EFTA01444775Set 10
2016-12-315p1,982w
Total Assets PnL Clos
e Date Stage Probability (t)
SOUTHERN FINANCIAL RELATIONSHIP Epstein, Jeffrey ISG 50 50000000 (E2/10000)*F
2=250000 12/31/2016 Prospecting 75
54 MADISON PARTNERS RELATIONSHIP 54 Madison ... E3/10000)*F3=5000000 9/30/2016 Prospecting 50
ELYSIUM MANAGEMENT RELATIONSHIP Black Family Partners, L.P. ISG General ISG 50 2000
0000 (E4/10000)*F4=100000 12/31/2016 Prospecting 50
ORIX RELATIONSHIP ORIX Americas ... 12/31/2016 Prospecting 50
SK FAMILY OFFICE RELATIONSHIP Falcon Trail Capital, LLC ISG 100 10000000 (E9/
10000)*F9=100000 12/31/2016 Prospecting 50
THE NATIONAL ORGANIZATION OF THE NEW APOSTOLIC CHURCH
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01444775.pdf
EFTA01423636Set 10
2016-12-312p1,027w
Assets PnL Clos
e Date Stage Probability (8) Keep?
SOUTHERN FINANCIAL RELATIONSHIP Epstein, Jeffrey ISG 50 50000000 (E2/10000)*F
2=250000 12/31/2016 Prospecting 75 Y
54 MADISON PARTNERS RELATIONSHIP ... E3/10000)*F3=5000000 9/30/2016 Prospecting 50
Y
ELYSIUM MANAGEMENT RELATIONSHIP Black Family Partners, L.P. ISG General ISG 50 2000
0000 (E4/10000)*F4=100000 12/31/2016 Prospecting 50 Y
ORIX RELATIONSHIP ORIX ... 12/31/2016 Prospecting 50 Y
SK FAMILY OFFICE RELATIONSHIP Falcon Trail Capital, LLC ISG 100 10000000 (E9/
10000)*F9=100000 12/31/2016 Prospecting 50 Y
THE NATIONAL ORGANIZATION OF THE NEW APOSTOLIC
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01423636.pdf
EFTA01419755Set 10
2016-07-111p319w
H3/10000)*G3=5000000
Relationship: ELLIN, HOWARD RELATIONSHIP G5=5000000 15=50000
ISG Ellin, Howard Active 50 12/31/2016 General ISG 5000000 100 (H5/10000)*G
5=50000
Relationship: ELYSIUM MANAGEMENT RELATIONSHIP ... ISG Black Family Partners, L.P. Active 75 12/31/2016 General ISG 20000000
50 (H7/10000)*G7=100000
Deposits Black Family Partners, L.P. Active 50 12/31/2016 Deposits 1000
00000 50 (H8/10000 ... Falcon Trail Capital, LLC Active 75 12/31/2016 10000000 100 (H20
/10000)*G20=100000
ISG Falcon Trail Capital, LLC Active 50 12/31/2016 10000000 100 (H21
/10000)*G21=100000
Relationship: SOUTHERN FINANCIAL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01419755.pdf
EFTA01423770Set 10
2017-11-307p1,680w
left DB in early 2016
When I joined, KCP was fairly new and ISG was nonexistent. Paul was having
limited success.
At various times, I have been offered positions ... head of ISG or part of KCP
EFTA01423770
Financial progress:
2014 revenues (Paul)— $0.9mm
2015 revenues (combined) — 1.3mm
2016 revenues (combined) — 1.6mm
2017 targets revenues ... Accounts established July 2017. So far
has traded:
DPM, RCM and structured notes via ISG. DB has become his top bank and
relationship is growing steadily.
Financial Architects — Insurance advisory
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01423770.pdf
EFTA01477885Set 10
2016-04-073p507w
Gallivan
Andrew, this all seems to be on track, pushing very hard on the ISG, have
about 10 accounts targeted and working thought them with several
presentations in process, this ... process, annual revenue $500k-$1.0mn
*Leon Black Family Office — Investment proposal through ISG, accounts opened
and expect funding very soon, top tier PE principal and Apollo key client ... building an audience and we
will see what that generates over coming months. ISG is also a top priority
and have committed significant time to preparing materials and a targeted
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01477885.pdf
EFTA01423853Set 10
2018-06-157p1,694w
left DB in early 2016
When I joined, KCP was fairly new and ISG was nonexistent. Paul
was having limited success.
At various times, I have been offered positions ... head of ISG or
part of KCP
Financial progress:
2014 revenues (Paul)— $0.9mm
2015 revenues (combined) — $1.3mm
2016 revenues (combined) — $1.6mm
2017 targets Revenues
$6.2mm — based ... Accounts established July 2017. So far
has traded:
DPM, RCM and structured notes via ISG. DB has become his top bank and
relationship is growing steadily.
Financial Architects — Insurance advisory
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01423853.pdf
EFTA00662351Set 9
2016-03-102p1,086w
Excluding loans to households for home purchases.
Investment Strategy Group. The Investment Strategy Group (ISG) is focused on asset allocation strategy formation and market analysis for Private
Wealth Management ... information that references ISG, including their model portfolios, represents the views of ISG, is not research and is not a
product of Global Investment Research. If shown. ISG Model Portfolios
https://www.justice.gov/epstein/files/DataSet%209/EFTA00662351.pdf
EFTA01413826Set 10
2017-12-048p1,704w
left DB in early 2016
When I joined, KCP was fairly new and ISG was nonexistent. Paul
was having limited success.
At various times, I have been offered positions ... head of ISG or
part of KCP
Financial progress:
2014 revenues (Paul)— $0.9mm
2015 revenues (combined) — $1.3mm
2016 revenues (combined) — $1.6mm
2017 targets Revenues
$6.2mm — based ... Accounts established July 2017. So far
has traded:
DPM, RCM and structured notes via ISG. DB has become his top bank and
relationship is growing steadily.
Financial Architects — Insurance advisory
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01413826.pdf