EFTA00725460Set 9
2009-05-0112p4,534w
Fund
and the Asia Pacific Fund prior to the transition from Zwirn to Fortress ("DBZGP").
M. Zwirn & Co., M., the Investment Manager of the Funds prior to the transition
from ... Zwirn to Fortress ("DBZCO").
The Fortress Entities
Fortress Investment Group LLC, a registered investment advisor that is affiliated
with the entities that are to be the new investment advisor ... member of the Domestic Fund, the TE Fund and the Asia Pacific Fund
("FIG").
Fortress VRF I LLC, a Fortress affiliated limited liability company newly formed
https://www.justice.gov/epstein/files/DataSet%209/EFTA00725460.pdf
EFTA00284269Set 9
2010-12-3130p11,194w
Fortress Value Recovery
Fund I LLC
Consolidated Financial Statements
December 31, 2010
EFTA00284269
Fortress Value Recovery Fund I LLC
Index
December 31, 2010
Page(s)
Report of Independent Auditors
Consolidated ... Statements 10-28
EFTA00284270
_as
pwc
Report of Independent Auditors
To the Members of Fortress Value Recovery Fund I LLC:
In our opinion, the accompanying consolidated statement of assets, liabilities ... cash flows present
fairly, in all material respects, the financial position of Fortress Value Recovery Fund I LLC and
its subsidiaries (collectively, the "fund") at December
https://www.justice.gov/epstein/files/DataSet%209/EFTA00284269.pdf
EFTA01165407Set 9
2011-06-0195p32,602w
replace it with the final
transcript upon its completion.
14
Case: Fortress v. Jeepers
15 Witness: David Lee
Date: June 1, 2011
16
REPORTER'S NOTE:
17 Since this deposition ... Avenue, New York, New York. The caption on
6 this case is Fortress VRF I LLC and Fortress
Value Recovery Fund LLC versus JEEPERS, Inc.,
7 respondent, and Financial Trust ... with me is Hannah Sholl from Paul, Weiss.
14 MS. JOHNSON: Megan Johnson from
Fortress.
15 MR. SIFFERT: John Siffert, Lankler 09:07:53
Siffert & Wohl LLP, on behalf
https://www.justice.gov/epstein/files/DataSet%209/EFTA01165407.pdf
EFTA01069288Set 9
2011-06-1414p3,356w
Fortress VRF I LLC and Fortress Value Recovery Fund I LLC, vs.
Jeepers, Inc.
Expert Report
Daniel Strachman
June 14, 2011
RESPONDENT FINANCIAL TRUST COMPANY & JEEPERS' EXPERT REPORT
DANIEL STRACHMAN ... Fortress VRF I LLC and Fortress Value Recovery Fund I LW v. Jeepers, Inc.
June 22, 2011
1. My name is Daniel Strachman. I am currently Managing Director ... Director of Product Development and Marketing. In this
Page 1 of 8
1586779vI/011585
EFTA01069288
Fortress VRF I LLC and Fortress Value Recovery Fund I LLC, vs.
Jeepers, Inc.
Expert Report
https://www.justice.gov/epstein/files/DataSet%209/EFTA01069288.pdf
EFTA00584008Set 9
2011-06-148p1,612w
Fortress VRF I LLC and Fortress Value Recovery Fund I LLC, vs.
Jeepers, Inc.
Expert Report
Daniel Strachman
June 14, 2011
1. My name is Daniel Strachman. I am currently ... investment products. These investment products include mutual funds,
Page 1 of 8
EFTA00584008
Fortress VRF I LLC and Fortress Value Recovery Fund I LLC, vs.
Jeepers, Inc.
Expert Report
Daniel ... American
Banker newspaper, writing about banking systems and technology.
Page 2 of 8
EFTA00584009
Fortress VRF I LLC and Fortress Value Recovery Fund I LLC, vs.
Jeepers, Inc.
Expert Report
https://www.justice.gov/epstein/files/DataSet%209/EFTA00584008.pdf
EFTA01077326Set 9
14p2,704w
JUDICIAL ARBITRATION AND MEDIATION SERVICE
NEW YORK, NEW YORK
IN ME MATTER OF
FORTRESS VRF I LLC and FORTRESS
VALUE RECOVERY FUND I LLC,
Claimants
v.
Reference No. 1425006537
JEEPERS ... JEEPERS,
Counter-Claimants and Third-Party
Claimants
v.
Arbitrator: Hon. Anthony J. Carpinello (Ret.)
FORTRESS VALUE RECOVERY FUND
I LLC,
Counter-Respondent
and
D.B. ZWIRN PARTNERS, LLC,
D.B. ZWIRN ... Zwirn Special
Opportunities Fund, L.P. f/k/a Highbridge/Zwim Special Opportunities Fund, L.P., n/k/a Fortress
Value Recovery Rind I LLC (the "Fund"), any affiliate of a Party. Any such employee, director,
officer
https://www.justice.gov/epstein/files/DataSet%209/EFTA01077326.pdf
EFTA02711802Set 11
2015-06-083p413w
Kahn <
Sent: Monday, June 8, 2015 8:29 PM
To: jeffrey E.
