EFTA02143841Set 10
7p1,912w
DUFN SW, FRES LN, TKA AV
BERN initiate W0H DC (up), SOON VX (up), GN DC (mp), AMP IM (mp)
Reporting Pre-Open: AN, DSW, FDS, MBT, RNF, RTK, SBLK
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02143841.pdf
EFTA02145737Set 10
8p1,904w
Numis upgrade BARC LN, Bere upgrade RWA LN, Swedbank downgrade GN DC
• Investec upgrade THT LN, Nordea upgrade LSG NO, Inter downgrade FNC IM
Reporting Pre-Open: AES, CNP, DLTR
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02145737.pdf
EFTA02101572Set 10
2014-07-239p2,236w
upgrades DSY FP
CS initiates BME LN (op), MS upgrades SOON VX and downgrades GN DC, DB initiates PLND LN
(buy)
Lampe upgrades GBF GY, Investec upgrades RSW LN, BofA
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02101572.pdf
EFTA00401937Set 9
2012-11-087p2,170w
most preferred, Bern upgrade LLOY LN
Key Research: HSBC upgrade MKS LN, Swedbank downgrade GN DC, ABN initiate KPN NA (hold)
Key Research: UBS upgrade IMG LN, HSBC upgrade FNTN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00401937.pdf
EFTA02136008Set 10
2013-06-147p1,748w
Medio upgrade LLOY LN, JEFF initiate RBS LN (b), LLOY LN (n), Bernstein upgrade GN DC, ENI IM
Reporting Pre-Open: AMSC, NGL, SFD
Economic Data: PPI / Current Account Balance
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02136008.pdf
EFTA02131300Set 10
2013-08-0610p2,632w
Nordea downgrades TLTIV FH & FIXB SS, Investec downgrades HILS LN, Swedbank upgrades GN
DC
Numis downgrades WPP LN, RBC upgrades ITRK LN, SocGen downgrades SZG CY, UBS
downgrades
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02131300.pdf