Epstein Files Search

EFTA01462926Set 10

2014-04-256p1,574w

SWAPS PURSUANT TO CFTC RULE 23.701 Dear Sir or Madam: This notification (the "CFTC IM Segregation Right Notice") is being provided by us2 pursuant to Commodity Futures Trading Commission ("CFTC ... Compliance Date, Counterparty has the right to elect that IM be segregated ("IM Segregation") in accordance with the requirements set forth in CFTC rules 23.702 and 23.703 (the "CFTC Segregation ... attached Schedule we have identified one or more institutions as an acceptable custodian for IM Segregation and provided information regarding the price of IM Segregation based on information available

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01462926.pdf

EFTA01471483Set 10

2014-01-069p1,582w

SWAPS PURSUANT TO CBTC RULE 23.701 Dear Sir or Madam: This notification (the "CFTC IM Segregation Right Notice") is being provided by us' pursuant to Commodity Futures Trading Commission ("CFTC ... Compliance Date, Counterparty has the right to elect that IM be segregated ("IM Segregation") in accordance with the requirements set forth in CFTC rules 23.702 and 23.703 (the "CFTC Segregation ... attached Schedule we have identified one or more institutions as an acceptable custodian for IM Segregation and provided information regarding the price of IM Segregation based on information available

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01471483.pdf

EFTA01471503Set 10

2014-01-069p1,578w

SWAPS PURSUANT TO CFTC RULE 23.701 Dear Sir or Madam: This notification (the "CFTC IM Segregation Right Notice") is being provided by us' pursuant to Commodity Futures Trading Commission ("CFTC ... Compliance Date, Counterparty has the right to elect that IM be segregated ("IM Segregation") in accordance with the requirements set forth in CFTC rules 23.702 and 23.703 (the "CFTC Segregation ... attached Schedule we have identified one or more institutions as an acceptable custodian for IM Segregation and provided information regarding the price of IM Segregation based on information available

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01471503.pdf

EFTA01462932Set 10

2014-05-054p1,329w

right does the regulation give to counterparties that post IM? The right to have IM segregated with a third-party custodian. This right is only with respect to uncleared swap ... yourself and DB DB would expect any custodial fees, charges or costs related to IM segregation to be borne by our counterparty 7. What actions do counterparties need to perform ... necessary contact information as soon as possible Second, your collateral contact will receive an IM segregation right notice. This notice will contain a non-exclusive list of acceptable custodians, together

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01462932.pdf

EFTA01448104Set 10

2014-04-251p468w

SWAPS PURSUANT TO CFTC RULE 23.701 Dear Sir or Madam: This notification (the "CFTC IM Segregation Right Notice") is being provided by us' pursuant to Commodity Futures Trading Commission ("CFTC ... Compliance Date, Counterparty has the right to elect that IM be segregated ('IM Segregation") in accordance with the requirements set forth in CFTC rules 23.702 and 23.703 (the "CFTC Segregation ... attached Schedule we have identified one or more institutions as an acceptable custodian for IM Segregation and provided information regarding the price of IM Segregation based on information available

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448104.pdf

EFTA01448086Set 10

2014-04-251p468w

SWAPS PURSUANT TO CFTC RULE 23.701 Dear Sir or Madam: This notification (the "CFTC IM Segregation Right Notice") is being provided by us' pursuant to Commodity Futures Trading Commission ("CFTC ... Compliance Date, Counterparty has the right to elect that IM be segregated ('IM Segregation") in accordance with the requirements set forth in CFTC rules 23.702 and 23.703 (the "CFTC Segregation ... attached Schedule we have identified one or more institutions as an acceptable custodian for IM Segregation and provided information regarding the price of IM Segregation based on information available

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448086.pdf

EFTA01448100Set 10

2014-04-251p468w

SWAPS PURSUANT TO CFTC RULE 23.701 Dear Sir or Madam: This notification (the "CFTC IM Segregation Right Notice") is being provided by us' pursuant to Commodity Futures Trading Commission ("CFTC ... Compliance Date, Counterparty has the right to elect that IM be segregated ('IM Segregation") in accordance with the requirements set forth in CFTC rules 23.702 and 23.703 (the "CFTC Segregation ... attached Schedule we have identified one or more institutions as an acceptable custodian for IM Segregation and provided information regarding the price of IM Segregation based on information available

