Epstein Files Search

EFTA01566056Set 10

2013-07-0145p4,315w

25157Y-20-2 DPSG Y GDF SUEZ SPONS ADR 36160B-10-5 GDFZ Y GLAXOSMITHKLINE PLC SPONS ADR GSK HSBC HOLDINGS PLC SPONS ADR HBC IMPERIAL TOBACCO PLC ... GERAIS SPONS ADR REP NON VOTING PFD @ 0.321396 PER SHARE AS OF 07/05/13 (ID: ) GLAXOSMITHKLINE PLC SPONS ADR @ 0.550224 PER SHARE (ID: ) HSBC HOLDINGS PLC SPONS ADR @ 0.50 PER SHARE ... BROKERAGE 8.60 TAX &/OR SEC 8.63 ESI SECURITIES COMPANY (ID: 36160B-10-5) EFTA01566087 GLAXOSMITHKLINE PLC SPONS ADR @ 52.864 6,343.68 BROKERAGE 4.80 ESI SECURITIES COMPANY (ID: ) HSBC HOLDINGS PLC

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566056.pdf

EFTA01569880Set 10

2011-11-01138p14,308w

Price Non-US Equity GDF SUEZ ISIN FR0010208488 SEDOL BOC2CQ3 36827E-91-4 EUR P GLAXOSMITHKLINE PLC ISIN GB0009252882/SEDOL 0925288 G3910J-90-6 GBP JAPAN TOBACCO INC ISIN JP3726800000 SEDOL ... 46578W-92-2) RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 (ID: 766994-90-9) GLAXOSMITHKLINE PLC ISIN GB0009252882/SEDOL 0925288 (ID: G3910J-90-6) REP: GBP RECEIVED FROM GHISLAINE MAXWELL POUND ... 11/29 12/2 Sale Sale SHIRE PLC ISIN JEO0B2OKY057 SEDOL B2OKY05 (ID: G8124V-91-8) GLAXOSMITHKLINE PLC ISIN GB0009252882/SEDOL 0925288 (ID: G3910J-90-6) ROYAL DUTCH SHELL PLC - A ISIN GBOOB03MLX29

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01569880.pdf

EFTA01565500Set 10

2013-04-0147p4,657w

DIAGEO P L C SPONS ADR NEW DEO GDF SUEZ SPONS ADR GDFZ Y GLAXOSMITHKLINE PLC SPONS ADR GSK HSBC HOLDINGS PLC SPONS ADR HBC P IMPERIAL TOBACCO PLC ... 04/01/13 NOVARTIS A G ADR @ 2.42647 PER SHARE (ID: ) GLAXOSMITHKLINE PLC SPONS ADR @ 0.68948 PER SHARE (ID: ) TOTAL SA SPONS ADR @ 0.76036 PER SHARE (ID: ) ROCHE HOLDINGS LTD SPONS ... BROKERAGE 15.20 TAX EAR SEC 15.84 ESI SECURITIES COMPANY (ID: ) GLAXOSMITHKLINE PLC SPONS ADR @ 50.5905 12,394.67 BROKERAGE 9.80 ESI SECURITIES COMPANY (ID: ) HSBC HOLDINGS PLC SPONS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565500.pdf

EFTA01566101Set 10

2013-07-01167p16,599w

25157Y-20-2 DPSG Y GDF SUEZ SPONS ADR 36160B-10-5 GDFZ Y GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK HSBC HOLDINGS PLC SPONS ... VOTING PFD REPRESENTS @ .020 DEPOSITORY FEE AS OF 07/05/13 (ID: 204409-60-1) GLAXOSMITHKLINE PLC SPONS ADR @ 0.550224 PER SHARE (ID: 37733W-10-5) PHONE INSTRUCTIONS FROM CLIENT FROM ... BROKERAGE 8.60 TAX &/OR SEC 8.63 ESI SECURITIES COMPANY (ID: 36160B-10-5) EFTA01566206 GLAXOSMITHKLINE PLC SPONS ADR @ 52.864 6,343.68 BROKERAGE 4.80 ESI SECURITIES COMPANY (ID: 37733W

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566101.pdf

EFTA01565189Set 10

2013-02-01149p14,932w

25243Q-20-5 DEO GDF SUEZ SPONS ADR 36160B-10-5 GDFZ Y GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK HSBC HOLDINGS PLC SPONS ... BROKERAGE 28.80 TAX &/OR SEC 29.81 ESI SECURITIES COMPANY (ID: 361608-10-5) GLAXOSMITHKLINE PLC SPONS ADR @ 45.575 15,039.75 BROKERAGE 13.20 ESI SECURITIES COMPANY (ID: 37733W-10-5) HSBC ... GROUP-ADR @ 28.43 29,851.50 BROKERAGE 42.00 ESI SECURITIES COMPANY (ID: 989825-10-4) GLAXOSMITHKLINE PLC SPONS ADR @ 45.6052 14,593.66 BROKERAGE 12.80 ESI SECURITIES COMPANY (ID: 37733W

