Epstein Files Search

EFTA02689933Set 11

67p31,238w

Anti-Money Laundering and Terrorist Financing Requirements 2-726 12. Calculation of the NAV 27 13. Valuation of Investments 31 14. Temporary Suspension of Calculation of the NAV and/or ... Memorial means the Memorial C, Recueil des Societe et Associations, the Luxembourg official gazette; NAV means the net asset value of the Company, each Class and each Share as determined ... Currency means, in relation to each Compartment and Class, the currency in which the NAV of such Compartment or Class is calculated, as stipulated in the relevant Special Section

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02689933.pdf

EFTA02445563Set 11

2010-05-1361p14,701w

Helvetica, sans-serif; FONT-SIZE: 12px ) 0fltabcol LI A I DISPLAY: block ) 0findalawyer .tabs-nav A I BACKGROUND-IMAGE: ur1(../images/tab_dir.png) ) Ofindalawyer .tabs-nav A SPAN BACKGROUND-IMAGE: ur1(../images/tab_dir.png ... BORDER-TOP: Opx; FONT- WEIGHT: bold; BORDER-RIGHT: Opx; PADDING-TOP: Opx 1 .tabs-nav PADDING-BOTTOM: Opx; LIST-STYLE-TYPE: none; MARGIN: Opx; PADDING-LEFT: Opx; PADDING-RIGHT ... LIST-STYLE-IMAGE: none; PADDING-TOP: Opx ) .tabs-nav:after ( DISPLAY: block; CLEAR: both; CONTENT: " " ) .tabs-nav LI I MIN-WIDTH: 34px; MARGIN: Opx; FLOAT: left ) .tabs-nav A PADDING

https://www.justice.gov/epstein/files/DataSet%2011/EFTA02445563.pdf

EFTA00602700Set 9

2014-05-0955p23,249w

Alternative Investment Group I 11 Source - HSBC EFTA00602710 Convertible Arbitrage Inception Liquidity Asset Last NAV or Date MTD YTD 2013 2012 2011 Ann. Return Ann. Vol Max Dates Size Index ... Alternative Investment Group 1 12 Source - HSBC EFTA00602711 Credit Long/Short Inception Liquidity Asset Last NAV or Date MTD YTD 2013 2012 2011 Ann Return Ann. Vol Max Dates Size Index ... Alternative Investment Group I 13 Source - HSBC EFTA00602712 Credit Long/Short Inception Liquidity Asset Last NAV or Date MTD YTD 2013 2012 2011 Ann. Return Ann. Vol Max Dates Size Index

https://www.justice.gov/epstein/files/DataSet%209/EFTA00602700.pdf

EFTA01468498Set 10

2014-04-2316p2,344w

hear it from me. Please send. EFTA01468498 From: Vinit Sahni/db/- dbcom@DBEMEA To: Nav Gupta/db/- dbcom@dbemea, Cc: Tazia Smith/db/- dbcom@dbamericas Date: 04/22/2014 01:49 PM Subject: Re: Reminder ... payrolls strong a possible breakout Vinit On 22 Apr 2014, at 18:13, "Nav Gupta" a wrote: Classification: For internal use only Conclusion If there is a short term catalyst ... curve. Vols are too low for me to suggest selling OTM puts. Nav Tazia Smith---22/04/2014 16:57:06---Classification: For internal use only From: Tazia Smith/db/- dbcom@DBAMERICAS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01468498.pdf

EFTA01274015Set 10

2015-10-0258p30,147w

0930fI5 Oct 1 Reinvestment BLACKROCK STRATEGIC NCOME I DIVIDEND 25.215 -250.38 REINVESTED AT 993 NAV ON 091301S AS OF 09015 Oct 1 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL ... DIVIDEND REINVESTED AT 10.94 NAV ON 0930,15 AS OF 0930115 Oct 1 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 31.638 -312.58 DIVIDEND REINVESTED AT 9.88 NAV ... Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND 2 19.978 -188.79 DVIDEND REINVESTED AT 9.45 NAV ON 09 30,15 AS OF 0930'15 Oct 29 Reinvestment .IP MORGAN STRATEGIC INCOME

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01274015.pdf

EFTA01101857Set 9

2014-06-24123p41,119w

Table XII Median Secondary Bids by Sector 12/31/2010 12/31/2011 12/31/2012 6/30/2013 % Sector (% of NAV) (% of NAV) (% of NAV) (% of NAV) Change Buyout 83.7% 83.4% 87.3% 88.3% +1.2% Venture ... freely traded shares in investment holding companies: (1) discount to net asset value ("NAV"); and (2) price to yield. Discount (or premium) to NAV is calculated by dividing the company ... market price by its reported NAV per share, and then subtracting the result (as a percentage) from 100%. A discount to NAV is also referred to as an investment company

https://www.justice.gov/epstein/files/DataSet%209/EFTA01101857.pdf

EFTA01439302Set 10

138p25,724w

billion of deal volume in 2017 — US$2.8 trillion of primary private equity NAV + unfunded — US$600 billion locked in funds 9+ years old Secondary market remains strong, increasingly driven ... crisis funds Pricing for funds stable but differentiated — Secondary pricing steady at 93% of NAV in 2017 — Price dispersion between high & low quality GPs / funds is increasing GP-led secondary ... funds coming to market increasing, but overall US$ value decreasing due to smaller remaining NAV — Lack of NAV growth results in trading at moderate discounts The information

