to-float Pfd at $25.2491
Be Back,
Tazia
1
Tazia Smith
Director I Key Client Partners - US
Deutsche
https://www.justice.gov/epstein/files/DataSet%209/EFTA01166647.pdf
EFTA01166640Set 9
2014-02-046p1,070w
following:
S 16,200 DAG at $6.8553
B 79,000 Citi K fixed-to-float Pfd at $25.2491
Leaves 14,934 on the DAG. The Citi pfds - ok to book ... today you have executed the following:
B 79,000 Citi K fixed-to-float Pfd at $25.2491
Be Back,
Tazia
EFTA01166640
Tazia Smith
Director I Key Client Partners - US
Deutsche
https://www.justice.gov/epstein/files/DataSet%209/EFTA01166640.pdf
EFTA01466972Set 10
2014-02-034p555w
following:
S 16,200 DAG at $6.8553
B 79,000 Citi K fixed-to-float Pfd at $25.2491
Leaves 14,934 on the DAG. The Citi pfds - ok to book ... today you have executed the following:
B 79,000 Citi K fixed-to-float Pfd at $25.2491
EFTA01466972
Be Back,
Tazia
Tazia Smith
Director I Key Client Partners - US
Deutsche
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01466972.pdf
EFTA01452413Set 10
2014-02-031p143w
following:
S 16,200 DAG at 56.8553
B 79,000 Citi K fixed-to-float Pfd at $25.2491
Leaves 14,934 on the DAG. The Citi pfds - ok to book ... today you have executed the following:
B 79,000 Citi K fixed-to-float Pfd at 525.2491
Be Back,
Tazia
Tazia Smith
Director I Key Caen* Penner* • US
Deutsche Bank
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01452413.pdf
EFTA02480982Set 11
2015-11-094p693w
Richard Kahn
Subject: Re: Royal Bank of Scotland 7.64% Fixed-to-Float Pfd
million
On Mon, Nov 9, 2015 at 10:25 PM, Richard Kahn >
<mailt°a
wrote:
thought this ... From:"Atla=, Andrew
sn <mailto »
Subject: Royal Ba=k of Scotland 7.64% Fixed-to-Float Pfd
Date: November 9, 2015 at 4:03=19 PM EST
To: =/s an>"Richard
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02480982.pdf
EFTA01452409Set 10
2014-02-031p176w
following:
S 16,200 DAG at 56.8553
B 79,000 Citi K fixed-to-float Pfd at 525.2491
Leaves 14,934 on the DAG. The citi pfds - ok to book ... today you have executed the following:
B 79,000 Citi K fixed-to-float Pfd at 525.2491
Be Back,
Tazia
(Embedded image moved to file: pic11500.gif)
Tazia Smith
Director
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01452409.pdf
EFTA01466966Set 10
2014-02-035p593w
following:
S 16,200 DAG at $6.8553
B 79,000 Citi K fixed-to-float Pfd at $25.2491
Leaves 14,934 on the DAG. The Citi pfds - ok to book ... today you have executed the following:
B 79,000 Citi K fixed-to-float Pfd at $25.2491
Be Back,
Tazia
(Embedded image moved to file: pic11500.gif)
Tazia Smith
Director
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01466966.pdf