EFTA01472401Set 10
2015-02-232p542w
Subject: FW: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( ) for USD 38
0,000.00 (I)
From: Vahe Stepanian
Date ... Williams; Ariane Dwyer
Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( ) for USD 38
0,000.00 (I)
Classification: For internal use only
Thank you.
Original ... Williams; Ariane Dwyer
Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( ) for USD 38
0,000.00 (I)
Classification: For internal use only
We're working
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01472401.pdf
EFTA01350883Set 10
2013-10-173p318w
Subject: Re: Fw: moving securities in Southern Financial & Southern Trust [I)
From: Jay Lipman ‹ >
Date: Thu, 17 Oct 2013 17:28:40 -0400
To: Amanda Kirby
Classification: For internal ... Lipman/db/dbcom@DBAMERICAS,
Date: 10/17/2013 05:14 PM
Subject: Fw: moving securities in Southern Financial & Southern Trust [I]
Classification: For internal use only
Jay -- Spreadsheet of all holdings ... Beller < >,
>,
Cc: Amanda Kirby/db/dbcom@DBAMERICAS
Date: 10/01/2013 12:23 PM
Subject: moving securities in Southern Financial & Southern Trust
Harry, Jeanne and Amanda,
Please see attached.
Instructions
Southern Financial
account will
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01350883.pdf
EFTA01344073Set 10
2013-10-161p190w
Sent: 10/16/2013 11:36:04 AM
To: Amanda Kirby
Subject: RE: moving securities in Southern Financial & Southern Trust
Great, thanks so much for following up!
I'll keep you posted ... Dubov, Anastasia X
Subject: Re: moving securities in Southern Financial & Southern Trust
Classification: Public
Hi Stacy,
Thanks for all the help on the call. My info is below ... Harry Beller •
Amanda Kirby/dbi
[WC 10:01/201312:23PM
Subjoct moving securities in Southern Financial & Southern Trust
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0029179
CONFIDENTIAL SDNY
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01344073.pdf
Product Type,Underlying Ticker,Unit,Vega,Gamma,
"CREDIT DERIVATIVE-DEFSWAP","C7970754M","C7970754M",-572326.86,"USD"„"
","SOUTHERN FINANCIAL ... LONDON, LONDON"," ","FIXED RATE CASH FLOW"," ","
"EQUITY OPTION","901634610","LN-618753",-100900.97,"USD"„" ","SOUTHERN
FINANCIAL ... DEUTSCHE
BANK AG, LONDON, LONDON"," ","EQUITY OPTION"," "," "," "," ",
"EQUITY OPTION","IMAG603575628","NY-618176",1473188.86,"USD"„" ","SOUTHERN
FINANCIAL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01472797.pdf
EFTA01356080Set 10
2018-02-221p639w
Organization: Southern Financial LLC
DB12000P - Deutsche Bank Private Bank
Batch Date: 2/22/2018
Added to Monitoring: 02/22/2018
Alert Date:
Alert
2/22/2018
Address: ok,i.w!iy VIRGIN ISLANDS. U.S.
Tracking ID: GCIS ... Priority: Critical Alert ID: 12737031.11622715.65374193
Entity Information
Entity ID: 65374193
Riskid: R2601172
Entity Name: Southern Financial Group
Alias: SFG
Address: Greensboro. North Carolina. UNITED STATES
Recent Event ... North Carolina entered final judgments
against defendants Elfindepan. S.A., Strategic Asset Funds, S.A., and Southern Financial Group for their
roles in a high-yield investment scheme. Elfindepan, a defunct Costa
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01356080.pdf
EFTA01406834Set 10
2017-12-158p953w
access will be for Paul Barrett who is the authorized trader for
Southern Financial LLC. His details are:
Thanks,
Martin
From: Abhinav Gandhi
Sent: Thursday, December ... loans but we can get
a product extension going, assuming we think that Southern Financial are a
likely buyer.
I will get Southern Financial added to the debtdomain site ... help direct me please? [I]
Classification: For internal use only
The client is Southern Financial LLC. I don't know if they are KYC'd for
European loans — we trade
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406834.pdf
EFTA01374530Set 10
2016-11-141p247w
Sabba I I; Stewart Oldfield
CC: Darlene Zong
Subject: RE: High Risk KYC Request: Southern Financial, LLC • CRDS ID: 1007406812 [II
Classification: For Internal use only
Ok, relayed that timeline ... Stepanian; Daniel Sabba; Stewart Oldfield
Cc: Darlene Zong
Subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 [I]
Classification: For Internal use only
Tell them ... Todd Stevens; Daniel Sabba
Cc: Darlene Zong
Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 [I]
Classification: For Internal use only
Todd / Daniel — can we please
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01374530.pdf
EFTA01382122Set 10
2018-11-261p378w
GRAYSON JOCKEY CLUB N 728,170.77
EQUIBASE COMPANY D 934,131.19
SOUTHERN FINANCIAL LLC D 687,706.86
NEPTUNE, LLC 0 262,117.22
HYPERION AIR, LLC D 147,203.75
PLAN ... KEYHOLE PARTNER, LLC M .00
THE HAZE TRUST D 7,707,707.25
SOUTHERN FINANCIAL LLC D 1,539,088.69
SOUTHERN TRUST COMPANY, INC. D 103,385.18
TODD R. WANEK
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01382122.pdf
EFTA01424621Set 10
2017-05-312p298w
GRATITUDE AMERICA, LTD M 788,964.89
THE HAZE TRUST D 21,020,993.06
SOUTHERN FINANCIAL LLC D 11,463,588.51
SOUTHERN TRUST COMPANY, INC. D 18,004,284.75
TODD
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01424621.pdf
EFTA01385260Set 10
2017-07-261p242w
GRATITUDE AMERICA, LTD M 339,273.79
THE HAZE TRUST D 21,049,107.31
SOUTHERN FINANCIAL LLC 0 11,479,051.88
SOUTHERN TRUST COMPANY, INC. D 18,028,364.27
TODD
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01385260.pdf
EFTA01455910Set 10
2014-10-271p106w
TODD & KAREN WANEK JTWROS M .00
SOUTHERN TRUST COMPANY, INC. D 139,471.98
SOUTHERN FINANCIAL LLC D 13,499,262.60
JEGE, INC D 198,332.93
JEGE
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455910.pdf
EFTA01477484Set 10
2016-03-011p156w
KAREN WANEK JTWROS M 2,015,423.22
SOUTHERN TRUST COMPANY, INC. D 139,471.98
SOUTHERN FINANCIAL LLC D 361,170.13
NEPTUNE, LLC D 224,407.70
HYPERION
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01477484.pdf