EFTA01288772Set 10
2015-12-31225p98,138w
Total 49,630.000 $1,206836.52 $1,049,419.80 -$216,618.72 $0.00
GENERAL ELECTRIC CO COM Security Identifier: GE
Dividend Option: Cash CUSP ... Record Date Payable Date Quantity Held Rate Dividend Option Moult of Payment
Dividends
GENERAL ELECTRIC CO COM 12121115 01125116 23.000.000 0 230000 Cash 5.29000
VIACOM
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01288772.pdf
EFTA01288997Set 10
2016-12-31204p88,660w
Total 49,830.000 11,215,036.52 $881,991.00 -$383,015.52 WOO
GENERAL ELECTRIC CO COM Security identifier: GE
Dividend Option: Cash CUSP ... Record Date Payable Date Quantity Held Rate Dividend Option Amount of Payment
Dividends
GENERAL ELECTRIC CO COM 1207/16 01/25/17 23,000.000 0.210000 Cash 5.520,00
VIACOM
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01288997.pdf
EFTA00604413Set 9
2018-01-309p3,096w
11/6/2017 149.00 155.85 $22,605
10/20117 GENERAL ELECTRIC CO 25.000 (2.406) -0.48% -35% $ 576.880 $498.083 1/19/2018 23.08 19.92 -$78,797
10/21/17 GENERAL ELECTRIC CO ... 1/19/2018 22.04 19.92 -$52,917
10/31/17 GENERAL ELECTRIC CO 25.000 (2,406) -0.48% -35% $ 503.450 $498.083 1/19/2018 20.14 19.92 -$5,368
Total Southern Financial LLC Equities ... uantlty 1 ray Ch 1 •ay Chn• VTr •eturn Total Cast . . - •
1023+17 GENERAL ELECTRIC CO 22,000 $ (2,117) -0.48% -35% $ 490.182 $438.313 1/19/2018 22.28 19.92 451,869
Total
https://www.justice.gov/epstein/files/DataSet%209/EFTA00604413.pdf
EFTA00807456Set 9
2015-06-1013p4,518w
11/6/2017 149.00 155.95 $22,935
10/20/17 GENERAL ELECTRIC CO 25.000 (1,446) -0.29% -35% 576,880 $502,550 1(19/2018 23.08 20.10 .$74,330
10/21/17 GENERAL ELECTRIC CO ... 19/2018 22.04 20.10 -$48,450
10/31/17 GENERAL ELECTRIC CO 25.000 (1.446) 0.29% -35% 503,450 $502,550 1(19/2018 20.14 20.10 -$900
Total Southern Financial LLC Equities ... HOLDINGS LTD.I 12.500 $ 13.431 2.33% 91% $ 298.878 $576.250 11/15/2017 23.91 46.10 $277.372
10123/17 GENERAL ELECTRIC CO 22.000 $ (1.272) -0.29% -35% $ 490.182 $442,244 1/19/2018 22.28 20.10 -$47,938
Total Gratitude
https://www.justice.gov/epstein/files/DataSet%209/EFTA00807456.pdf
EFTA01288520Set 10
2014-12-01252p106,698w
Total 49130.000 $1,265,038.52 11,107,222.60 -$157,013.92 30.00
GENERAL ELECTRIC CO CON Security Identifier: GE
Dividend Option: Cash CUSP ... Record Date Payable Date Quality Held Rate Dividend Option Mont of Payment
Dividends
GENERAL ELECTRIC CO COM 12/22/14 01/26/15 23.000.000 0.230000 Cash 5.290 00
Total Cash Not Yet Received
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01288520.pdf
EFTA01289441Set 10
2018-12-31283p110,543w
Security Identifier. F9396Nt6
Total 11200.000 910,116.65 974,198.86 .61,082.21
GENERAL ELECTRIC CO 12/19/18 02123118 Covered First In First Out! SELL ... YOUR BROKER ACTED AS 910,116.65 USD
AGENT ASOF 2/1/2013
12121118 12119118 SOLD GENERAL ELECTRIC CO C011 UNSOLICITED ORDER AVERAGE .25,000.000 7.5961 188,896.28 USD
GE UNIT PRICE TRANSACTION
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01289441.pdf
EFTA01405456Set 10
2014-06-0552p7,533w
Dividend Option: Cash
05/17/12 *,13
01/13/14
08/05/14
Total Covered
Total
GENERAL ELECTRIC CO COM
Dividend Option: Cash
04/23/13 *,13
GENERAL MTRS CO COM
Dividend Option: Cash
11/18/10 *
12/09/10 *
Total Noncovered ... quantity displayed may have been rounded.
Cash Not Yet Received
Security
Dividends
GENERAL ELECTRIC CO COM
Total Cash Not Yet Received
12/22/14
01/26/15
23,000.000
0.230000
Cash
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01405456.pdf