EFTA01282110Set 10
2017-03-0733p11,181w
Relationship Manager: Stewart DIMS
• New PWM Relationship 9 Existing PWM Relationship
If costing, please indicate sate when the relationship exists, provide reason for new profde and attach old profile: ***This ... alent(s)
Introduced How long has the
RN personally known the Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein ... have Assets Under Management (AuM) within DB under Eur. 3M? O Yes FA No
Please list all parties related to the account.
Ric each party:
• Check if a source
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282110.pdf
EFTA01282044Set 10
2013-10-1626p8,907w
Relationship O Existing PWM Relationship
Relationship to PM:
If edsting, please indicate since when the relationship costs, provide reason for new profile and attach old profile:
RI alert Referral ... Other San (C18, etc)
How Was the alent(s)
Inunduced? How long has the Please prowde details (e.g. name of referral source, how many years RM personally has known client ... client have Asses Under Management (AiM) within Ce under Eut. 3M? •Yes ON°
Please list all parties related to the account
For each party:
• Check if a source of wealth
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282044.pdf
EFTA01295105Set 10
2013-10-1629p8,369w
Morris
F New PWM Relationship F Existing PWM Relationship
Relationship to PWM:
If existing, please indicate since when the relationship exists, provide reason for new profile and attach old
profile ... Other Source (06, etc.)
How Was the Ctient(s)
Introduced? How long has please provide details (e.g. name of referral source, how many years RM personally has known client ... assets and currency for 150000 Currency USD
the account approx. one year after opening?
Please list all parties related to the account
For each party:
• Check if a source
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01295105.pdf
EFTA01282195Set 10
2017-03-0730p9,837w
Stewart Oldfidd
• New MK Relationship O Existing PWM Relationship
Relationship to PWM: If online, please indicate since when the relationship exists, provide reason for new profde and attadi old profile ... Client(s)
Introduced? How long has the
RN personally known the Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein ... dent have Assets Under Management (AuM) within De under Eur. 3M? • Yes No
Please list all parties related to the account.
Fcr each paity.
• Check if a source of Wealth
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282195.pdf
EFTA01295042Set 10
2013-08-1923p6,193w
Morris
1:1 New PWM Relationship Existing PWM Relationship
Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old
profile ... adding signers to account All signers have already been approved in previous KYC's. Please rush
as this is a simple update.
Darren Indyke was app oved ... Other Source (C18, etc.)
How Was the Client(s)
Introduced? How long has Please provide details (e.g. name of referral source, how many years RM personalty has known client
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01295042.pdf
EFTA01282225Set 10
2017-03-0721p7,027w
Stewart Oldfeld
• New PArTI Relationship 2 Ensting PWM Relationship
Relationship to FWM: If edstIng, please indicate since when the relationship exist, provide reason for new profile and attach old profile ... Client(s)
Introduced? How long has the
PM personally known the Please provide details (e.g. ame of referral source, how many years RM personally has known dint, etc): Jeffrey Epstein ... Does/will the client have Assets Under Management (AM) within DB under Eur. 3M? aresE2Ita
Please list all parties related to the account
For each party:
• Check if a source
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282225.pdf
EFTA01282092Set 10
2015-02-1818p6,141w
Oilfield
O New PWM Relationship 0 Exotog PINTI Relaticnship
Relabonship to PWM: If existing, please indicate since when the relatiorship exists, provide reason for new profile and attach old profile ... Clent(s)
Introduced? How long has the
RI/ personaly known the Please provide details (e.g. name of referral source, ow many years WI personally has known diem, etc.): Jeffrey fasten ... Does/will the client have Assets Linder Management (AuM) within DB under Eur. 3M? afinRifto
Please list all parties related to the account.
For each party:
• Check d a source
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282092.pdf
EFTA01282246Set 10
2017-03-0718p6,387w
Stewart Oldfield
• New PWM Relationship 0 Existing NM Relationship
Relationship to PWM: If existing, please indicate since when the relatiorship exists, provide reason for new profile and attach old profile ... dent(s)
Introduced? How long has the
RM person* known the Please provide details (e.g. name of referral source, ow many years RM personally has known client, etc): Jeffrey Epsten ... client have Assets Under Management (MEl) within DB under Eur. 314? Ovine No
Please list all parties related to the account.
