EFTA01118475Set 9
2007-09-2513p6,538w
entities.
DBZCO manages, as a separate account, the distressed and special opportunities
investments of HCM/Z Special Opportunities, LLC ("HCM/Z"), a wholly owned
subsidiary of HILLC. HILLC is a wholly owned ... manage other such accounts in the future. Accounts managed by DBZCO, including
HCM/Z, may compete for positions in certain securities and instruments. DBZCO,
however, has agreed that on the placement ... will in good
faith attempt to achieve an equitable treatment of all accounts, including HCM/Z, on
an overall basis.
DBZCO discovered certain accounting improprieties by former DBZCO employees.
DBZCO instituted
https://www.justice.gov/epstein/files/DataSet%209/EFTA01118475.pdf
EFTA00731279Set 9
2006-10-0447p12,057w
Company
also made investments for separate individual investment accounts (the "Managed Accounts"),
including HCM/Z Special Opportunities LLC ("HCM/Z"), an account managed for the benefit of
Highbridge Capital Corporation. The Funds ... related
to airplane expenses that were made from either the Onshore Fund or the HCM/Z managed
account.
166. On September 27, 2005, Kahn emailed Li Anne Law, copying Gruss ... line."
167. On September 28, 2005, Gruss authorized the $1.9 million payment from the
HCM/Z account to Citibank.
168. Gruss knew that this transfer was to pay for expenses related
https://www.justice.gov/epstein/files/DataSet%209/EFTA00731279.pdf
EFTA01150049Set 9
2011-06-14272p47,421w
course the capital from Highbridge which
8 was channeled through an entity called
9 HCM/Z I forgot what. But it was a
10 subsidiary of Highbridge Capital
11 Corporation ... ROUGH DRAFT ***
2 Q. Right.
3 A. So there was an entity called
4 HCM/Z Special Opportunities. I'm not sure
5 whether it was formed ... fund intends to establish
3 its initial portfolio by purchasing
4 investments from HCM/Z Special
5 Opportunities, LLC, the HCC subsidiary, a
6 Cayman Islands limited liability company
7 which
https://www.justice.gov/epstein/files/DataSet%209/EFTA01150049.pdf
EFTA01097618Set 9
2007-09-0712p5,205w
receive through its Interest any fees accruing from DBZ LP's
management of HCM/Z Special Opportunities LLC. •
Now, THEREFORE, the Parties agree as follows:
Section 1. Controlling Document. Notwithstanding anything ... each case, do not reflect any fees accruing from
DBZ LP's management of HCM/Z Special Opportunities LLC. The obligation to pay all such
Payment Installments shall be the joint ... DSAM does not reflect any fees accruing from DBZ LP's management of HCM/Z Special
Opportunities LLC.
(D) As used in this Agreement, "Affiliate" means, when used with reference
https://www.justice.gov/epstein/files/DataSet%209/EFTA01097618.pdf
EFTA00722554Set 9
2006-12-0510p3,003w
Randle Investments LLC, DBZ 0010330- DBZ 0010350 DBZ 0010332
September 1, 2002
HCM/Z Special DBZ 0010351 - DBZ 0010363 DBZ 0010352 - DBZ 0010353;
Opportunities LLC, DBZ 0010359
January 1, 2004
Delphi
https://www.justice.gov/epstein/files/DataSet%209/EFTA00722554.pdf