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448100.pdf

EFTA01455956Set 10

2014-04-251p469w

SWAPS PURSUANT TO CFTC RULE 23.701 Dear Sir or Madam: This notification (the "CFTC IM Segregation Right Notice") is being provided by usi pursuant to Commodity Futures Trading Commission ("CFTC ... Compliance Date, Counterparty has the right to elect that IM be segregated ("IM Segregation") in accordance with the requirements set forth in CFTC rules 23.702 and 23.703 (the "CFTC Segregation ... attached Schedule we have identified one or more institutions as an acceptable custodian for IM Segregation and provided information regarding the price of1M Segregation based on information available

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455956.pdf

EFTA01455974Set 10

2014-04-251p470w

SWAPS PURSUANT TO CFTC RULE 23.701 Dear Sir or Madam: This notification (the "CFTC IM Segregation Right Notice") is being provided by usi pursuant to Commodity Futures Trading Commission ("CFTC ... Compliance Date, Counterparty has the right to elect that IM be segregated ("IM Segregation") in accordance with the requirements set forth in CFTC rules 23.702 and 23.703 (the "CFTC Segregation ... attached Schedule we have identified one or more institutions as an acceptable custodian for IM Segregation and provided information regarding the price of1M Segregation based on information available

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455974.pdf

EFTA01448097Set 10

1p547w

yourself and DB — DB would expect any custodial fees, charges or costs related to IM segregation to be borne by our counterparty 7. What actions do counterparties need to perform ... necessary contact information as soon as possible — Second, your collateral contact will receive an IM segregation right notice. This notice will contain a non-exclusive list of acceptable custodians, together ... information, if any. Counterparties subject to the May 5 compliance date will receive the IM segregation right notice from DB prior to the compliance deadline. — Third, the IM segregation right

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448097.pdf

EFTA01455979Set 10

2014-04-251p470w

SWAPS PURSUANT TO CFTC RULE 23.701 Dear Sir or Madam: This notification (the "CFTC IM Segregation Right Notice") is being provided by us' pursuant to Commodity Futures Trading Commission ("CFTC ... Compliance Date, Counterparty has the right to elect that IM be segregated ("IM Segregation") in accordance with the requirements set forth in CFTC rules 23.702 and 23.703 (the "CFTC Segregation ... your receipt of this notice; and II. Counterparty's election to either: • require IM Segregation in accordance with the CFTC Segregation Regime. Note: If Counterparty chooses this first election, certain

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455979.pdf

EFTA01455958Set 10

1p321w

Exhibit A CFTC IM SEGREGATION ELECTION LETTER To: Deutsche Bank AG ("Swap Dealer") (insert email address) Capitalized terms used in this letter have the meanings specified in the CFTC IM ... Segregation Right Notice referenced below unless otherwise defined. 1. Confirmation of Receipt of CFTC IM Segregation Right Notice. Counterpartys hereby confirms that its Collateral Contact(' received Swap Dealer's CFTC ... IM Segregation Right Notice. II. Initial Margin Segregation Election. Counterparty makes the following election with respect to 1M posted on behalf of Counterparty in connection with any Uncleared Swap between

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455958.pdf

EFTA01455977Set 10

1p322w

Exhibit A CFTC IM SEGREGATION ELECTION LETTER To: Deutsche Bank AG ("Swap Dealer") (insert email address) Capitalized terms used in this letter have the meanings specified in the CFTC IM ... Segregation Right Notice referenced below unless otherwise defined. 1. Confirmation of Receipt of CFTC IM Segregation Right Notice. Counterpartys hereby confirms that its Collateral Contact(' received Swap Dealer's CFTC ... IM Segregation Right Notice. II. Initial Margin Segregation Election. Counterparty makes the following election with respect to 1M posted on behalf of Counterparty in connection with any Uncleared Swap between

