Epstein Files Search

EFTA01582483Set 10

2006-02-011p252w

MASCO CORP 31.19000 7 50,836.87- 19,258.40- 2.565 •CSSU RATING :OUTPERFORM INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard 6 Poor's 03 109,990 IS) PPL CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582483.pdf

EFTA01582446Set 10

2006-08-011p220w

Poor's 03 1,060 (S) AMGEN 67.93000 72,005.80- *CSSU RATING • INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor's 03 6,432 (S) CBRL GROUP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582446.pdf

EFTA01593563Set 10

2005-11-0154p5,367w

ALLERGAN INC *CSFB RATING 100.00000 :NEUTRAL INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor's 17,250 (S) AMERICAN FINL GROUP INC *CSFB RATING 9,955 (S) AMGEN *CSFB RATING ... OUTPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 24.93000 :OUTPERFORM INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor ... RATING:Hold PROVIDER:Rochdale Securities 32.36000 30.42000 280,399.40161,895.246,585.402.349 :OUTPERFORM INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593563.pdf

EFTA01582251Set 10

2005-07-011p251w

WALT DISNEY CO 25.64000 556,900.80- 5,212.80- .936 *CSFB RATING :OUTPERFORM INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor's 01 72,060 (S) DUKE ENERGY CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582251.pdf

EFTA01582295Set 10

2005-11-011p248w

WALT DISNEY CO 24.93000 467,437.50- 4,500.00- .963 *CSFB RATING :OUTPERFORM INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard 6 POor'S CREDIT SUISSE FIRST BOSTON LLC CREDIT FIRST ELEVEN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582295.pdf

EFTA01593408Set 10

2005-09-0149p4,944w

ALLERGAN INC *CSFB RATING 9,740 (S) AMGEN *CSFB RATING :NEUTRAL INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor's 20,400 (S) AMYLIN PHARMACEUTICALS INC 253 (S) BARNES GROUP ... CSFB RATING 74,380 (S) DUKE ENERGY CORP *CSFB RATING 24.13000 :OUTPERFORM INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor's 29.17000 :Restricted INDEPENDENT RATING:Not Shown PROVIDER:Standard & Poor ... OUTPERFORM INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593408.pdf

EFTA01582616Set 10

2006-11-011p231w

MASCO CORP 28.69000 31,645.07- 970.64- 3.067 *CSSU RATING :UNDERPERFORM INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor's 03 102,330 (S) PPL CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582616.pdf

EFTA01594006Set 10

2006-04-0151p5,189w

NEUTRAL INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor's 31.90000 :NEUTRAL INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01594006.pdf

EFTA01582226Set 10

2005-09-011p281w

PJ4GEN 79.67000 775,985.80- • CS FB RATING :NEUTRAL INDEPENDENT RATING: 4 STAR - Accumulate PROVIDER:Standard & Poor's 03 20,400 IS) AIIYLIN PHARMACEUTICALS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582226.pdf

EFTA01593617Set 10

2005-10-0151p5,116w

OUTPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's 24.37000 :OUTPERFORM INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor's DUKE ENERGY CORP *CSFB RATING :Restricted INDEPENDENT RATING ... RATING :OUTPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's :OUTPERFORM INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593617.pdf

EFTA01593457Set 10

2005-07-0150p5,193w

CORP *CSFB RATING 5,200 (S) DUKE ENERGY CORP *CSFB RATING :OUTPERFORM INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor's 29.54000 :OUTPERFORM INDEPENDENT RATING:5 STAR - Buy PROVIDER:Standard ... OUTPERFORM INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593457.pdf

EFTA01582337Set 10

2005-10-011p269w

WALT DISNEY CO 24.37000 456,937.50- 4,500.00- .985 'CSFB RATING :OUTPERFORM INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard 6 Poor's 01 3,010 DUKE ENERGY CORP ... MASCO CORP 28.50000 711,160.50- 19,962.40- 2.807 "CSFB RATING :OUTPERFORM INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard 6 Poor's 03 113,480 IS) PPL CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582337.pdf

EFTA01593806Set 10

2006-08-0135p3,769w

EFTA01593833 INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor's 37.84000 :NOT RATED INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor ... 05/15/2023 02.2500 08/01/2012 04.0000 11/15/2025 06.2500 07/15/2033 02.0000 09/01/2021 :NEUTRAL INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593806.pdf

EFTA01582462Set 10

2006-12-011p243w

MASCO CORP 29.87000 32,946.61- 970.64- 2.946 *CSSU RATING :UNDERPERFORM INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor's 01 37,214 PPL CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582462.pdf

EFTA01582637Set 10

2006-04-011p252w

MASCO CORP 31.90000 38,280.00 1,056.00 2.759 •CSSU RATING :NEUTRAL INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard 6 Poor's 03 17,673 (S) MASCO CORP ... CSSU RATING :NEUTRAL INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard 6 PO0r'S 03 103,350 IS) PPL CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582637.pdf

EFTA01582272Set 10

2005-08-011p274w

DISNEY CO 25.19000 547,126.80- 5,212.80- .953 • CS FB RATING :OUTPERFORM INDEPENDENT RATING: 4 STAR - Accumulate PROVIDER:Standard 4 Poor's )3 74, 38 0 IS) DUKE ENERGY CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582272.pdf

EFTA01582657Set 10

2006-03-011p259w

MASCO CORP 32.49000 38,988.00 1,056.00 2.709 •CSSU RATING :NEUTRAL INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard 6 Poor's 03 16,473 IS) MASCO CORP ... CSSU RATING :NEUTRAL INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard 6 Poor's 03 109,990 IS) PPL CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582657.pdf

EFTA01582296Set 10

2005-11-011p274w

MASCO CORP 29.77000 716,653.21- 19,258.40- 2.687 "CSFB RATING :OUTPERFORM INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard 6 POOr'S 03 109,990 (5) PPL CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582296.pdf

EFTA01582600Set 10

2006-01-011p258w

MASCO CORP 29.65000 713,764.45- 19,258.40- 2.698 'CSSU RATING :OUTPERFORM INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard 6 Poor's 03 109,990 IS) PPL CORP ... CSSU RATING :NOT AVAILABLE INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard 6 Poor's 03 13,240 18) WYETH 46.25000 612,350.00- 13,240.00- 2.162 'CSSU RATING :NEUTRAL INDEPENDENT RATING

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01582600.pdf

EFTA01593934Set 10

2006-06-0141p4,105w

RATING :OUTPERFORM INDEPENDENT RATING:3 STAR - Hold PROVIDER:Standard & Poor's :NEUTRAL INDEPENDENT RATING:4 STAR - Accumulate PROVIDER:Standard & Poor

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01593934.pdf