EFTA00596345Set 9
2009-03-3123p3,770w
services offered by Guggenheim Partners Asset Management, LLC ("GPAM") and Guggenheim Investment Management, LLC
("GIM"), (collectively "Guggenheim"). GPAM and GIM are indirect subsidiaries of Guggenheim Partners, LLC (collectively, with ... Construction Group GUGGEr1HEIMIE)
2Employee of Guggenheim Partners Europe. Ltd.. an affiliate of Guggenheim Investment Management
3President and COO of Guggenheim Partners investment management businesses
EFTA00596351
Biographies
GUGGEr1HEIM®
6
EFTA00596352 ... Mined is Chief Investment Officer of GPAM and its affiliate, Guggenheim Investment Management, LLC
("GIM"), and a Managing Partner of Guggenheim Partners. Mr. Minerd guides the investment strategies
https://www.justice.gov/epstein/files/DataSet%209/EFTA00596345.pdf
EFTA00730183Set 9
2009-03-3123p3,800w
services offered by Guggenheim Partners Asset Management, LLC ("GPAM") and Guggenheim Investment Management, LLC
("GUM"), (collectively "Guggenheim"). GRAM and GIM are indirect subsidiaries of Guggenheim Partners, LLC (collectively, with ... Portfolio Construction Group GUGGEMHEiMIgI
'Employee of Guggenheim Partners Europe, Ltd., an affiliate of Guggenheim Investment Manager
President and COO of Guggenheim Partners Investment management businesses
EFTA00730189
Biographies
GUGGEr1HEIMe
6
EFTA00730190 ... Mined is Chief Investment Officer of GPAM and its affiliate, Guggenheim Investment Management, LLC
("GIM"), and a Managing Partner of Guggenheim Partners. Mr. Minerd guides the investment strategies
https://www.justice.gov/epstein/files/DataSet%209/EFTA00730183.pdf
EFTA00427793Set 9
2011-09-199p2,470w
other date. Although the
> information
EFTA00427797
>>>>>>>> presented herein has been obtained from sources Guggenheim
>>>» Investment
>>>>>>>> Management, LLC believes to be reliable, no representation or
>>>>>>» warranty, expressed or implied, is made ... other date. Although the information presented herein has
> been
>>>>> obtained from sources Guggenheim Investment Management, LLC
> believes to
>>>>> be reliable, no representation or warranty, expressed or implied,
> is
>>>>> made ... other date. Although the information presented herein has
> been
>>>>> obtained from sources Guggenheim Investment Management, LLC
> believes to
>>>>> be reliable, no representation or warranty, expressed or implied,
> is
>>>>> made
https://www.justice.gov/epstein/files/DataSet%209/EFTA00427793.pdf
EFTA00427782Set 9
2011-09-199p2,406w
other date. Although the
information
EFTA00427786
>>>>>>> presented herein has been obtained from sources Guggenheim
>>» Investment
>>>>>>> Management, LLC believes to be reliable, no representation or
>>>>>>> warranty, expressed or implied, is made ... other date. Although the information presented herein has
been
>>>> obtained from sources Guggenheim Investment Management, LLC
believes to
>>>> be reliable, no representation or warranty, expressed or implied,
is
>>>> made ... other date. Although the information presented herein has
been
>>>> obtained from sources Guggenheim Investment Management, LLC
believes to
>>>> be reliable, no representation or warranty, expressed or implied,
is
>>>> made
https://www.justice.gov/epstein/files/DataSet%209/EFTA00427782.pdf
EFTA02182692Set 10
2011-09-158p2,155w
other date. Although the information
>>>>» presented herein has been obtained from sources Guggenheim
>» Investment
>>>>>> Management, LLC believes to be reliable, no representation or
>>»» warranty, expressed or implied, is made ... other date. Although the information presented herein has been
>» obtained from sources Guggenheim Investment Management, LLC believes to
>» be reliable, no representation or warranty, expressed or implied, is
>» made ... other date. Although the information presented herein has been
>>> obtained from sources Guggenheim Investment Management, LLC believes to
>» be reliable, no representation or warranty, expressed or implied, is
>» made
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02182692.pdf
EFTA02182674Set 10
2011-09-198p2,212w
other date. Although the information
>>>»» presented herein has been obtained from sources Guggenheim
»» Investment
>>>>>>> Management, LLC believes to be reliable, no representation or
>>>>>» warranty, expressed or implied, is made ... other date. Although the information presented herein has been
>>>> obtained from sources Guggenheim Investment Management, LLC believes to
>>>> be reliable, no representation or warranty, expressed or implied, is
>>» made ... other date. Although the information presented herein has been
>>» obtained from sources Guggenheim Investment Management, LLC believes to
»» be reliable, no representation or warranty, expressed or implied, is
>>>> made
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02182674.pdf
EFTA00427723Set 9
2011-09-197p2,150w
other date. Although the information
>>>>>> presented herein has been obtained from sources Guggenheim
>» Investment
>>>>>> Management, LLC believes to be reliable, no representation or
>>>>>> warranty, expressed or implied, is made ... other date. Although the information presented herein has been
>>> obtained from sources Guggenheim Investment Management, LLC believes to
>>> be reliable, no representation or warranty, expressed or implied, is
>>> made ... other date. Although the information presented herein has been
>>> obtained from sources Guggenheim Investment Management, LLC believes to
>>> be reliable, no representation or warranty, expressed or implied, is
>>> made
