EFTA02114020Set 10
2014-02-198p2,006w
30am"**
""FOMC minutes from Bemanke's last meeting (Jan 28-29) © 2pm***
***DVN, GRMN, HCN, HST pre-open / EQIX, MAR, SWY, TSLA after close***
EFTA_R1_00738483
EFTA02114020
• Herbalife ... Berenberg upgrade JAZ SM, Akros downgrade TEN IM
Reporting Pre-Open: DVN, GRMN, HCN, HST, AIMC, CBMX, CCC, CG, CLMT, COBR, DX, DXYN,
ESNT, EV, GEO, HAWK, HL, INOD, KNOP
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02114020.pdf
EFTA00386261Set 9
2013-07-319p3,206w
45am***
""FOMC statement @ 2pm, China Official PMI Manufacturing @ 9pmn*
""AB,ADT,AMT,CMCSA,EXC,GRMN,H,IVZ, LVL,MA reporting pre-open""
"*ALL,CBS,DOX,DWA,MAR,MCHP ... EFTA00386264
Reporting Pre-Open: ADT, AGN, AMT, CMCSA, DLPH, EXC, GAS, GRMN, HCBK, KES, HSP, HUM, IVZ, MA, NI, PCG,
PSX, SO, WEC, AB, BUD, ACCO, AGCO, ALR, AMED, ATRO
https://www.justice.gov/epstein/files/DataSet%209/EFTA00386261.pdf
EFTA00380436Set 9
2013-10-308p2,669w
15am, CPI @ 8:30am, FOMC Rate Decision @ 2pm ***
***ADP, AMT, CMCSA, EXC, GLW, GM, GRMN reports pre-open"'
"*ALL, CSC, EQR, EXPE, FB, JDSU, KRFT, LNC, MAR, MET, O1, SBUX ... Reporting Pre-Open: ADP, AMT, BWA, CMCSA, EXC, GAS, GLW, GM, GRMN, HES, PCG, PEG, PSX, PX, SEE, SO,
TEL, WEC, ACCO, AEGR, AIT, ARW, AUDC, BAH, BDC, BOKF
https://www.justice.gov/epstein/files/DataSet%209/EFTA00380436.pdf
EFTA02101743Set 10
2014-07-259p2,302w
Rate Decision (no press conference), US O2 GDP, US
core Q2 PCE, Earnings (ADT, GRMN, HES, HUM, LO, MWV, PSX, ROK, SEE, WEC, ALL, HIG,
KRFT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02101743.pdf
EFTA02123600Set 10
2013-10-299p2,436w
Change,
House/Senate conference expected to meet for the first time, Earnings (CMCSA, GLW, GM, GRMN,
HES, PCG, PEG, SEE, WEC, ALL, CSC, EQR, EXPE, FB, KRFT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02123600.pdf
EFTA02105379Set 10
2014-05-159p2,369w
ADUS, AKAM, ALXA, AOS, ATML, AWH, BBSI, BHE, BIOS, CHEF,
CRTO, EEFT, GAZA, GRMN, HAYN, HON, ISSI, KMX, LAMR, LMNS, MET, MINI, MLHR, MMS,
MYRG, NTGR, NVMI, OC, OFIX, PMCS
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02105379.pdf
EFTA02136101Set 10
2013-06-078p1,887w
INTC, UBS upgrades YUM (buy)
• Topeka initiates AMKR/BRCM/CDNS/FSUNXPI/RMBS/SPRD (buys) & AMCC/ARMH/MLNX/QCOM
(holds)
'e Raja initiates GRMN, B. Riley initiates AMSWA (buy), JPM upgrades DNB, RBC cuts ISLE
Europe Key Research:
▪ BofAML
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02136101.pdf
EFTA02147513Set 10
2013-02-158p1,885w
reinstates CAG (neut) & cuts DVA, Jeff cuts STI, Opco initiates LGP, W. Blair initiates GRMN
(op)
• Roth initiates ECYT (buy) & upgrades SASS (buy), Stifel initiates ABT (buy), Jeff downgrades
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02147513.pdf
EFTA02123897Set 10
2013-10-288p1,901w