Subject: Fwd: Fortress Value Recovery Fund I LLC - Investor Communication
Attachments: VRF LLC Letter 2015 03.pdf; Untitled attachment ... 00171.htm
Jeepers has received a 244,778.23 distribution from Fortress =alue Recovery Fund Per backstop agreement money =ust
be delivered to Dubin within 5 business days and once ... distributions from =ortress Fund
Attached O1 summary shows that as of 3-31-2015 Fortress Value =ecovery Fund had a Net Asset Value of 86,000,000 It
=ppears unrealistic
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02711802.pdf
EFTA02349170Set 11
2015-06-083p378w
Kahn <
Sent: Monday, June 8, 2015 8:29 PM
To: jeffrey E.
Subject: Fwd: Fortress Value Recovery Fund I LLC - Investor Communication
Attachments: VRF LLC Letter 2015 03.pdf
Jeepers ... received a 244,778.23 distribution from Fortress =alue Recovery Fund Per backstop agreement money =ust
be delivered to Dubin within 5 business days and once ... distributions from =ortress Fund
Attached O1 summary shows that as of 3-31-2015 Fortress Value =ecovery Fund had a Net Asset Value of 86,000,000 It
=ppears unrealistic
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02349170.pdf
EFTA01080721Set 9
2011-04-20174p37,105w
CONFIDENTIAL* * *
2 JUDICIAL ARBITRATION AND MEDIATION SERVICE
3 NEW YORK, NEW YORK
4
5 FORTRESS VRF I LLC and )
FORTRESS VALUE RECOVERY )
6 FUND I LLC, )
Claimants, )
7 )
vs. ) Reference ... JEEPERS, INC., )
12 Counter-Claimants and )
Third-Party Claimants, )
13 )
vs. )
14 )
FORTRESS VALUE RECOVERY )
15 FUND I LLC, )
Counter-Respondents, )
16 )
vs. )
17 )
D.B. ZWIRN PARTNERS ... ANDREW S. LEE, ESQ.
11
12 ALSO PRESENT:
13 MEGAN JOHNSON, ESQ. (Fortress)
14 DAVID SANDERS, Videographer
15
16
17
18
19
20
21
22
23
24
25
VERITEXT REPORTING
https://www.justice.gov/epstein/files/DataSet%209/EFTA01080721.pdf
EFTA02500048Set 11
2015-06-083p492w
jeevacation@gmail.com>
Sent: Monday, June 8, 2015 8:35 PM
To: Richard Kahn
Subject: Re: Fortress Value Recovery Fund I LLC - Investor Communication ... Richard Kahn
wrote:
Jeepers has received a 244,778.23 dist=ibution from Fortress Value Recovery Fund
Per backstop agreement=money must be delivered to Dubin within 5 business days ... paid
back to Dubin Jeepers will then receive 100% of distributions from=Fortress Fund
Attached 0.1 summary shows that as o= 3-31-2015 Fortress Value Recovery Fund
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02500048.pdf
EFTA00300480Set 9
2012-03-0859p8,232w
Investment Adviser Registration (Missing as of Jan. 28, 2010)
Fortress Investment Advisor Registration
California Dept of Corporations Statements of Identity & Questionnaire (Missing as
of Jan. 28, 2010)
Materials Sent ... Schedule of Contributions by FTC (Missing as of Jan. 28, 2010)
EFTA00300519
Fortress Letter Dec. 3, 2009
Jeepers' Cancellation Declaration
Affidavit of Glen Dubin re Zwirn (Original and Faxed Copy ... Fortress VRF Advisors I LLC, Net Asset Values July - Nov. 2009
Fortress Investment Group, Form ADV Part II, Uniform Application for Investment
Advisor Registration
Press Releases
SEC Subpoena to Jeepers
https://www.justice.gov/epstein/files/DataSet%209/EFTA00300480.pdf
EFTA01114935Set 9
2009-03-0358p16,017w
MEDIATION SERVICE
NEW YORK, NEW YORK
IN THE MATTER OF JAMS Reference No. 1425006537
FORTRESS VRF I LLC and FORTRESS Arbitrator: Hon. Anthony J. Carpinello (Ret.)
VALUE RECOVERY FUND ... JEEPERS, INC.,
Counter-Claimants and Third-Party
Claimants
CLAIMANTS' PRE-HEARING BRIEF
v.