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455977.pdf

EFTA01455982Set 10

1p323w

Exhibit A CFTC IM SEGREGATION ELECTION LETTER To: Deutsche Bank AG ("Swap Dealer") (insert email address) Capitalized terms used in this letter have the meanings specified in the CFTC IM ... Segregation Right Notice referenced below unless otherwise defined. I. Confirmation of Receipt of CFTC IM Segregation Right Notice. Counterpartys hereby confirms that its Collateral Contact6 received Swap Dealer's CFTC ... IM Segregation Right Notice. II. Initial Margin Segregation Election. Counterparty makes the following election with respect to IM posted on behalf of Counterparty in connection with any Uncleared Swap between

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455982.pdf

EFTA01455962Set 10

1p323w

Exhibit A CFTC IM SEGREGATION ELECTION LETTER To: Deutsche Bank AG ("Swap Dealer") (insert email address) Capitalized terms used in this letter have the meanings specified in the CFTC IM ... Segregation Right Notice referenced below unless otherwise defined. I. Confirmation of Receipt of CFTC IM Segregation Right Notice. Counterpartys hereby confirms that its Collateral Contact6 received Swap Dealer's CFTC ... IM Segregation Right Notice. II. Initial Margin Segregation Election. Counterparty makes the following election with respect to IM posted on behalf of Counterparty in connection with any Uncleared Swap between

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455962.pdf

EFTA01448088Set 10

1p323w

Exhibit A CFTC IM SEGREGATION ELECTION LETTER To: Deutsche Bank AG ("Swap Dealer") (insert email address) Capitalized terns used in this letter have the meanings specified in the CFTC IM ... Segregation Right Notice referenced below unless otherwise defined. 1. Confirmation of Receipt of CFTC IM Segregation Right Notice. Counterparty5 hereby confirms that its Collateral Contact' received Swap Dealer's CFTC ... IM Segregation Right Notice. II. Initial Margin Segregation Election. Counterpart). makes the following election with respect to IM posted on behalf of Counterpart). in connection with any Uncleared Swap between

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448088.pdf

EFTA01448103Set 10

1p323w

Exhibit A CFTC IM SEGREGATION ELECTION LETTER To: Deutsche Bank AG ("Swap Dealer") (insert email address) Capitalized terns used in this letter have the meanings specified in the CFTC IM ... Segregation Right Notice referenced below unless otherwise defined. 1. Confirmation of Receipt of CFTC IM Segregation Right Notice. Counterparty5 hereby confirms that its Collateral Contact' received Swap Dealer's CFTC ... IM Segregation Right Notice. II. Initial Margin Segregation Election. Counterpart). makes the following election with respect to IM posted on behalf of Counterpart). in connection with any Uncleared Swap between

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448103.pdf

EFTA01448095Set 10

2014-01-061p305w

Dodd Frank Initial Margin Segregation Rule - Client Segregation Election Notice IC] Attachments: Approved IM Segregation FAQs WM.doc; Reviewed DBTCA Segregated Acct Fee Schedule.pdf; SF Approved IM Segregation Election Notice ... revised 8.19.14.doc; ST Approved IM Segregation Election Notice WM V2 revised 8.19.14.doc Classification: Confidential Darren/ Rich -- Part two. I am reaching out to you in regards to CFTC's ruling ... CFTC Segregation Regime. To avoid potential trading disruptions, please complete the attached document entitled "IM Segregation Election Notice" and return it as soon as possible. For your reference, FAQs

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01448095.pdf

EFTA01383910Set 10

1p698w

documentation, you will be deemed to have made an election not to require CFTC IM Segregation for that particular transaction. Unless your most recent election with us is to require ... terms as the CFTC Segregation Regime and therefore night need to be revised if IM segregation in accordance with the CFTC Segregation Regime is elected. Parties wishing to elect IM

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01383910.pdf

EFTA01384749Set 10

1p694w

documentation, you will be deemed to have made an election not to require CFTC IM Segregation for that particular transaction. Unless your most recent election with us is to require ... terms as the CFTC Segregation Regime and therefore night need to be revised if IM segregation in accordance with the CFTC Segregation Regime is elected. Parties wishing to elect IM

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01384749.pdf