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01439302.pdf

EFTA01101980Set 9

2014-06-24123p41,127w

Table XII Median Secondary Bids by Sector 12/31/2010 12/31/2011 12/31/2012 6/30/2013 % Sector (% of NAV) (% of NAV) (% of NAV) (% of NAV) Change Buyout 83.7% 83.4% 87.3% 88.3% +1.2% Venture ... freely traded shares in investment holding companies: (1) discount to net asset value ("NAV"); and (2) price to yield. Discount (or premium) to NAV is calculated by dividing the company ... market price by its reported NAV per share, and then subtracting the result (as a percentage) from 100%. A discount to NAV is also referred to as an investment company

https://www.justice.gov/epstein/files/DataSet%209/EFTA01101980.pdf

EFTA01468447Set 10

2014-04-219p1,675w

Subject: Re: Jeffrey - latest prices with suggested sizes - Nav [I] From: Tazia Smith a> Date: Mon, 21 A r 2014 14:59:22 -0400 To: Nav Gupta Cc: Paul Morris ... York, NY, USA Tel Fax Mobil Email (Embedded image moved to file: pic23758.gif) From: Nav Gupta/db/- To: Tazia t Sahni Paul Morris/db/- EFTA01468447 Date: 04/21/2014 02:43 PM Subject ... Jeffrey - latest prices with suggested sizes - Nav [I] The qns are 1) do we think usdjpy can exceed 103 his approx break even from current valuation before maylst

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01468447.pdf

EFTA01444246Set 10

138p25,658w

billion of deal volume in 2017 — US$2.8 trillion of primary private equity NAV + unfunded — US$600 billion locked in funds 9+ years old Secondary market remains strong, increasingly driven ... crisis funds Pricing for funds stable but differentiated — Secondary pricing steady at 93% of NAV in 2017 — Price dispersion between high & low quality GPs / funds is increasing GP-led secondary ... funds coming to market increasing, but overall US$ value decreasing due to smaller remaining NAV — Lack of NAV growth results in trading at moderate discounts The information

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01444246.pdf

EFTA01443441Set 10

138p25,658w

billion of deal volume in 2017 — US$2.8 trillion of primary private equity NAV + unfunded — US$600 billion locked in funds 9+ years old Secondary market remains strong, increasingly driven ... crisis funds Pricing for funds stable but differentiated — Secondary pricing steady at 93% of NAV in 2017 — Price dispersion between high & low quality GPs / funds is increasing GP-led secondary ... funds coming to market increasing, but overall US$ value decreasing due to smaller remaining NAV — Lack of NAV growth results in trading at moderate discounts The information

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01443441.pdf

EFTA01396782Set 10

138p25,792w

billion of deal volume in 2017 — US$2.8 trillion of primary private equity NAV + unfunded — US$600 billion locked in funds 9+ years old Secondary market remains strong, increasingly driven ... crisis funds Pricing for funds stable but differentiated — Secondary pricing steady at 93% of NAV in 2017 — Price dispersion between high & low quality GPs / funds is increasing GP-led secondary ... funds coming to market increasing, but overall US$ value decreasing due to smaller remaining NAV — Lack of NAV growth results in trading at moderate discounts The information

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01396782.pdf

EFTA01273824Set 10

2014-02-02191p98,167w

Reinvestment EATON VANCE FLOATING RATE FUND 22.255 -204.30 DIVIDEND REINVESTED AT 9. 18 NAV ON 0212/914 AS OF 02/28(14 Mar 3 Reinvestment IP MORGAN STRATEGIC INCOME 16.737 -19984 OPPORTUNITIES ... FUIC CLASS S DIVIDEND REINVESTED AT 11.94 NAV ON 02128/14 mar 3 Reinhestment PMCO UNCONSTRAINED BOND FUND CLA55 P 9.004 -10084 DIVIDEND REINVESTED AT 11.20 NAV ... Reinvestment DOUBLE LINE TOTAL RETURN RIND INSTL 18.527 -203.06 DIVIDEND REINVESTED AT 10.% NAV ON 002E/14 AS OF 02/28r14 Mar 3 Reinvestment GOUDMAN SACHS STRATEGIC INCOME