https://www.justice.gov/epstein/files/DataSet%209/EFTA00427723.pdf
EFTA00427774Set 9
2011-09-197p2,192w
other date. Although the information
>>>>>>> presented herein has been obtained from sources Guggenheim
»» Investment
>>>>>>> Management, LLC believes to be reliable, no representation or
>>>>>>> warranty, expressed or implied, is made ... other date. Although the information presented herein has been
>>>> obtained from sources Guggenheim Investment Management, LLC believes to
>>» be reliable, no representation or warranty, expressed or implied, is
>>» made ... other date. Although the information presented herein has been
>>>> obtained from sources Guggenheim Investment Management, LLC believes to
>>>> be reliable, no representation or warranty, expressed or implied, is
>>>> made
https://www.justice.gov/epstein/files/DataSet%209/EFTA00427774.pdf
EFTA00427730Set 9
2011-09-197p2,190w
other date. Although the information
>>>>>> presented herein has been obtained from sources Guggenheim
>» Investment
>>>>>> Management, LLC believes to be reliable, no representation or
>>>>>> warranty, expressed or implied, is made ... other date. Although the information presented herein has been
>>> obtained from sources Guggenheim Investment Management, LLC believes to
>>> be reliable, no representation or warranty, expressed or implied, is
>>> made ... other date. Although the information presented herein has been
>>> obtained from sources Guggenheim Investment Management, LLC believes to
>>> be reliable, no representation or warranty, expressed or implied, is
>>> made
https://www.justice.gov/epstein/files/DataSet%209/EFTA00427730.pdf
EFTA00428044Set 9
2011-09-176p2,040w
other date. Although the information
>>>>>> presented herein has been obtained from sources Guggenheim
>» Investment
>>>>>> Management, LLC believes to be reliable, no representation or
>>>>>> warranty, expressed or implied, is made ... other date. Although the information presented herein has been
>>> obtained from sources Guggenheim Investment Management, LLC believes to
>>> be reliable, no representation or warranty, expressed or implied, is
>>> made ... other date. Although the information presented herein has been
>>> obtained from sources Guggenheim Investment Management, LLC believes to
>>> be reliable, no representation or warranty, expressed or implied, is
>>> made
https://www.justice.gov/epstein/files/DataSet%209/EFTA00428044.pdf
EFTA02182827Set 10
2011-09-157p1,903w
other date. Although the information
>>>» presented herein has been obtained from sources Guggenheim
>> Investment
>>>>> Management, LLC believes to be reliable, no representation or
>>>» warranty, expressed or implied, is made ... other date. Although the information presented herein has been
>> obtained from sources Guggenheim Investment Management, LLC believes to
» be reliable, no representation or warranty, expressed or implied, is
>> made ... information presented herein has been
EFTA_R1_00874970
EFTA02182831
» obtained from sources Guggenheim Investment Management, LLC believes to
>> be reliable, no representation or warranty, expressed or implied, is
>> made
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02182827.pdf
EFTA02182891Set 10
2011-09-157p1,961w
other date. Although the information
>>>>>> presented herein has been obtained from sources Guggenheim
>» Investment
>>>>>> Management, LLC believes to be reliable, no representation or
>>>>» warranty, expressed or implied, is made ... other date. Although the information presented herein has been
>>> obtained from sources Guggenheim Investment Management, LLC believes to
>>> be reliable, no representation or warranty, expressed or implied, is
>>> made ... other date. Although the information presented herein has been
>>> obtained from sources Guggenheim Investment Management, LLC believes to
>>> be reliable, no representation or warranty, expressed or implied, is
>>> made
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02182891.pdf
EFTA02183329Set 10
2011-09-157p1,949w
other date. Although the information
>>»» presented herein has been obtained from sources Guggenheim
>>> Investment
>>»» Management, LLC believes to be reliable, no representation or
>>>>» warranty, expressed or implied, is made ... other date. Although the information presented herein has been
>>> obtained from sources Guggenheim Investment Management, LLC believes to
>» be reliable, no representation or warranty, expressed or implied, is
>>> made ... other date. Although the information presented herein has been
>>> obtained from sources Guggenheim Investment Management, LLC believes to
>>> be reliable, no representation or warranty, expressed or implied, is
>>> made
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02183329.pdf
EFTA02182952Set 10
2011-09-157p1,966w
other date. Although the information
>>>>» presented herein has been obtained from sources Guggenheim
>>> Investment
>>>>» Management, LLC believes to be reliable, no representation or
>>>>>> warranty, expressed or implied, is made ... other date. Although the information presented herein has been
>>> obtained from sources Guggenheim Investment Management, LLC believes to
>>> be reliable, no representation or warranty, expressed or implied, is
>>> made ... other date. Although the information presented herein has been
>» obtained from sources Guggenheim Investment Management, LLC believes to
>>> be reliable, no representation or warranty, expressed or implied, is
>» made
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02182952.pdf
EFTA01854325Set 10
2011-09-1411p1,278w
other date.