For each party:
• Check d a source of wealth
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282246.pdf
EFTA01295581Set 10
2013-10-0929p6,016w
Paul Morris
F New PWM Relationship " Existing PWM Relationship
Relationship to PWM:
If existing, please indicate since when the relationship exists, provide reason for new profile and attach old
profile ... rInterrnediary/FIM r
Other Source (C18, etc.)
Introduced? How long has
the RM personally known Please provide details (e.g. name of referral source, how many years RM personally has known client ... currency for 5,000,000.00 Currency USD
the account approx. one year after opening?
Please list all parties related to the account
For each party:
• Check if a source
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01295581.pdf
EFTA01295009Set 10
2013-10-0929p6,232w
Morris
F New PWM Relationship (7 Existing PWM Relationship
Relationship to PWM:
If existing, please indicate since when the relationship exists, provide reason for new profile and attach old
profile ... Other Source (06, etc.)
How Was the Oient(s)
Introduced? How long has Please provide details (e.g. name of referral source, how many years RM personalty has known client ... currency for 5,000,000.00 Currency USD
the account approx. one year after opening?
Please list all parties related to the account
For each party:
• Check if a source
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01295009.pdf
EFTA01294969Set 10
2013-09-1817p4,067w
Morris
r New PWM Relationship lii Existing PWM Relationship
Relationship to PWM:
If existing, please indicate since when the relationship exists, provide reason for new profile and attach old
profile ... Intermediary/ElM F Other Source (CIB, etc.)
How Was the memo)
Introduced? Row long has Please provide details (e.g. name of referral source, how many years RM personally has known client ... currency for 50,000 Currency USD
the account approx. one year after opening?
Please list all parties related to the account.
For each party:
• Check if a source of wealth
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01294969.pdf
EFTA01294923Set 10
2013-10-2814p3,599w
Morris
r New PWM Relationship F Existing PWM Relationship
Relationship to PWM:
If existing, please indicate since when the relationship exists, provide reason for new profile and attach old
profile ... Other Source (CIB, etc.)
How Was the ient(s)
Introduced? how long has Please provide details (e.g. name of referral source, how many years RM personally has known client ... assets and currency for 100000 Currency USD
the account approx. one year after opening?
Please list all parties related to the account
For each party:
• Check if a source
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01294923.pdf
EFTA01294937Set 10
2013-10-1614p3,679w
Morris
r New PWM Relationship k Existing PWM Relationship
Relationship to PWM:
If existing, please indicate since when the relationship exists, provide reason for new profile and attach old
profile ... Other Source (CIB, etc.)
How Was the atent(s)
Introduced? Row long has Please provide details (e.g. name of referral source, how many years RM personalty has known client ... assets and currency for 10000 Currency USD
the account approx. one year after opening?
Please list all parties related to the account
For each party:
• Check if a source
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01294937.pdf
EFTA01294951Set 10
2013-11-1215p3,597w
Morris
r New PWM Relationship 1%. Existing PWM Relationship
Relationship to PWM:
If existing, please indicate since when the relationship exists, provide reason for new profile and attach old
profile ... Other Source (CIB, etc)
How Was the Client(s)
Introduced? Flow long has Please provide details (e.g. name of referral source, how many years RM personalty has known client ... assets and currency for 50000 Currency USD
the account approx. one year after opening?
Please list all parties related to the account
For each party:
• Check if a source
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01294951.pdf
EFTA01282185Set 10
2018-02-1310p3,928w
Oldridd
O New PPM Reladonship O eating Meal Relationship
Relationship to PM:
If caisdrg, please indicate axe when the !deanship oasts, provide reason for new profile and attach old wade ... Other Source (OS, etc)
How Was the Clangs)
Introduced? How bang has the Please provide details (e.g. name of referral son, new many years RM person.* has known dent ... client have Assets Under Management (AuM) within DC under arr. 3M? OYes 0 No
Please list all parties related to the account.
For each party:
• Check d a source
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282185.pdf