EFTA00681440Set 9
2014-12-186p2,747w
investor relations department tipped information
regarding Dell's consolidated earnings numbers to Sandy Goyal, an analyst at Neuberger Berman. Goyal
then allegedly gave the information to Diamondback analyst Jesse Tortora ... exchange for their tips.
As to the Dell tips, the evidence established only that Goyal and Ray had known each other for years
and that Ray sought career advice from ... Goyal. As to NVIDIA, the evidence established that Lim and
Choi were family friends who had met through church and occasionally socialized together. The
Government argued that these facts established
https://www.justice.gov/epstein/files/DataSet%209/EFTA00681440.pdf
EFTA01419803Set 10
2017-06-056p804w
From: Cynthia Rodriguez [mailto
Sent: Monday, June 05 2017 12:10 PM
To: Shalini Goyal Stewart Oldfield
; Bradley Gitlin William-M
Finn
Cc: Debra Jasper
'gtopwmbankingexceptioncheckprocessing@list.db com'
<gtopwmbankingexceptioncheckprocessing@list.db corn>: Oversight ... Avenue, 24th Fl 10154-0004 New York, NY, USA
Tel
Fax
Emai
From: Shalini Goyal
EFTA01419804
Sent: Monday, June 05, 2017 12:08 PM
To: Stewart Oldfield; Bradley Gillin; Cynthia ... internal use only
Hi team,
Please provide an update on below.
Kind regards,
Shalini Goyal
{cid:image001.png@OlD03F0B.91BB3660}
Shalini Goyal
Analyst I Banking Transactions
DBOI Global Services Private Limited
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01419803.pdf
EFTA01402071Set 10
2017-06-055p705w
send all Bankini related •ueries to our new Group E-mail ID -
From: Shalini Goyal [mailto:
Sent: Monday, June 05, 2017 12:07 PM
To: Cynthia Rodriguez < )-; Bradley Gillin
; Oversight ... internal use only
Hi team,
Please provide an update on below.
Kind regards,
Shalini Goyal
{cid:image001.png@OlD03F0B.91BB3660}
Shalini Goyal
Analyst I Banking Transactions
DBOI Global Services Private Limited ... Bankin' related Queires to our new Group E-mail ID
From: Shalini Goyal [mailto:
Sent: Monday, June 05, 2017 9:52 AM
To: C nthia Rodri uez < :>; Bradley Gillin
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01402071.pdf
EFTA01403255Set 10
2017-06-057p816w
Avenue, 24th Fl 10154-0004 New York, NY, USA
Tel.
Fax
Email
From: Shalini Goyal
Sent: Monday, June 05, 2017 12:08 PM
To: Stewart Oldfield; Bradley Gillin; Cynthia Rodri ... only
EFTA01403257
Hi team,
Please provide an update on below.
Kind regards,
Shalini Goyal
fcid:image001.png@OlD03F0B.91BB36601
Shalini Goyal
Analyst I Banking Transactions
DBOI Global Services Private Limited
COO Wealth ... Bankin related ueires to our new Group E-mail ID
From: Shalini Goyal [mailto:
Sent: Monday, June 05, 2017 9:54 AM
To: Stewart Oldfield >; Bradley Gitlin
nthia Rodriguez
William
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01403255.pdf
EFTA01357068Set 10
2017-06-051p220w
Shalini Goyal
Analyst I Banking Transactions
DBOI Global Services Private Limited
COO Wealth Management Operations
A-1 & A-2 Evolve - Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur ... Bankin related ueires to our new Group E-mail ID
From: Shalini Goyal [mailto
Sent: Monday, June 05, 2017 9:54 AM
To: Stewart Oldfield < >; Bradley Gillin < >; Cynthia Rodriguez ... Reason on how and when the OD will be covered.
Kind regards,
Shalini Goyal
12
Shalini Goyal
Analyst I Banking Transactions
DBOI Global Services Private Limited
COO Wealth Management Operations
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01357068.pdf
EFTA01362220Set 10
2017-06-051p171w
From: Shalini Goyal
Sent: 6/5/2017 12:07:42 PM
To: Stewart Oldfield ; Bradley Gillin j; Cynthia Rodriguez
William-M Finn
CC: Debra Jasper
b Oversight Contro
Subject: RE: OD REFERRALS ... Internal use only
Hi team,
Please provide an update on below.
Kind regards,
Shalini Goyal
Shalini Goyal
Analyst I Banking Transactions
DBOI Global Services Private Limited
COO Wealth Mana:ement ... Oaerations
roup E-mail ID
From: Shalini Goyal [
Sent: Monday, June 05, 2017 9:54 AM
To: Stewart Oldfield >; Bradley Gillin ; Cynthia Rodriguez
; William-M Finn
Cc: Debra Jasper
>; Oversight
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362220.pdf
EFTA01358510Set 10
2017-06-051p195w
From: Shalini Goyal [mailto
Sent: Monday, June 05, 2017 12:07 PM
To: Cynthia Rodriguez a>; Bradley Gillin
Cc: Debra Jasper
; Oversight Control
Subject: RE: OD REFERRALS ... Internal use only
Hi team,
Please provide an update on below.
