EFTA02702844Set 11
2016-05-1111p5,318w
Prospectus dated March 5. 2015 and
Prospectus Supplement dated March 5. 2015)
,DF
HSBC USA Inc.
Fixed to Floating Rate Notes
► Five year Fixed to Floating Rate Notes ... prospectus supplement. My representation to the contrary is a criminal offense.
We have appointed HSBC Securities (USA) Inc., an affiliate of ours, as the agent for the sale ... Notes. HSBC Securities
(USA) Inc. will purchase the Notes from us for distribution to other registered broker-dealers or will offer the Notes directly to
investors. HSBC Securities
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02702844.pdf
EFTA01465578Set 10
2013-03-1322p7,232w
suitability of an
investment in the Notes.
• Senior unsecured debt obligations of HSBC USA Inc. maturing March 27, 2014.
• Minimum denominations of $10,000 and integral multiples ... Pricing Date:
Original Issue Date:
Final Valuation Date:
Maturity Date:
Payment at Maturity:
EFTA01465578
HSBC USA Inc.
Brazilian Real per one U.S. Dollar ("USDBRL")
$1,000 per Note.
-15%
March ... determined by the Calculation Agent in its sole discretion
on the Final Valuation Date.
HSBC or one of its affiliates
40432XD32/US40432XD326
Book-Entry
The Notes will not be listed
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01465578.pdf
EFTA01465550Set 10
2013-04-0528p7,280w
suitability of an investment in the Notes.
• Senior unsecured debt obligations of HSBC USA Inc. maturing April 21, 2014.
• Minimum denominations of $10,000 and integral multiples ... Issuer:
• Any payment on the Notes is subject to the Issuer's credit risk.
HSBC USA Inc.
Reference Currency:
Principal Amount:
Barrier Level:
Trade Date:
Pricing Date:
Original Issue Date ... percentage, calculated as follows:
Initial Spot Rate — Final Spot Rate
Initial Spot Rate
HSBC USA Inc.
$11,525,000
Barrier Notes with Step Up Digital Return Linked to the Performance
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01465550.pdf
EFTA01656576Set 10
2010-04-1478p24,479w
value of Account $3,765,045
During Calendar Year Reported
Name of Financial Institution HSBC
in which the Account is Held
Financial Institution Address Address Type Foreign account financial institution ... Information on Financial Account(s) Owned Separately
Name of Financial Institution HSBC PARIS
in which the Account is Held
Financial Institution Address Address Type Foreign account financial institution address
Street ... Maximum value of Account $994,511
During Calendar Year Reported
Name of Financial Institution HSBC
in which the Account is Held
Financial Institution Address Address Type Foreign account financial institution
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01656576.pdf
EFTA01438591Set 10
2016-12-2018p2,734w
brokerage and the private
bank. Can anyone answer the inquiry regarding the wire from HSBC?
fcid:image002.png@OlD24EEF.D6OAFBC01
Incoming:
10/27/2016, $6,186,980.68, HSBC SECURITIES SERVICES (IRELAND) DAC at HSBC ... only
Dear AML,
Please let us know what else you need regarding this HSBC wire so we close
the loop.
Happy holidays.
Ziggy
fcid:image003.png@O1CFFD0A.6F882F501
Zbynek "Ziggy" Kozelsky
Director ... could, but the transaction in question came into the
brokerage account from HSBC and not from the private bank. Let us know if
you need anything from us in order
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01438591.pdf
EFTA01409618Set 10
2016-12-2018p2,761w
brokerage and the private
bank. Can anyone answer the inquiry regarding the wire from HSBC?
fcid:image002.png@OlD24EEF.D6OAFBC01
Incoming:
10/27/2016, $6,186,980.68, HSBC SECURITIES SERVICES (IRELAND) DAC at HSBC ... only
Dear AML,
Please let us know what else you need regarding this HSBC wire so we close
the loop.
Happy holidays.
Ziggy
{cid:image003.png@O1CFFD0A.6F882F50}
Zbynek "Ziggy" Kozelsky
Director ... could, but the transaction in question came into the
brokerage account from HSBC and not from the private bank. Let us know if
you need anything from us in order
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01409618.pdf
EFTA01414241Set 10
2016-12-2117p2,656w
brokerage and the private
bank. Can anyone answer the inquiry regarding the wire from HSBC?
fcid:image002.png@OlD24EEF.D6OAFBC01
Incoming:
10/27/2016, $6,186,980.68, HSBC SECURITIES SERVICES (IRELAND) DAC at HSBC ... only
Dear AML,
Please let us know what else you need regarding this HSBC wire so we close
the loop.
Happy holidays.
