EFTA01891798Set 10
2012-10-226p857w
10/22/2012 1:51:15 PM
Subject: Re: To Do - HY BOND IDEAs: EarthLink and Headwaters
ok
On Mon, Oct 22, 2012 at 9:36 AM, Barrett, Paul S wrote:
Jeffrey ... each of the following bonds:
1. EarthLink 8.875% 2019 ytw 7.94%
2. Headwaters 7.625% 2019 ytw 6.70% - fits into our housing recovery theme
We have $18MM in cash right ... believe the company may be pursuing.
Source: www.earthlink.net DB Research
HW 7.625 04/01/2019
Issuer: HEADWATERS INC
Ticker: HW
Ratings: B2/B+
Ranking: r i lien
Coupon: 7.625
Maturity: 04/01/2019
EFTA
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01891798.pdf
EFTA01764035Set 10
2012-10-225p806w
Giuffrida, David J; Schaffer, Susannah
Subject: To Do - HY BOND IDEAS: EarthLink and Headwaters
Jeffrey
= think we should buy $1MM each of the following bonds:</=>
=p class="MsoListParagraph" style="text ... Ifo5">1=2E &nb=p; EarthLink 8=2E875% 2019
ytw 7.94%
2. Headwaters 7.625% 2019 ytw 6.70% = fits into our housing recovery theme
We have $18MM in cash right ... Cusip: &nb=p; = 42210PA=5
&n=sp;
Comp=ny Background
Headwaters Incorporated is a manufacturer of building products=for new residential, residential remodeling, and
commercial construc=ion. Headwaters' portfolio
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01764035.pdf
EFTA01547035Set 10
2013-06-30124p12,917w
W92099-0 SOUTHERN FINANCIAL, LLC AS OF
09/25/13 (ID: 37045V-20-9)
HEADWATERS INC 7.625 04/01/2019 DTD 03/11/2011
ASSET TRANSFER TO A/C W92099-0 SOUTHERN
FINANCIAL, LLC AS OF 09/25/13 ... Cash
POUND STERLING
US Fixed Income
HEADWATERS INC
7.625 04/01/2019 DTD 03/11/2011
42210P-AQ-5 B+ /B2
EARTHLINK INC
8 7/8% MAY 15 2019
DTD 05/17/2011 ... FROM
A/C W91850-0 SOUTHERN FINANCIAL, LLC AS OF
09/25/13 (ID: 37045V-20-9)
HEADWATERS INC 7.625 04/01/2019 DTD 03/11/2011
ASSET TRANSFER FROM A/C W91850-0 SOUTHERN
FINANCIAL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01547035.pdf
EFTA01493722Set 10
2012-12-011p188w
07/15/2011
629377-BN-1 BB-BI
HEADWATERS INC 107.00 1,000,000.00 1,070,000.00 1,035,000.00 35,000.00 76,250.00 6.25%
7.625 04/01)2019 DTD 03/11/2011
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493722.pdf
EFTA01493809Set 10
2013-01-011p177w
07/15/2011
629377-BN-1 BB-4131
HEADWATERS INC 108.25 1,000,000.00 1,082,500.00 1,035,000.00 47,500.00 76,250.00 6.00%
7.625 04/01/2019 DTD 03/11/2011 25,416.00
42210P
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01493809.pdf
EFTA01499766Set 10
2019-05-151p297w
10/11/13 CLIENT REF 105664157 3,585,969.22
(ID: 37045V-20-9)
10/11 Free Delivery HEADWATERS INC 7.625 04/01/2019 DTD 03/11/2011 (1,000,000.000) (1,055,000.00)
PERSHING & COMPANY TRADE DATE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01499766.pdf