EFTA01565500Set 10
2013-04-0147p4,657w
GLAXOSMITHKLINE PLC
SPONS ADR
GSK
HSBC HOLDINGS PLC
SPONS ADR
HBC
P IMPERIAL TOBACCO PLC
ADR
ITYB Y
ISRAEL CHEMICALS LTD
ADR
ISCH Y
KIRIN HOLDINGS COMPANY LTD
SPONS ... SPONS ADR NEW (ID: )
Quantity
(40.000)
Per Unit
Amount
120.428
Description
IMPERIAL TOBACCO PLC ADR @ 70.8518 4,251.11
BROKERAGE 2.40 ESI SECURITIES COMPANY
(ID: )
($487,810.56)
Proceeds ... Trade Date
Est. Settle Date Type
Pending Securities Purchased
4/26
Purchase
5/1
Description
IMPERIAL TOBACCO PLC ADR (ID: )
Quantity
EFTA01565537
375.000
Per Unit
Amount
70.752
Market Cost
(26,547.34)
Page
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565500.pdf
EFTA01518364Set 10
2013-04-011p137w
Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
4 25 Purchase IMPERIAL TOBACCO PLC ADR . 70.8518 4,251.11 60.000 70.892 (4,253.51)
430 BROKERAGE 2.40 ESI SECURITIES COMPANY ... Settle Date Type Description Quantity Amount Market Cost
Pending Securities Purchased
426 Purchase IMPERIAL TOBACCO PLC ADR (ID: 453142-10-1) 375.000 70.752 (26,547.34)
511
JP Morgan Page
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01518364.pdf