EFTA01406955Set 10
2018-04-1710p1,258w
Avila
Cc: Joe Aglione <
Ian Salters
Pankaj-A Chopra
NCAOTC Derivatives
Martin Zeman
Alka Gopala
Classification: For internal use only
Hi Xavier,
The trade is still reflecting under FFT location ... Malhotra
Cc: Joe Aglione n Salters
Panka*-A Chopra ; NCAOTC Derivatives
; Martin Zeman < :.; Alka Gopala
>
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC FFT Location [I]
Classification: For internal ... lione >; Ian Salters ; Nina
Tona hopra < NCAOTC
Derivatives ; Martin Zeman
Alka Gopala
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC FFT Location [I]
I'll check who should handle
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406955.pdf
EFTA01406895Set 10
2018-04-1711p1,407w
Aglione ; Ian Salters
Panka*-A Cho ra ; NCAOTC Derivatives
ar in eman < >; Alka Gopala
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC FFT Location [I]
Classification: For internal use only ... lione < >; Ian Salters < ; Nina
Tona ; Pankaj-A Chopra AOTC
Derivatives ; Martin Zeman
Alka Gopala
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC FFT Location [I]
I'll check who should ... Avila
Akash Malhotra <
Cc: Joe A lione < , Ian Salters < , Nina
Tona
C
Derivatives
Alka Gopala <
, Pan aj-A C opra <
, Martin Zeman
, NCAOTC
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406895.pdf
EFTA01406857Set 10
2018-04-179p1,128w
Malhotra
Cc: Joe Aglione
Ian Salters
Pankaj-A Chopra
NCAOTC Derivatives
Martin Zeman
Alka Gopala
Classification: For internal use only
Mat — let me know if I can help you with ... Aglione Ian Salters • Nina
Tona an<aj opra NCAOTC
Derivatives ; Martin Zeman
Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC FFT Location [I]
I'll check who should ... Akash Malhotra
EFTA01406858
Cc: Joe A lione , Ian Salters , Nina
Tona
S
Derivatives
Alka Gopala
Panka'-A Cho ra
, Martin Zeman
NCAOTC
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406857.pdf
EFTA01406845Set 10
2018-04-178p952w
Aglione
Ian Salters
Nina Tona
Pankaj-A Chopra
NCAOTC Derivatives
Martin Zeman
Alka Gopala
I'll check who should handle the product extension to FFT. I expect it will ... Aglione , Ian Salters , Nina
Tona Pankaj-A Chopra NCAOTC
Derivatives , Martin Zeman
Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Classification: For internal use only ... lione Ian Salters Nina
Tona a NCAOTC
Derivatives Martin Zeman
Alka Gopala
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC FFT Location [I]
Done, thanks.
Are all the XCCYs generally
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406845.pdf
EFTA01406881Set 10
2018-04-179p1,194w
Malhotra
Cc: Joe Aglione ; Ian Salters
Pankaj-A Chopra ; NCAOTC Derivatives
; Martin Zeman ; Alka Gopala
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC_FFT Location [I]
Classification: For internal ... Aglione Ian Salters ; Nina
Tona Pan<aj A C opra NCAOTC
Derivatives eman
Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC FFT Location [I]
I'll check ... lione , Ian Salters Nina
Tona , Panka'-A Cho ra NCAOTC
Derivatives , Martin Zeman
Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Classification: For internal
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406881.pdf
EFTA01399702Set 10
2018-04-1712p1,565w
Aglione < ; Ian Salters a;
Pankaj-A Chopra ; NCAOTC Derivatives
; Martin Zeman a; Alka Gopala
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC_FFT Location [I]
EFTA01399704
Classification: For internal ... Salters ; Nina
Tona ; Pankaj-A Chopra ; NCAOTC
EFTA01399705
Derivatives ; Martin Zeman <a:••
Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
I'll check who should ... Akash Malhotra
Cc: Joe A lione , Ian Salters , Nina
Tona
S
Derivatives
Alka Gopala
, Panka'-A Cho ra
, Martin Zeman
, NCAOTC