FORTRESS VALUE RECOVERY FUND I
LLC,
Counter-Respondent
and
D.B. ZWIRN PARTNERS, LLC,
D.B. ZWIRN ... DANIEL ZWIRN,
Third-Party Respondents
PAUL, WEISS, RIF1CIND, WHARTON & GARRISON LLP
Attorneysfor Claimants Fortress VRF I LLC and Fortress
Value Recovery Fund 1 LLC
EFTA01114935
TABLE OF CONTENTS
Paee
Table
https://www.justice.gov/epstein/files/DataSet%209/EFTA01114935.pdf
EFTA00299901Set 9
2010-07-3026p4,784w
Investment Adviser Registration (Missing as of Jan. 28, 2010)
Fortress Investment Advisor Registration
California Dept of Corporations Statements of Identity & Questionnaire (Missing as of Jan. 28,
2010)
Materials Sent ... Schedule of Contributions by FTC (Missing as of Jan. 28, 2010)
Fortress Letter Dec. 3, 2009
Jeepers' Cancellation Declaration
Affidavit of Glen Dubin re Zwirn (Original and Faxed Copy)
Fortress ... Advisors I LLC, Net Asset Values July— Nov. 2009
Fortress Investment Group, Form ADV Part II, Uniform Application for Investment Advisor
Registration
Press Releases
SEC Subpoena to Jeepers
Jeepers
https://www.justice.gov/epstein/files/DataSet%209/EFTA00299901.pdf
EFTA01088604Set 9
2003-06-0120p6,141w
effective as of the 1st day of August, 2011 (the "Effective Date") among:
(i) Fortress VRF I LLC ("VRF I LLC") and Fortress Value Recovery Fund I LLC (the "Fund ... fund or account now or
4
EFTA01088607
CONFIDENTIAL
formerly managed by Claimant Fortress VRF I LLC or its
affiliates; and
(2) the Zwirn Parties and each of their past, present ... formerly managed, and any fund or account now or
formerly managed by Claimant Fortress VRF I LLC or its
affiliates; andor
(d) any Additional Agreement, as defined in Section VI.C.2
https://www.justice.gov/epstein/files/DataSet%209/EFTA01088604.pdf
EFTA00722250Set 9
2010-05-1320p5,331w
limestamp: 5/13/2010 3:36 eM CDT
JAMS ARBITRATION
IN THE MATTER OF
FORTRESS VRF I LLC and FORTRESS
VALUE RECOVERY FUND I LLC,
Claimants
v.
JEEPERS, INC.,
Respondent § Case ... Claimants and Third-Party Claimants §
v.
§ Arbitrator:
D.B. ZWIRN SPECIAL OPPORTUNITIES §
FUND, L.P. k/n/a FORTRESS VALUE
RECOVERY FUND I LLC,
Counter-Respondent
and
D.B. ZWIRN PARTNERS, LLC,
D.B. ZWIRN ... Jeepers, Inc. generally denies all of the allegations in the Claim
submitted by the Fortress VRF I LLC and Fortress Value Recovery Fund I LLC.
1043197v1/011585
EFTA00722250
COUNTER- AND THIRD
https://www.justice.gov/epstein/files/DataSet%209/EFTA00722250.pdf
EFTA00613940Set 9
2009-03-0358p16,044w
MEDIATION SERVICE
NEW YORK, NEW YORK
IN THE MATTER OF JAMS Reference No. 1425006537
FORTRESS VRF I LLC and FORTRESS Arbitrator: Hon. Anthony J. Carpinello (Ret.)
VALUE RECOVERY FUND ... JEEPERS, INC.,
Counter-Claimants and Third-Party
Claimants
CLAIMANTS' PRE-HEARING BRIEF
v.
FORTRESS VALUE RECOVERY FUND I
LLC,
Counter-Respondent
and
D.B. ZWIRN PARTNERS, LLC,
D.B. ZWIRN ... Americas
New York, New York 10019-6064
(212) 373-3000
Attorneysfor Claimants Fortress VRF I LLC and Fortress
Value Recovery Fund 1 LLC
EFTA00613940
TABLE OF CONTENTS
Paee
Table
https://www.justice.gov/epstein/files/DataSet%209/EFTA00613940.pdf
EFTA01083151Set 9
2003-06-0118p6,082w
effective as of the 1st day of August, 2011 (the "Effective Date") among:
(i) Fortress VRF I LLC ("VRF I LLC") and Fortress Value Recovery Fund I LLC (the "Fund ... fund or account now or
4
EFTA01083154
CONFIDENTIAL
formerly managed by Claimant Fortress VRF I LLC or its
affiliates; and
(2) the Zwirn Parties and each of their past, present ... formerly managed, and any fund or account now or
formerly managed by Claimant Fortress VRF I LLC or its
affiliates; or
(d) any Additional Agreement, as defined in Section VI.C.2
https://www.justice.gov/epstein/files/DataSet%209/EFTA01083151.pdf
EFTA01124983Set 9
2007-03-3127p6,985w
JAMS ARBITRATION
IN THE MATTER OF
FORTRESS VRF I LLC and FORTRESS
VALUE RECOVERY FUND I LLC,
Claimants
v.
JEEPERS, INC.,
Respondent § Case No.
and
FINANCIAL TRUST COMPANY ... Claimants and Third-Party Claimants
v.
§ Arbitrator:
D.B. ZWIRN SPECIAL OPPORTUNITIES
FUND, L.P. len/a FORTRESS VALUE
RECOVERY FUND I LLC,
Counter-Respondent
and
D.B. ZWIRN PARTNERS, LLC,
D.B. ZWIRN ... Respondent, Jeepers, Inc. generally denies all of the allegations in the Claim
submitted by Fortress VRF I LLC and Fortress Value Recovery Fund I LLC.
1045767v1/011585
EFTA01124983
COUNTER- AND THIRD
https://www.justice.gov/epstein/files/DataSet%209/EFTA01124983.pdf