Kind regards,
Shalini Goyal
Shalini Goyal
Analyst I Banking Transactions
DBOI Global Services Private Limited
COO Wealth Management Operations ... Banking related Queires to our new Group E-mail ID
gtopwmbankingexceptioncheckprocessingalist.db.com
From: Shalini Goyal mailto
Sent: Monday, June 05, 2017 9:52 AM
To: Cynthia Rodriguez a; Bradley Gillin
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01358510.pdf
EFTA01378565Set 10
2017-06-051p193w
Avenue 24th Fl 10154-0004 New York. NY. USA
Tel
Fax
Email
From: Shalini Goyal
Sent: Monday, June 05, 2017 12:08 PM
To: Stewart Oldfield; Bradley Gitlin; Cynthia Rodriguez ... Internal use only
Hi team,
Please provide an update on below.
Kind regards,
Shalini Goyal
Shalini Goyal
Analyst I Banking Transactions
DBOI Global Services Private Limited
COO Wealth Management Operations ... Banking related Queires to our new Group E-mail ID
From: Shalini Goyal [mailto
Sent: Monday, June 05, 2017 9:54 AM
To: Stewart Oldfield Bradley Gitlin Cynthia Rodriguez
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378565.pdf
EFTA01410916Set 10
2015-10-065p496w
Floor
New York, New York 10154
Tel.
Mobile
Email
fcid:image002.gif@OlD02B3A.F8AC3FC01
From: Shalini Goyal
Sent: Tuesday, October 06, 2015 9:20 AM
To: Amanda Kirby; Jj Litchford
Cc: ' ; Oversight ... WELLS FARGO BAN K A/C
LLPHCOM
fcid:image002.png@OlD10018.383705001
Kind regards,
Shalini Goyal
fcid:image001.png@OlD03F08.918836601
Shalini Goyal
Analyst I Banking Transactions
DBOI Global Services Private Limited
PCAM - Private Wealth
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01410916.pdf
EFTA01415352Set 10
2017-06-052p224w
Mobile: blackberry
Email:
Securities offered through Deutsche Bank Securities Inc.
From: Shalini Goyal
Sent: Monday, June 05, 2017 09:54 AM
To: Stewart Oldfield; Bradley Gillin; Cynthia Rodri uez; William ... Reason on how and when the OD will be covered.
EFTA01415352
Kind regards,
Shalini Goyal
{cid:image001.png@01D03FOB.91BB3660}
Shalini Goyal
Analyst I Banking Transactions
DBOI Global Services Private Limited
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01415352.pdf
EFTA01364199Set 10
2017-06-051p168w
Americas
Deutsche Bank Wealth Management
Securities offered through Deutsche Bank Securities Inc.
From: Shalini Goyal
Sent: Monday, June 05, 2017 09:54 AM
To: Stewart Oldfield*mBradleim ... Reason on how and when the OD will be covered.
Kind regards,
Shalini Goyal
Shalini Goyal
Analyst I Banking Transactions
DBOI Global Services Private Limited
COO Wealth Mana ement
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01364199.pdf
EFTA01370893Set 10
2017-06-051p190w
Mobile blackberr
Email:
Securities offered through Deutsche Bank Securities Inc.
From: Shalini Goyal
Sent: Monday, June 05, 2017 09:54 AM
To: Stewart Oldfield; Bradley Gillin; Cynthia Rodriguez; Willi ... Reason on how and when the OD will be covered.
Kind regards,
Shalini Goyal
Shalini Goyal
Analyst I Banking Transactions
CONFIDENTIAL - PURSUANT TO FED. R. CRIM
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01370893.pdf
EFTA01409184Set 10
2017-06-053p376w
York, NY 10154
blackberry
Email:
Securities offered through Deutsche Bank Securities Inc.
From: Shalini Goyal
Sent: Monday, June 05, 2017 09:54 AM
To: Stewart Oldfield; Bradley Gillin; Cynthia Rodriguez ... Reason on how and when the OD will be covered.
Kind regards,
Shalini Goyal
fcid:image001.png@OlD03F0B.91BB36601
Shalini Goyal
Analyst I Banking Transactions
DBOI Global Services Private Limited
COO Wealth
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01409184.pdf
EFTA01409047Set 10
2017-06-053p295w
York, NY 10154
blackberry
Email:
Securities offered through Deutsche Bank Securities Inc.
From: Shalini Goyal
Sent: Monday, June 05, 2017 09:54 AM
To: Stewart Oldfield; Bradley Gillin; Cynthia Rodriguez ... Reason on how and when the OD will be covered.
Kind regards,
Shalini Goyal
EFTA01409048
{cid:image001.png@01D03FOB.91BB3660}
Shalini Goyal
Analyst I Banking Transactions
DBOI Global Services Private Limited
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01409047.pdf
Banking related Queires to our new Group E-mail ID
citopwmbankingexceptioncheckprocessinciplist.db.com
From: Shalini Goyal [nal
Sent: Monday, lune 05, 2017 9:54 AM
To: Stewart Oldfield < >; Bradley Gillin < >; Cynthia Rodriguez ... Reason on how and when the OD will be covered.
Kind regards,
Shalini Goyal
Shalini Goyal
Analyst I Banking Transactions
DBOI Global Services Private Limited
COO Wealth Management Operations
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01362189.pdf