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399702.pdf
EFTA01406871Set 10
2018-04-1710p1,259w
Aglione • Ian Salters
Panka•-A Cho ra NCAOTC Derivatives
; Martin Zeman Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Classification: For internal use only ... Aglione • Ian Salters ; Nina
Tona Pankaj-A Chopra NCAOTC
Derivatives • Martin Zeman
Alka Gopala
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC FFT Location [I]
I'll check who should ... Aglione , Ian Salters , Nina
Tona Pankaj-A Chopra NCAOTC
Derivatives , Martin Zeman
Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Classification: For internal use only
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406871.pdf
EFTA01406948Set 10
2018-04-177p792w
Aglione
Ian Salters
Nina Tona
Pankaj-A Chopra
NCAOTC Derivatives
Martin Zeman
Alka Gopala
Classification: For internal use only
In general, everything should face FFT and other booking centres ... lione Ian Salters Nina
Tona Pankaj A Chopra NCAOTC
Derivatives ; Martin Zeman •
Alka Gopala
Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC FFT Location [I]
Done, thanks ... Salters , Nina
EFTA01406949
Tona , Panka'-A Cho ra NCAOTC
Derivatives , Martin Zeman
Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Classification: For internal use only
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406948.pdf
EFTA01406890Set 10
2018-04-165p615w
Aglione
Ian Salters
Nina Tona
Pankaj-A Chopra
NCAOTC Derivative
Martin Zeman
Alka Gopala <
Classification: For internal use only
Approved as one-off, but let's get the KYC done ... Salters < ; Nina
Tona < .; Pankaj-A Chopra NCAOTC
Derivatives <II IMMIS; artin eman
Alka Gopala <IIIMMMIlli.
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Shawn ... Sent: Monday, Apr
To: Xavier Avila ; Akash Malhotra
; NCAOTC Derivatives
; Pankaj-A Chopra ; Alka
Gopala < ; Nina Tona ; an a ters
; Martin Zeman <
Su sec SOUTHFINANMD , LLC FFT Location [I]
Classification
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406890.pdf
EFTA01406915Set 10
2018-04-166p681w
Aglione
Ian Salters
Nina Tona
Pankaj-A Chopra
NCAOTC Derivatives
Martin Zeman
Alka Gopala
Done, thanks.
Are all the XCCYs generally booked and clients KYCed in DB AG FFT? What ... lione Ian Salters Nina
Tona Pankaj-A Chopra NCAOTC
Derivatives , Martin Zeman
Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Classification: For internal use only ... Aglione Ian Salters Nina
Tona Pankaj-A Chopra NCAOTC
Derivatives Martin Zeman
Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Shawn
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406915.pdf
EFTA01362961Set 10
2018-04-161p232w
Aglione • Ian Salters Nina Tona
Pankaj-A Cho•ra ; NCAOTC Derivatives
Zeman ; Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I]
Shawn ... Xavier Avila • Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
Chopra ; Alka Gopala Nina Tona
Ian Salters ; Martin Zeman
Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I]
Classification ... Akash Malhotra
Cc: Shawn Staker >, NCAOTC Derivatives • Panka.-A
Chopra >; Alka Gopala Nina Tona
Ian Salters ; Mathew Negus • Martin Zeman
Subject: RE. KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362961.pdf
EFTA01358382Set 10
2018-04-161p213w
Mathew Negus Akash Malhotra
Cc: Joe Aglione
Pankaj-A Cho artin
Zeman Alka Gopala
Subject: RE. KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I]
Shawn ... Xavier Avila Akash Malhotra
Cc: Shawn Staker NCAOTC Derivatives Pankl-A
Chopra Alka Gopala
Ian Salters Martin Zeman
Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I]
Classification ... Akash Malhotra
Cc: Shawn Stake NCAOTC Derivatives ; Panki-A
Chopra lka Gopala ina Ton
Ian Salters Mathew Negus ; Martin Zeman
Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01358382.pdf
