EFTA01592748Set 10
2005-09-0129p3,227w
USD/EUR
FUNDS RECEIVED BY WIRE
FUNDS RECEIVED BY WIRE
3,000 ENCORE CAP GROUP INC CVT 144A
03.3750 09/19/2010
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
12,000 ENCORE ... GROUP INC CVT 144A
03.3750 09/19/2010
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-15,000 ENCORE CAP GROUP INC CVT 144A
03.3750 09/19/2010
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0 ... ENCORE CAP GROUP INC CVT 144A
03.3750 09/19/2010
EFTA01592765
DONE AT MORGAN, STANLEY AND
COMPANY, INCORPORATED
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592748.pdf
EFTA01593563Set 10
2005-11-0154p5,367w
MARKET
FUNDS PAID BY WIRE
WIRE TO CITIBANK
2,000,000 AMERICAN FINL GROUP INC CVT
01.4861 06/02/2033
TO 736FY0 FROM 746FY0
1,130,000 RPM INTL INC ... AMGEN INC NT ZER CV 32
AMYLIN PHARMACEUTICALS INC
NT CV 2
BARNES GROUP INC CVT 144A
CBRL GROUP INC
EFTA01593609
03/01/2032
SR
02.5000 04/15/2011
03.7500 08/01/2025
04/03/2032
LYON ZERO
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593563.pdf
EFTA01593507Set 10
2005-08-0156p5,756w
ZERO 22
11/06/2022
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
8,000 BARNES GROUP INC CVT 144A
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
9,000 BARNES GROUP ... ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
EFTA01593529
8,000 BARNES GROUP INC CVT 144A
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0 ... 08/02 MRKD/MARKET
03 08/02 JOURNAL
03 08/02 JOURNAL
QUANTITY DESCRIPTION
-8,000 BARNES GROUP INC CVT 144A
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
9,000 BARNES GROUP
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593507.pdf
EFTA01593408Set 10
2005-09-0149p4,944w
MARK TO MARKET
MARK TO MARKET
MARK TO MARKET
-3,000 ENCORE CAP GROUP INC CVT 144A
03.3750 09/19/2010
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0 ... WIRED
01 09/22 JOURNAL
01 09/22 JOURNAL
QUANTITY DESCRIPTION
-12,000 ENCORE CAP GROUP INC CVT 144A
03.3750 09/19/2010
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
15,000 ENCORE ... GROUP INC CVT 144A
03.3750 09/19/2010
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
MARK TO MARKET
FROM 736FY0 TO 746FY0
736FY0 TO 746FY0 USD/EUR
MARK TO MARKET
FUNDS PAID
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593408.pdf
EFTA01592816Set 10
2005-08-0137p4,169w
ZERO 22
11/06/2022
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-8,000 BARNES GROUP INC CVT 144A
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-9,000 BARNES GROUP ... INC 144A
03.0000 08/01/2035
CORRECTION
DONE AT LEHMAN BROTHERS INC
8,000 BARNES GROUP INC CVT 144A
03.7500 08/01/2025
CORRECTION
DONEATBANCOFAMERICA
SECURITIES LLC
01 08/02 JOURNAL
01 08/02 JOURNAL ... FINANCING
FROM 2F8EE0 TO 746FY0
FUNDS RECEIVED BY WIRE
8,000 BARNES GROUP INC CVT 144A
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-8,000 BARNES GROUP INC
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592816.pdf
EFTA01593122Set 10
2006-02-0132p3,505w
746FY0
FUNDS RECEIVED BY WIRE
746FY0 HIGHBRIDGE CAPITAL MANA
17,000 BARNES GROUP INC CVT 144A
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
EFTA01593144
TO 736FY0 FROM 746FY0
-293 BARNES GROUP INC ... INC 3.75% 2025 CVT
03.7500 08/01/2025
TO 736FY0 FROM 746FY0
-17,000 BARNES GROUP INC CVT 144A
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
1,000 AMGEN
OFFSHORE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593122.pdf
EFTA01593041Set 10
2007-03-0123p2,423w
FUNDS RECEIVED BY WIRE
746FY0 HIGHBRIDGE CAPITAL MANA
2,000,000 AMERICAN FINL GROUP INC CVT
01.4861 06/02/2033
TO 736FY0 FROM 746FY0
3,830,000 RPM INTL INC ... INC
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
-2,000,000 AMERICAN FINL GROUP INC CVT
01.4861 06/02/2033
DONE AT CITIGROUP GLOBAL
MARKETS, INC.
-1,600,000 HCC 2 09/01/21
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593041.pdf
EFTA01592853Set 10
2005-11-0132p3,523w
2F8EE0
S/D FINANCING
FROM 2F8EE0 TO 746FY0
-2,000,000 AMERICAN FINL GROUP INC CVT
01.4861 06/02/2033
TO 736FY0 FROM 746FY0
-1,130,000 RPM INTL INC ... INCORPORATED
CORRECTION
DONE AT KBC FINANCIAL PRODUCTS
2,000,000 AMERICAN FINL GROUP INC CVT
01.4861 06/02/2033
DONE AT KBC FINANCIAL PRODUCTS
S/D FINANCING RETURN
FROM 746FY0 TO 2F8EE0
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01592853.pdf
EFTA01581894Set 10
2005-09-011p291w
TYPE DATE TRANSACTION DESCRIPTION PRICE DEBIT CREDIT
01 09/19 BOUGHT 15, 000 P GROUP INC CVT 100 .0 000 0 15, 00 0.0 0
09/19/2010
DONE AT J. P. MORGAN ... FROM MM.= TO
01 09/22 JOURNAL -3, 00 0 ENCORE CAP GROUP INC CVT 3,060.
