EFTA02121969Set 10
2013-11-129p2,327w
CWCO, CYCC,
DIOD, DSCO, EARN, EGL, EMAN, ERA, EVOL, FI, FPRX, GNMK, GSB, GTE, HPTX, ICEL, MBI,
MDVN, MGNX, MPO, MWE, NGL, NLST, NQ, ONP, ONTX, ONTY, OXGN, PBPB, PDII
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02121969.pdf
EFTA00357139Set 9
2014-12-096p1,973w
CVCO, CVO, CYBX, DSKY, ECL, ELNK,
ERJ, EVLV, FCFS, FIBK, FRSH, GTN, HPTX, HY, IL, INVN, ISTR, JOUT, KOS, LMAT, MAR, MFG, MNK, NNN, OCFC,
PAG, PCMI, PNW, SAAS, SLTC
https://www.justice.gov/epstein/files/DataSet%209/EFTA00357139.pdf
EFTA00390785Set 9
2013-05-097p2,239w
EXPG, EMAN, EMKR, ET, FNHC, FOLD, FTK, FXEN, GBLI,
GLPW, GROW, GXP, HOGS, HPTX, IDSY, IMUC, INWK, JOBS, KOOL, KTOS, LEDR, LLNW, LOCM, LPDX, LPR, LTRE,
LUNA, MAIN, MCP, MDRX
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390785.pdf
EFTA00388343Set 9
2013-06-267p2,067w
BSTC, CKP, COO, COR, CORE, CPST, CSL, CTGX, CWCO, DCIN, DY, EGAN, ESL,
HPTX, IPXL, KAI, KOP, MDU, NOV, PKY, PWR, ROG, SCMP, SNE, SNTA, STO, SXE, TGTX, VRNM
https://www.justice.gov/epstein/files/DataSet%209/EFTA00388343.pdf
EFTA00386261Set 9
2013-07-319p3,206w
Analyst/Investor Days: N/A
Non-Deal Roadshows: ALIOF, AMRN, DTLK, EHTH, ESV, FRC, HBHC, HF, HPTX, KPELY, MX, PBCT, RTN, SSH, STML
Shareholder Meetings: ATK, CA, ENV, MCK, GNMT, EA
Equity/Mixed
https://www.justice.gov/epstein/files/DataSet%209/EFTA00386261.pdf
EFTA02139472Set 10
2013-05-098p2,231w
EXPG, EMAN, EMKR, ET, FNHC, FOLD, FTK, FXEN, GBLI, GLPW, GROW, GXP, HOGS, HPTX,
EFTA_R1_00792378
EFTA02139475
IDSY, IMUC, INWK, JOBS, KOOL, KTOS, LEDR, LLNW, LOCM, LPDX, LPR, LTRE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02139472.pdf
EFTA02115733Set 10
9p2,292w
55am
Conferences: No major conferences
Analyst/Investor Days: ACT
Non-Deal Roadshows: CONN, CUI, CUI, HPTX, PGNX
Shareholder Meetings: CRTX, RKT, TSN, MODN
Equity/Mixed Shelfs: N/A
Other Newspaper Articles & Stories
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02115733.pdf