EFTA00731279Set 9
2006-10-0447p12,057w
management company; and in 2004 Gruss continued as Chief
Financial Officer when Highbridge/Zwim Capital Management, LLC changed its name to D.B.
Zwim & Co., L.P.
14. Admit the allegations of Paragraph ... DEFENSES AND COUNTERCLAIMS
INTRODUCTION
99. In 2002, Highbridge Capital Management, LLC and Zwirn formed
Highbridge/Zwim Capital Management, LLC to be a hedge fund management company with an
innovative strategy ... variety of funding mechanisms to finance those
13
EFTA00731291
investments efficiently. In 2004, Highbridge/Zwim Capital Management, LLC was renamed
D.B. Zwim & Co., L.P. (the "Company").
100. The investment side
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EFTA01105263Set 9
2004-10-0160p17,309w
management business, launched a new fund run by Daniel Zwim. The fund was
called Highbridge/Zwim Special Opportunities Fund, L.P. (the "Fund"). Dan Zwim was in his
early ... information about the Fund.
Originally, the Fund's General Partner was an entity called Highbridge/Zwim Partners,
LLC. The General Partner was owned by D.B. Zwirn & Co., LLC., which in turn ... owned by
Highbridge and Zwirn personally. The Fund also had a Trading Manager called
Highbridge/Zwim Capital Management, LLC, which also was owned by Highbridge and Zwirn.
In addition
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EFTA01124872Set 9
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different funds 3 investors in L.P. and Ltd.?
4 that made up the Highbridge/Zwim Special 4 MR. BRECHER: Objection.
5 Opportunity Funds as of July ... name.
7 two. Highbridge/Zwirn Special Opportunities 7 A. Right.
8 Fund, L.P. And Highbridge/Zwim Special 8 Q. I mean by type. Were they
9 Opportunity Funds, Ltd. 9 individuals ... later than mid to end 2003.
5 A. At least Highbridge/Zwim Special 5 Q. What was Miss Wu's area of
6 Opportunity Fund, the same Ltd., the Ifighbridge
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EFTA00613904Set 9
2002-11-2636p10,478w
Zwirn, Mr. Dubin, and Henry Swieca (Mr. Dubin's business partner)
established Highbridge/Zwim Capital Management, LLC ("Highbridge/Zwim") as a separate
management company to carry out Mr. Zwirn's investment strategy ... Highbridge/Zwim
was spun off from Highbridge and renamed D.B. Zwirn & Co., L.P. ("DBZ"). DBZ managed
investments for two primary funds—an onshore fund (the "Fund") and an offshore fund
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EFTA01122915Set 9
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Background
In 2002, Mr. Zwirn, Mr. Dubin, and Henry Swieca (Mr. business partner)
established Highbridge/Zwim Capital Management, LLC ("Highbridge/Zwim") as a separate
management company to carry out Mr. Zwirn ... investment strategy. In 2004, Highbridge/Zwim
was spun off from Highbridge and renamed M. Zwirn & Co., M. ("DBZ"). DBZ managed
investments for two primary funds—an onshore fund (the "Fund
https://www.justice.gov/epstein/files/DataSet%209/EFTA01122915.pdf
EFTA01104798Set 9
2004-10-0160p17,336w
management business, launched a new fund run by Daniel Zwim. The fund was
called Highbridge/Zwim Special Opportunities Fund, L.P. (the "Fund"). Dan Zwim was in his
early ... information about the Fund.
Originally, the Fund's General Partner was an entity called Highbridge/Zwim Partners,
LLC. The General Partner was owned by D.B. Zwirn & Co., LLC., which in turn ... owned by
Highbridge and Zwirn personally. The Fund also had a Trading Manager called
Highbridge/Zwim Capital Management, LLC, which also was owned by Highbridge and Zwirn.
In addition
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EFTA01105954Set 9
2010-12-0310p1,740w
Zwirn Special Opportunities Fund, M. n/k/a Fortress Value
Recovery Fund I LLC and f/k/a Highbridge/Zwim Special Opportunities Fund, • and includes
its directors, officers, employees, representatives, agents, parents, subsidiaries, predecessors,
affiliates
https://www.justice.gov/epstein/files/DataSet%209/EFTA01105954.pdf
EFTA01097618Set 9
2007-09-0712p5,205w
Partners, LLC) dated
as of March 24, 2004
4. Limited Liability Company Agreement of Highbridge/Zwim Asia Partners, LLC
(now known as D.B. Zwim Asia Partners, LLC) dated
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EFTA00592709Set 9
2011-02-244p1,829w
greatest extent provided by the rules of JAMS." See Section
15.2 of the Highbridge/Zwim Special Opportunities Fund, L.P. Limited Partnership
2
EFTA00592710
PAUL, WEISS, RIFKIND, WHARTON & GARRISON LLP
Agreement dated
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EFTA00722554Set 9
2006-12-0510p3,003w
portunities Fund, L.P.,
May 2005
Highbridge/Zwim Special DBZ 0009675 - DBZ 0009741 DBZ 0009704
Opportunities Fund, LTD.,
April 2002
Highbridge/Zwirn Special DBZ 0009742 - DBZ 0009816 DBZ 0009777
Opportunities Fund, LTD.,
July
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EFTA01107714Set 9
2010-05-218p1,454w
Zwim Special Opportunities Fund, L.P. n/k/a Fortress
Value Recovery Fund I LLC and Rh Highbridge/Zwim Special Opportunities Fund, L.P. and
includes its directors, officers, employees, representatives, agents, parents, subsidiaries,
predecessors
https://www.justice.gov/epstein/files/DataSet%209/EFTA01107714.pdf
EFTA01107722Set 9
2010-05-217p1,324w
Zwim Special Opportunities Fund, L.P. n/k/a Fortress
Value Recovery Fund I LLC and Rh Highbridge/Zwim Special Opportunities Fund, L.P. and
includes its directors, officers, employees, representatives, agents, parents, subsidiaries,
predecessors
https://www.justice.gov/epstein/files/DataSet%209/EFTA01107722.pdf
EFTA00727326Set 9
2010-12-039p1,789w
Zwirn Special Opportunities Fund, L.P. n/k/a Fortress Value
Recovery Fund 1 LLC and f/k/a Highbridge/Zwim Special Opportunities Fund, L.P. and includes
its directors, officers, employees, representatives, agents, parents, subsidiaries, predecessors
https://www.justice.gov/epstein/files/DataSet%209/EFTA00727326.pdf
EFTA00791897Set 9
2010-05-218p1,454w
Zwim Special Opportunities Fund, L.P. n/k/a Fortress
Value Recovery Fund I LLC and Rh Highbridge/Zwim Special Opportunities Fund, L.P. and
includes its directors, officers, employees, representatives, agents, parents, subsidiaries,
predecessors
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EFTA01077326Set 9
14p2,704w
provide services in respect of the D.B. Zwirn Special
Opportunities Fund, L.P. f/k/a Highbridge/Zwim Special Opportunities Fund, L.P., n/k/a Fortress
Value Recovery Rind I LLC (the "Fund"), any affiliate
https://www.justice.gov/epstein/files/DataSet%209/EFTA01077326.pdf