Although the information
presented herein has been obtained from
sources Guggenheim
Investment
Management, LLC believes to be reliable, no
representation or
warranty, expressed or implied, is made ... other date. Although the information presented herein has been
obtained from sources Guggenheim Investment Management, LLC believes to
be reliable, no representation or warranty, expressed or implied, is
made ... other date. Although the information presented herein has been
obtained from sources Guggenheim Investment Management, LLC believes to
be reliable, no representation or warranty, expressed or implied, is
made
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01854325.pdf
EFTA02026948Set 10
2011-09-1211p1,336w
other date.
Although the information
presented herein has been obtained from
sources Guggenheim
Investment
Management, LLC believes to be reliable, no
representation or
warranty, expressed or implied, is made ... other date. Although the information presented herein has been
obtained from sources Guggenheim Investment Management, LLC believes to
be reliable, no representation or warranty, expressed or implied, is
made ... other date. Although the information presented herein has been
obtained from sources Guggenheim Investment Management, LLC believes to
be reliable, no representation or warranty, expressed or implied, is
made
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02026948.pdf
EFTA00428124Set 9
2011-09-1510p1,346w
other date. Although the information
presented herein has been obtained from sources Guggenheim
Investment
Management, LLC believes to be reliable, no representation or
EFTA00428130
warranty, expressed or implied, is made ... other date. Although the information presented herein has been
obtained from sources Guggenheim Investment Management, LLC believes to
be reliable, no representation or warranty, expressed or implied, is
made ... other date. Although the information presented herein has been
obtained from sources Guggenheim Investment Management, LLC believes to
be reliable, no representation or warranty, expressed or implied, is
made
https://www.justice.gov/epstein/files/DataSet%209/EFTA00428124.pdf
EFTA01855120Set 10
2011-09-1412p1,499w
other date. Although the
information
presented herein has been
obtained from sources
Guggenheim
Investment
Management, LLC believes to
be reliable, no representation or
warranty, expressed or implied,
is made ... other date. Although the information presented herein has been
obtained from sources Guggenheim Investment Management, LLC believes to
be reliable, no representation or warranty, expressed or implied, is
made ... other date. Although the information presented herein has been
obtained from sources Guggenheim Investment Management, LLC believes to
be reliable, no representation or warranty, expressed or implied, is
made
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01855120.pdf
EFTA02373893Set 11
2011-09-1516p1,445w
other date. Although the information
presented herein has been obtained from sources Guggenheim
Investment
Management, LLC believes to be reliable, no representation or
warranty, expressed or implied, is made ... other date. Although the information presented herein has been
obtained from sources Guggenheim Investment Management, LLC believes to
be reliable, no representation or warranty, expressed or implied, is
13
EFTA ... other date. Although the information presented herein has been
obtained from sources Guggenheim Investment Management, LLC believes to
be reliable, no representation or warranty, expressed or implied, is
made
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02373893.pdf
EFTA02018494Set 10
2011-09-1412p1,463w
other date. Although the
information
presented herein has been
obtained from sources
Guggenheim
Investment
Management, LLC believes to
be reliable, no representation or
warranty, expressed or implied,
is made ... other date. Although the information presented herein has been
obtained from sources Guggenheim Investment Management, LLC believes to
be reliable, no representation or warranty, expressed or implied, is
made ... other date. Although the information presented herein has been
obtained from sources Guggenheim Investment Management, LLC believes to
be reliable, no representation or warranty, expressed or implied, is
made
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02018494.pdf