EFTA02149177Set 10
2013-02-118p1,669w
upgrade DMGT LN, Exane upgrade TSCO LN, Chev downgrade TLSN
NO
Swedbank downgrade GETIB SS, NOVOB DC, upgrade RATOA SS, Mediobanca upgrade SWEDA
SS
• Natixis downgrade NOVOB DC, upgrade NESN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02149177.pdf
EFTA00396177Set 9
2013-02-116p1,674w
upgrade DMGT LN, Exane upgrade TSCO LN, Chev downgrade TLSN NO
•• Swedbank downgrade GETIB SS, NOVOB DC, upgrade RATOA SS, Mediobanca upgrade SWEDA SS
• Natixis downgrade NOVOB DC, upgrade NESN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00396177.pdf
EFTA02153650Set 10
2012-11-296p1,638w
BSKY LN, MS IM, MTGB SS to least preferred
Key Research: Nordea downgrade GETIB SS, Nordea downgrade UIE DC, MS upgrade VOLVB SS
Key Research: MS downgrade
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02153650.pdf
EFTA00388080Set 9
2013-07-037p2,034w
Exane downgrade FME GY
• Nomura upgrade ELI1V FH & downgrade TEL2B SS, Carg upgrade GETIB SS, Exane downgrades GFC FP
•• HSBC initiate ROCKB DC (ow), upgrade CWI AV, HOLN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00388080.pdf
EFTA02135512Set 10
2013-07-038p2,038w
Exane downgrade FME
GY
• Nomura upgrade ELI1V FH & downgrade TEL2B SS, Carg upgrade GETIB SS, Exane downgrades
GFC FP
HSBC initiate ROCKB DC (ow), upgrade CWI AV, HOLN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02135512.pdf
EFTA02097378Set 10
2014-09-118p2,083w
initiates LSE LN (hold), Oddo upgrades SW FP, CS
upgrades VOD SJ
• Danske upgrades GETIB SS, BofA upgrades CRH ID & SL/ LN, CS positive ITV LN and upgrades
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02097378.pdf
EFTA02145166Set 10
2013-03-148p2,074w
European Paper: (downgrade UPM1V FH,
STERV FH)
UBS upgrade ENEL IM, add IAP LN, GETIB SS, STMN SW to least pref, BIM FP removed, add
NOBN SW to most pref
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02145166.pdf
EFTA00370915Set 9
2014-04-166p1,831w
Beige Book @ 2pm***
'AST, BAC, GWW, HBAN, PNC, STJ, USB, ADTN reports pre-open, GETIB SS #'s @ 7am EST'
***AXP, COF, IBM, KMI, KSU, NE, PBCT, SLM, SNDK, GOOG
https://www.justice.gov/epstein/files/DataSet%209/EFTA00370915.pdf