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01273824.pdf

EFTA01274073Set 10

2014-02-02314p151,174w

METROPOLITAN WEST TOTAL RETURN BOND 14.410 -154.33 FUND CLASS I DIVIDEND REINVESTED AT 10.71 NAV ON 02/28/14 AS OF 0212/314 Mar 3 Remwstment RIDGEWORTH SED( FLOATING RATEH1GH 21.568 -195.84 INCOME ... FUND CLASS I DIVIDEND REINVESTED AT 3.08 NAV ON 02/28114 AS OF 02/26/14 Mar 3 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 51.566 -565 16 CtVIDEND REINVESTED AT 10.96 NAV ... Reimestment COHEN & STEERS PREFERRED SEC & INC FUND I 24.044 -319.07 DIVIDEND REINVESTED AT 13.27 NAV ON 02/2+3;14 AS OF 02/28/14 Mar 3 Remwstment EATON VANCE FLOATING RATE ADVANTAGE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01274073.pdf

EFTA00288607Set 9

2014-07-1716p5,390w

Current No. of Starting Capital: 1,000,000 Positions: 423 Current NAV: 2,026,819 Current Leverage (Gross Exposures): 3.62 Profit Factor: Historically 2.25X • 3.25X, depending on measurement ... Interval Win Ratio: 40%- 50% histor tally T24M (+) NAV Days 53% T24M Avg. Daily NAV (+) Change 0.98% No. of Profitable T24M Avg. Daily NAV (-) Change -0.89% Positions T12M 65.81% Target ... NAV s tri filsokageli a 1,000,000.00 800,000.00 600,000 00 0' eeeeeee

https://www.justice.gov/epstein/files/DataSet%209/EFTA00288607.pdf

EFTA00288479Set 9

2014-06-0916p5,507w

Current No. of Starting Capital: 1,000,000 Positions: 439 Current NAV: 1,949,397 Current Leverage (Gross Exposures): 3.28 Profit Factor: Historically 2.25X • 3.25X, depending on measurement ... Interval Win Ratio: 40% - 50% histor tally T24M (4) NAV Days 53% T24M Avg. Daily NAV (+) Change 1.00% No. of Profitable T24M Avg. Daily NAV (-) Change -0.91% Positions T12M ... NAV 1,000,000.00 800,000.00 600 00000 o 4vocb

https://www.justice.gov/epstein/files/DataSet%209/EFTA00288479.pdf

EFTA00598963Set 9

2016-12-312p645w

Balance 43,908,478.21 43,908,478.21 Rate of Return 0.23% 3.77% FHpared b, NAV Corn :n: lAdminGuaton Tors Am '1628 Ore 88te 401 C8kbrock 78O8:8. Illino0 ... EFTA00598963 NAV Fund Administration Group Important Disclosure Statement This statement is being provided by NAV Consulting. Inc. solely for informational purposes. NAV Consulting. Inc. acts as Administrator for the above ... referenced fund (the -Fund"). NAV Consulting, Inc.'s responsibilities are limited to those specifically enumerated in the Services Agreement between the Fund and NAV Consulting. Inc. and they

https://www.justice.gov/epstein/files/DataSet%209/EFTA00598963.pdf

EFTA01468434Set 10

2014-04-217p1,474w

Subject: Re: Jeffrey - latest prices with suggested sizes - Nav [I] From: Tazia Smith Date: Mon, 21 A r 2014 14:33:49 -0400 To: Nav Gupta Cc: Paul Morris Classification ... internal use only Nav - thoughts on his 102.50 strike USDcJPYp that matures 5/1...-46k left of value (down —143k). Maintain short yen view (this was his, he thought ... Email (Embedded image moved to file: pic17410.gif) From: Paul Morris/db/- dbcom@DBAMERICAS To: Nav Gupta/db/- dbcom@DBEMEA, EFTA01468434 Cc: Date: 04/21/2014 01:59 PM Subject: Re: Jeffrey - latest prices with

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01468434.pdf

EFTA01082455Set 9

2009-05-2223p21,099w

Subject: RE: Redemption Schedule Schedule below is right, wit send you the current 12/31/ NAV --Orignal Message-- Front Hubsher, Oise Sent: Wednesday, February ... down process, the Recovery Percentage a reflect the percentage of Mardi 31, 2008 NAV that has been returned to inited partners. FromMarch 31, 2008 through August 31, 2008, Recovery

https://www.justice.gov/epstein/files/DataSet%209/EFTA01082455.pdf

EFTA00293266Set 9

2014-03-2116p5,581w

Current No. of Starting Capital: 1,000,000 Positions: 450 Current NAV: 1,816,948 Current Leverage (Gross Exposures): 3.17 Profit Factor: Historically 2.25X • 3.25X, depending on measurement ... Interval Win Ratio: 40% - 50% historically T24M (+) NAV Days 52% T24M Avg. Daily NAV (+) Change 1.03% T24M Avg. Daily NAV (•) Change -0.89% Target Vol•Adj. Risk Listed Equities 50.00% Target ... concurrently adding to our winners we have an inherent assymetry in our volatility profile. NAV 2,006,000.00 1$00,000.00 1,600,000.00 1400,000.00 1,200,000.00 -NAV

https://www.justice.gov/epstein/files/DataSet%209/EFTA00293266.pdf