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565189.pdf

EFTA01565151Set 10

2013-02-0138p3,762w

25243Q-20-5 DEO GDF SUEZ SPONS ADR 36160B-10-5 GDFZ Y GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK HSBC HOLDINGS PLC SPONS ... BROKERAGE 28.80 TAX &/OR SEC 29.81 ESI SECURITIES COMPANY (ID: 361608-10-5) GLAXOSMITHKLINE PLC SPONS ADR @ 45.575 15,039.75 BROKERAGE 13.20 ESI SECURITIES COMPANY (ID: 37733W-10-5) HSBC ... GROUP-ADR @ 28.43 29,851.50 BROKERAGE 42.00 ESI SECURITIES COMPANY (ID: 989825-10-4) GLAXOSMITHKLINE PLC SPONS ADR @ 45.6052 14,593.66 BROKERAGE 12.80 ESI SECURITIES COMPANY (ID: 37733W

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565151.pdf

EFTA01565547Set 10

2013-04-01157p15,782w

25243Q-20-5 DEO GDF SUEZ SPONS ADR 361608-10-5 GDFZ Y GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK HSBC HOLDINGS PLC SPONS ... 04/05/2013 PAYMEN T AS OF 04/05/13 (ID: 66987V-10-9) GLAXOSMITHKLINE PLC SPONS ADR @ 0.68948 PER SHARE (ID: 37733W-10-5) TOTAL SA SPONS ADR @ 0.76036 PER SHARE ... BROKERAGE 15.20 TAX &/OR SEC 15.84 ESI SECURITIES COMPANY (ID: 36160B-10-5) GLAXOSMITHKLINE PLC SPONS ADR @ 50.5905 12,394.67 BROKERAGE 9.80 ESI SECURITIES COMPANY (ID: 37733W

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565547.pdf

EFTA01567936Set 10

2009-04-0140p4,022w

HELD BY JPMORGAN CHASE BK LON ISIN GB0007980591 SEDOL 0798059 G12793-91-8 GBP GLAXOSMITHKLINE PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 G3910J-90-6 ZZZZ ... Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Settlement Date 4/9 Type Foreign Dividend Description GLAXOSMITHKLINE PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 @ 0.188888 PER SHARE 4/9 Foreign ... Withheld GLAXOSMITHKLINE PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 TAX WITHHELD UNITED KINGDOM 11.00% Total Inflows & Outflows $0.25 $0.00 (0.020) (0.03) (0.02) Quantity 1.000 Per Unit Amount

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01567936.pdf

EFTA01568115Set 10

2009-07-0148p4,761w

Period 7/1/09 to 7/31/09 Estimated Quantity Non US Equity CURRENCY SHARES EURO TRUST GLAXOSMITHKLINE PLC 23130C-10-8 FXE 1.000 HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 G3910J ... Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Settlement Date 7/9 Type Foreign Dividend Description GLAXOSMITHKLINE PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 @ 0.155555 PER SHARE 7/9 Foreign ... Withheld GLAXOSMITHKLINE PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 TAX WITHHELD UNITED KINGDOM 13.00% Total Inflows & Outflows $0.23 $0.00 (0.020) (0.03) (0.02) Quantity 1.000 Per Unit Amount

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01568115.pdf

EFTA01568589Set 10

2010-01-0163p6,136w

Period 1/1/10 to 1/31/10 Estimated Quantity Non US Equity CURRENCY SHARES EURO TRUST GLAXOSMITHKLINE PLC 23130C-10-8 FXE 1.000 HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 G3910J ... Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Settlement Date 1/7 Type Foreign Dividend Description GLAXOSMITHKLINE PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 @ 0.166666 PER SHARE 1/7 Foreign ... Withheld GLAXOSMITHKLINE PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 TAX WITHHELD UNITED KINGDOM 12.00% Total Inflows & Outflows $0.24 $0.00 (0.020) (0.03) (0.02) Quantity 1.000 Per Unit Amount

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01568589.pdf

EFTA01568961Set 10

2010-07-0156p5,740w

GHISLAINE MAXWELL ACCT. For the Period 7/1/10 to 7/31/10 Estimated Quantity Non US Equity GLAXOSMITHKLINE PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 G3910J-90-6 GBP SPDR ... Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Settlement Date 7/8 Type Foreign Dividend Description GLAXOSMITHKLINE PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 @ 0.166666 PER SHARE 7/8 Foreign ... Withheld GLAXOSMITHKLINE PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 TAX WITHHELD UNITED KINGDOM 12.00% Total Inflows & Outflows $0.23 $0.00 (0.020) (0.03) (0.02) Quantity 1.000 Per Unit Amount