EFTA01414244
Ziggy
{cid:image003.png@O1CFFD0A.6F882F50}
Zbynek "Ziggy" Kozelsky ... could, but the transaction in question came into the
brokerage account from HSBC and not from the private bank. Let us know if
you need anything from us in order
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01414241.pdf
EFTA01433697Set 10
2016-12-2017p2,669w
brokerage and the private
bank. Can anyone answer the inquiry regarding the wire from HSBC?
{cid:image002.png@OlD24EEF.D6OAFBC0}
Incoming:
10/27/2016, $6,186,980.68, HSBC SECURITIES SERVICES (IRELAND) DAC at HSBC ... only
Dear AML,
Please let us know what else you need regarding this HSBC wire so we close
the loop.
Happy holidays.
EFTA01433700
Ziggy
fcid:image003.png@O1CFFD0A.6F882F501
Zbynek "Ziggy" Kozelsky ... could, but the transaction in question came into the
brokerage account from HSBC and not from the private bank. Let us know if
you need anything from us in order
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01433697.pdf
EFTA01437353Set 10
2016-12-2015p2,303w
brokerage and the private
bank. Can anyone answer the inquiry regarding the wire from HSBC?
EFTA01437353
{cid:image002.png@01D24EEF.D60AFBC0}
Incoming:
10/27/2016, $6,186,980.68, HSBC SECURITIES SERVICES (IRELAND ... HSBC
BANK USA, NATIONAL ASSOCIATION
1. Who is the ultimate originator of these funds (i.e. if this is investment
income, please give the name of the investment that the funds ... only
Dear AML,
EFTA01437354
Please let us know what else you need regarding this HSBC wire so we close
the loop.
Happy holidays.
Ziggy
fcid:image003.png@e1CFFD0A.6F882F501
Zbynek "Ziggy" Kozelsky
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01437353.pdf
EFTA01432813Set 10
2016-12-2018p2,786w
brokerage and the private
bank. Can anyone answer the inquiry regarding the wire from HSBC?
fcid:image002.png@OlD24EEF.D6OAFBC01
Incoming:
10/27/2016, $6,186,980.68, HSBC SECURITIES SERVICES (IRELAND) DAC at HSBC ... only
Dear AML,
Please let us know what else you need regarding this HSBC wire so we close
the loop.
Happy holidays.
Ziggy
EFTA01432817
fcid:image003.png@O1CFFD0A.6F882F501
Zbynek "Ziggy" Kozelsky ... could, but the transaction in question came into the
brokerage account from HSBC and not from the private bank. Let us know if
you need anything from us in order
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01432813.pdf
EFTA01403934Set 10
2016-12-2118p2,768w
brokerage and the private
bank. Can anyone answer the inquiry regarding the wire from HSBC?
{cid:image002.png@OlD24EEF.D6OAFBC0}
Incoming:
10/27/2016, $6,186,980.68, HSBC SECURITIES SERVICES (IRELAND) DAC at HSBC ... only
Dear AML,
Please let us know what else you need regarding this HSBC wire so we close
the loop.
Happy holidays.
Ziggy
{cid:image003.png@O1CFFD0A.6F882F50}
Zbynek "Ziggy" Kozelsky
Director ... could, but the transaction in question came into the
brokerage account from HSBC and not from the private bank. Let us know if
you need anything from us in order
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01403934.pdf
EFTA00615043Set 9
2010-06-3020p3,138w
Utilities
2
EFTA00615045
Cash Position ( in 000' USD)
Bank CCY Original CCY USD
HSBC USD 162,052 162,052
HSBC-LIQUI-ACC EUR 73,015 89,495
Arab Banking Corporation ... HSBC Liquidity Acct. USD 29,964 29,964
Gold Man Sachs - Current USD 24,400 24,400
Gold Man Sachs - Current EUR 14,195 17,399
Central Bank of Libya ... HSBC Curr Acc - (LUX) EUR 5,896 7,227
HSBC- Current Acc GBP 1,528 2,287
UniCredit Group EUR 1,578 1,934
Gold Man Sachs - Current
https://www.justice.gov/epstein/files/DataSet%209/EFTA00615043.pdf
EFTA01403659Set 10
2016-12-2012p1,862w
could, but the transaction in question came into the
brokerage account from HSBC and not from the private bank. Let us know if
you need anything from us in order ... wire I am asking about. Please see the incoming wire
listed below from HSBC. I see the $23,000,000.00 incoming wire from the
EFTA01403661
Private Bank account and that ... question. I need to know
where these funds originate.
10/27/2016, $6,186,980.68, HSBC SECURITIES SERVICES (IRELAND) DAC at HSBC
BANK USA, NATIONAL ASSOCIATION
Best Regards/Mit freundlichen GrOgen
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01403659.pdf