Change,
House/Senate conference expected to meet for the first time, Earnings (CMCSA, GLW, GM, GRMN,
HES, PCG, PEG, SEE, WEC, ALL, CSC, EQR, EXPE, FB, KRFT
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02123897.pdf
EFTA02106578Set 10
2014-04-298p2,307w
April, BOJ policy decision, Eurozone CPI, German Labor data, Earnings
(ACT, ADT, ADP, GRMN, HSP, IP, MOS, PSX, CBG, MET, MUR, WMB)
Thursday: MayDay (most of Europe closed — UK, Ireland
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02106578.pdf
EFTA00400426Set 9
2012-12-035p1,488w
NRGY, DOW
Non-Deal Roadshows: ACI, AMRE, BIOS, CKSW, CLX, CYOU, ECL, GRMN, KNL, OFG, PVTB, SOHU, STI, SWKS,
SXL, TECD, TOT, WRLS, OGE
Shareholder Meetings: DO, CXDC, KNXA, GEOY
https://www.justice.gov/epstein/files/DataSet%209/EFTA00400426.pdf
EFTA00433088Set 9
2011-06-034p1,259w
MCHX, MOLX, N, STRI,
X, XLNX, EQIX, SNY
Shareholder Meetings: WMT, EXPR, SD, GRMN, SFSF, CAVM
Equity/Mixed Shelfs: BSS, CSII ($75M)
Other Newspaper Articles & Stories
Barron's positive: United Online
https://www.justice.gov/epstein/files/DataSet%209/EFTA00433088.pdf
EFTA00407451Set 9
2012-08-016p2,004w
reduce)
Reporting Pre-Open: ADP, AGN, AMT, AVP, CMCSA, D, DVN, EXC, GAS, GRMN, HOG, HSP, ICE, MA,
MRO, PSX, RRD, TWX, WEC, AGP, ALVR, AMRI, ASCA, RAH, BKW, BOKF
https://www.justice.gov/epstein/files/DataSet%209/EFTA00407451.pdf
EFTA00419539Set 9
2012-02-175p1,590w
Global Paper & Packaging
Conference (NYC), Jefferies Global Clean Tech Conference (NYC), Earnings (DLTR, GRMN, RRD,
TJX, ADI, ESRX, FLS, HPQ, LTD, WMB)
Thursday: EU Commission publishes GDP, FHFA House Price
https://www.justice.gov/epstein/files/DataSet%209/EFTA00419539.pdf
EFTA00414284Set 9
2012-05-026p2,188w
Bernstein downgrades VMED
Reporting Pre-Open: AGN, BEN, CBE, CLX, CMCSA, CVS, DVN, GRMN, ICE, MA, PCG, PEG, RDC, RRD,
TWX, MRO, AB, ABX, AGP, ALE, ASCA
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414284.pdf
EFTA02105372Set 10
2014-06-067p1,595w
Shareholder Meetings: ENT, WMT, BABY, LDOS, VAC, DLLR, FVE, TAXI, TGTX, ACAD, GRMN,
LAYN, MWE, ADNC, ONTY, IMMR, CAP, PULS, SBSA
Equity/Mixed SheIfs: RIBT ($30M)
EFTA_R1_00719750
EFTA02105374
Other
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02105372.pdf
EFTA02133365Set 10
2013-07-2910p2,662w
Eurozone CPI, China NSB & HSBC July manufacturing, Earnings (AB, ADT, AMT, BNP, CMCSA, EXC,
GRMN, H, HES, HSP, IACI, IVZ, JNY, LVLT, MA, SODA, TX, WFT, ALL, ATML
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02133365.pdf
EFTA02153545Set 10
2012-12-036p1,477w
EFTA_R1_00819254
EFTA02153547
Non-Deal Roadshows: ACI, AMRE, BIOS, CKSW, CLX, CYOU, ECL, GRMN, KNL, OFG, PVTB,
SOHU, STI, SWKS, SXL, TECD, TOT, WRLS, OGE
Shareholder Meetings: DQ, CXDC
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02153545.pdf