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01568961.pdf

EFTA01568782Set 10

2010-04-0161p6,015w

Period 4/1/10 to 4/30/10 Estimated Quantity Non US Equity CURRENCY SHARES EURO TRUST GLAXOSMITHKLINE PLC 23130C-10-8 FXE 1.000 HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 G3910J ... Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Settlement Date 4/8 Type Foreign Dividend Description GLAXOSMITHKLINE PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 @ 0.20 PER SHARE 4/8 Foreign ... Withheld GLAXOSMITHKLINE PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 TAX WITHHELD UNITED KINGDOM 10.00% Total Inflows & Outflows $0.27 $0.00 (0.020) (0.03) (0.02) Quantity 1.000 Per Unit Amount

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01568782.pdf

EFTA01568068Set 10

2009-07-0147p4,117w

Period 7/1/09 to 7/31/09 Estimated Quantity Non US Equity CURRENCY SHARES EURO TRUST GLAXOSMITHKLINE PLC 23130C-10-8 FXE 1.000 HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 G3910J ... Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Settlement Date 7/9 Type Foreign Dividend Description GLAXOSMITHKLINE PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 @ 0.155555 PER SHARE 7/9 Foreign ... Withheld GLAXOSMITHKLINE PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 TAX WITHHELD UNITED KINGDOM 13.00% Total Inflows & Outflows $0.23 $0.00 (0.020) (0.03) (0.02) Quantity 1.000 Per Unit Amount

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01568068.pdf

EFTA01568391Set 10

2009-12-0159p5,634w

Period 10/1/09 to 10/31/09 Estimated Quantity Non US Equity CURRENCY SHARES EURO TRUST GLAXOSMITHKLINE PLC 23130C-10-8 FXE 1.000 HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 G3910J ... Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Settlement Date 10/8 Type Foreign Dividend Description GLAXOSMITHKLINE PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 @ 0.155555 PER SHARE 10/8 Foreign ... Withheld GLAXOSMITHKLINE PLC HELD BY JPMORGAN CHASE BK LON ISIN GB0009252882/SEDOL 0925288 TAX WITHHELD UNITED KINGDOM 13.00% Total Inflows & Outflows $0.22 $0.00 (0.020) (0.03) (0.02) Quantity 1.000 Per Unit Amount

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01568391.pdf

EFTA01567413Set 10

2014-02-01137p14,690w

Yield Equity Detail Price EAFE Equity ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK 55.94 0.00 684.77 4.41% Quantity Value Adjusted ... TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 36160B-10-5) GLAXOSMITHKLINE PLC SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 37733W

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01567413.pdf

EFTA01567387Set 10

2014-02-0126p4,060w

Yield Equity Detail Price EAFE Equity ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK 55.94 0.00 684.77 4.41% Quantity Value Adjusted ... TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 36160B-10-5) GLAXOSMITHKLINE PLC SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 37733W

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01567387.pdf

EFTA01570018Set 10

2011-12-01162p16,949w

Cost Sale High Cost SHIRE PLC ISIN JEO0B2QKY057 SEDOL B2QKY05 (ID: G8124V-91-8) GLAXOSMITHKLINE PLC ISIN GB0009252882/SEDOL 0925288 (ID: G3910J-90-6) ROYAL DUTCH SHELL PLC - A ISIN GBOOB03MLX29 ... Cost Basis Adj Cost Basis Adj Cost Basis Adj Cost Basis Adj Description GLAXOSMITHKLINE PLC ISIN GB0009252882/SEDOL 0925288 COST BASIS ADJUSTMENT (ID: G3910J-90-6) MARKS & SPENCER PLC - GBP ISIN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01570018.pdf

EFTA01565004Set 10

2013-01-01147p14,188w

25243Q-20-5 DEO GDF SUEZ SPONS ADR 361608-10-5 GDFZ GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK HSBC HOLDINGS PLC SPONS ADR 404280-40-6 HBC ISRAEL ... 25243Q-20-5) GDF SUEZ SPONS ADR (ID: 361608-10-5) GLAXOSMITHKLINE PLC SPONS ADR (ID: 37733W-10-5) HSBC HOLDINGS PLC SPONS ADR (ID: 404280-40-6) Quantity

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565004.pdf

EFTA01564970Set 10

2013-01-0134p3,114w

25243Q-20-5 DEO GDF SUEZ SPONS ADR 361608-10-5 GDFZ GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK HSBC HOLDINGS PLC SPONS ADR 404280-40-6 HBC ISRAEL ... 25243Q-20-5) GDF SUEZ SPONS ADR (ID: 361608-10-5) GLAXOSMITHKLINE PLC SPONS ADR (ID: 37733W-10-5) HSBC HOLDINGS PLC SPONS ADR (ID: 404280-40-6) Quantity

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01564970.pdf

EFTA01566688Set 10

2013-12-01148p14,644w

25157Y-20-2 DPSG Y GDF SUEZ SPONS ADR 36160B-10-5 GDFZ Y GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK HSBC HOLDINGS PLC SPONS ... 09/01/13 - 09/30/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $47,160.58 AS OF 10/01/13 GLAXOSMITHKLINE PLC SPONS ADR @ 0.553212 PER SHARE (ID: 37733W-10-5) RECKITT BENCKISER GROUP PLC SPONSORED

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01566688.pdf