EFTA02120415Set 10
2013-12-119p2,318w
ARCC, BAGR, CBF, CDE, COG, CPXX, COB, CVD,
DDXS, DY, FEIC, FLS, FOR, GZT, HIMX, ICFI, KLAC, MLNX, MPEL, SANM, SIVB, SWI, TXI, Z, CRM
Shareholder Meetings: CGI, TO, PERF
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02120415.pdf
EFTA02122552Set 10
2013-11-0710p3,010w
FSYS, FUN, FUR, FWLT, FWM, FXCM, GLP, GTN, HDNG, HII, HIMX, HNT, HSC, HTWR, IPCC, IRC,
IT, JRCC, KIOR, KIPS, KLIC, LOP, LCUT, LNCE, LNT, LPI, LRN, MACK, MEMP
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02122552.pdf
EFTA02112117Set 10
2014-03-118p2,090w
Deal Roadshows: AES, AVD, AVGO, AWH, BIO, BSFT, CAR, CBST, CODE, ECA, EZCH,
HCSG, HIMX, JOY, LINO, MMM, MPWR, MRO, MRTX, ONB, OREX, PEGA, PRFT, PVA, QIHU,
RMBS
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02112117.pdf
EFTA02130329Set 10
2013-09-038p1,866w
Analyst/Investor Days: N/A
Non-Deal Roadshows: HON, IART, INCY, USPH, WSM
Shareholder Meetings: FNSR, HIMX, SPRD
Equity/Mixed Shelfs: OVAS ($100M), CUR ($50M), GOOD ($300M)
Other Newspaper Articles & Stories
Barron
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02130329.pdf
EFTA00329451Set 9
2016-02-047p2,413w
DNKN, OFT, EQGP, EQM, GLPI, IT, GS CN, GRUB, HIMX, ING, ITG, KELYA, LEE, LQDT, MSG, MMP, HZO, MMS,
MD, MEG CN, MSCI, NYT, NAO, ODFL, OMAM, PTEN, PENN
https://www.justice.gov/epstein/files/DataSet%209/EFTA00329451.pdf
EFTA02156002Set 10
2012-11-077p1,860w
EXEL, FALC, FLDM, FTK, GCA, GHDX,
GMXR, GNCMA, GRP, GSS, GST, HALL, HE, HHC, HIMX, HNSN, HR, IDSY, IL, IPAR, IPAS, ITMN,
JCS, KGC, LHCG, LUB, MAIN, MAKO, MATR
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02156002.pdf
EFTA02136008Set 10
2013-06-147p1,748w
retire
OCLS #'s light — SWHC $100M buyback — OCN purchases MSRs
Secondaries (announced/priced): CEMP, GNRC, HIMX, ELN, ECTE, BARN SW
IPO's (filed/priced): Envision Healthcare (EVH) files $100M IPO through Goldman
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02136008.pdf