09/19/2010
OFFSHORE ARRANG G P
TO FROM
01 09/22 JOURNAL ... GROUP INC CVT 3,055.
09/19/2010
OFFSHORE ARRANGING FLIP
TO FROM
01 09/22 JOUR NA • 3, 000 ENCORE CAP GROUP INC CVT 3, 05 5.
09/19/2010
OFFSHORE ARRANGING FLIP
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01581894.pdf
EFTA01582264Set 10
2005-08-011p280w
DATE TRANSACTION QUANTITY DESCRIPTION PRICE DEBIT CREDIT
01 08/02 JOURNAL - 8, 000 BARNES GROUP INC CVT 1 44 A 8,246.67
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736F10 FROM ... 6F10
01 08/02 JOURNAL 9,000 BARNES GROUP INC CVT 144A 9, 000.00
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736F10 FROM 74 6F10
01 08/02 JOURNAL 9,000 BARNES GROUP ... ARRANGING FLIP
TO 736F10 FROM 74 6F10
01 08/02 JOURNAL - 9, 000 BARNES GROUP INC CVT 1 94 A 9,000.00
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736F10 FROM 746F10
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582264.pdf
EFTA01582221Set 10
2005-09-011p276w
QUANTITY DESCRIPTION PRICE DEBIT CREDIT
01 09/19 JOURNAL -12, 00 0 ENCORE CAP GROUP INC CVT 144A 12,120.00
03.3750 09/19/2010
OFFiarRANG I N G FLIP
TO FROM
01 09/19 ... JOURNAL 15, 000 ENCORE CAP GROUP INC CVT 144A 15, 00 0.00
03. 3750 09/19/2010
OFFSHORE ARRANG P
TO FROM
03 09/19 MRKD/MARKET MARK ... WIRE TO CITIBANK
01 09/22 JOURNAL 3, 00 0 ENCORE CAP GROUP INC CVT 144A 3, 05 5.7 1
03.3750 09/19/2010
OFFALL ARRANGING FLI P
TO FROM
01 09/22 JOURNAL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582221.pdf
EFTA01582478Set 10
2006-02-011p264w
02/22 MRKD/MARKET MARK TO MARKET 310,638.03
01 02/22 JOURNAL -17,000 BARNES GROUP INC CVT 144A 18,368.97
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736F10 FROM 746FY0
03 02/22 ... 08/01/2025
TO 736FY0 FROM 796FY0
01 02/23 JOURNAL 17,000 BARNES GROUP INC CVT 144A 18,368.97
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0
CREDIT SUISSE SECURITIES
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582478.pdf
EFTA01581925Set 10
2005-08-011p274w
DATE TRANSACTION QUANTITY DESCRIPTION PRICE DEBIT CREDIT
01 08/02 JOURNAL 9,000 BARNES GROUP INC CVT 144A 9, 00 0.00
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736FY0 FROM 746FY0 ... 08/02 JOURNAL 9,000 BARNES GROUP INC CVT 144A 9, 000.00
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736F10 FROM 746FY0
01 08/02 JOURNAL -9, 000 BARNES GROUP INC CVT 144A ... OFFSHORE ARRANGING FLIP
TO 736F10 FROM 746FY0
01 08/02 JOURNAL -9, 000 BARNES GROUP INC CVT 1 44 A 9,000.00
03.7500 08/01/2025
OFFSHORE ARRANGING FLIP
TO 736F10 FROM 746F10
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01581925.pdf
EFTA01581893Set 10
2005-09-011p284w
RECEIVED BY WIRE 21,960.00
01 09/19 JOURNAL 3, 000 ENCORE CAP GROUP INC CVT 144A 3, 06 0.0 0
03.3750 09/19/2010
OFFSHORE ARRANGING FLIP
TO FROM
01 09/19 JOURNAL ... ENCORE CAP GROUP INC CVT 144A 12, 12 0.0 0
03. 3750 09/19/2010
OFFSHORE ARRANGING FLIP
TO FROM
01 09/ 1O -.1orIR NA:. -15, 000 ENCORE CAP GROUP INC CVT ... 09/19/2010
OFFSHORE ARRANGING FLIP
TO FROM
01 09/19 SOLD -12, 000 ENCORE CAP GROUP INC CVT 144A 101 .0 000 0 12,1 20.00
03. 3750 09/19/2010
DONE AT MORGAN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01581893.pdf
EFTA01581895Set 10
2005-09-011p292w
TRANSACTION QUANTITY DESCRIPTION PRICE DEBIT CREDIT
01 09/22 JOURNAL 3, 000 ENCORE CAP GROUP INC CVT 144A 3, 05 5.7 1
03. 37 50 09/19/2 01 0
OFF.. ARRANGING ... RRANG /NG FLIP
TO FROM
01 09/22 SOLD - 3, 00 0 ENCORE CAP GROUP INC CVT 144A 101 .8 570 0 3,055.71
03. 3750 09/19/2010
CORRECTION ... OFFSHORE ARRANGING FLIP
TO FR
01 09/23 JOURNAL - 3, 000 EN CCI GROUP INC CVT 144A 3, 0. 51-).
03. 3750 09/19/2010
OFFSHORE ARRANC
TO FROM
03 09/23 JOURNAL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01581895.pdf