EFTA01363009Set 10
2018-04-161p200w
lion , tan Salters , Nina Tona Pankaj-A
Chopra , NCAOTC Derivatives Martin Zeman
Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I]
Classification For Internal use only ... Salters M~~; Nina Tona <~~,;
Pankaj-A Chopra NCAOTC Derivatives >, Martin
Zeman c ill~»; Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I]
Shawn ... Xavier Avila ; Akash Maihotra
Cc: Shawn Staker ; NCAOTC Derivatives ; Panki-A
Chopra ; Alka Gopala ; Nina Tona
Ian Salters >; Martin Zeman
Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01363009.pdf
EFTA01363004Set 10
2018-04-171p205w
Zeman Alka Gopala .c) >
Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I]
I'll check who should handle the product extension to FFT. I expect it will ... Salters Nina Pankaj-A
Ch , NCA T Derivative , Martin Zeman
, Alka Gopala
Subject RE: KYC Brcach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I]
Classification. For internal use only
In general ... Aglione Ian Salters Nina Tona
Pankaj-A h m ;N
Zeman -; Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
CONFIDENTIAL - PURSUANT TO FED. R. CRIM
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01363004.pdf
EFTA01362997Set 10
2018-04-161p194w
Aglione >. Ian Salters Nina Tona
Pankaj-A Cho ra ; NCAOTC Derivatives
Zeman ; Alka Gopala <a'
Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I]
Shawn ... Xavier Avila - Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives
Chopra ; Alka Gopala
Ian Salters , Martin Zeman
Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC FFT Location [I]
Classification: For internal ... Akash Malhotra
Cc: Shawn Staker ; NCAOTC Derivatives • Panka'-A
Chopra ; Alka Gopala • Nina Tona
Ian Salters Mathew Negus ; Martin Zeman
CONFIDENTIAL - PURSUANT TO FED. R. CRIM
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362997.pdf
EFTA01363008Set 10
2018-04-171p195w
Salters >, Nina Tona >, Pankaj-A
Chopra , Martin Zeman
, Alka Gopala
u ject: reac _SOUTHFINANMD_Southcm Financial, LLC_FFT Location II]
Classification For Internal use only
In general, everything should face ... Aglione Salters >; Nina Tona <a;
Pankaj-A Cho. >; NCAMWI s <e; Martin
Zeman ; Alka Gopala
Subject: reac THFINANMD_Southem Financial, LLC_FFT Location [1]
Done, thanks.
Are all the XCCYs
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01363008.pdf
EFTA01401922Set 10
2018-04-164p527w
Mathew Negus
Akash Malhotra <
Cc: Shawn Staker
NCAOTC Derivatives
Pankaj-A Chopra
Alka Gopala
Nina Tona
Ian Salters
Martin Zeman
Joe Aglione
Shawn, MO, is it ok to move this ... Xavier Avila ‹ >
Cc: Shawn Staker , NCAOTC Derivatives
, Pankaj-A Chopra Alka
Gopala
Subject: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]
Classification: For internal use only
Hi Alex
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01401922.pdf
EFTA01362996Set 10
2018-04-171p204w
Salters O; Nina Tona
Pankaj-A Cho ra ; NCAOTC Derivatives < >; artin
Zeman >; Alka Gopala
Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I]
Done, thanks ... Salters le, Nina Tonae, Pankaj-A
Chopra , NCAOTC Derivatives , Martin Zeman
Alka Gopala
Subject: RE: KYC Breach_SOUTHFTNANMD_Southem Financial, LLC_FFT Location II]
Classification: For internal use only
CONFIDENTIAL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362996.pdf
EFTA01363049Set 10
2018-04-161p207w
hone Ian Salters Nina Tona Pankaj-A
Cho m NCAOTC Derivatives Martin Zeman
, Alka Gopala
abject: RE: KY(' Breac SOUTHFINAN1vID_Southcm Financial, LLC_FFT Location Ill
Classification: For Internal ... Avil kash Malhotra
Cc: NCAOTC Derivatives Panki-A
Chopra ; Alka Gopala
Ian Salters Martin Zeman
Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I]
Classification: For Internal
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01363049.pdf