EFTA01758290Set 10
2013-05-0525p12,130w
interviewing a dozen former
and current brokers from the Jersey City, NJ, offices of ICAP Plc. For
investors in the big banks, new revelations ... future asset hits and
litigation expenses.
According to a former broker from London-based ICAP's Jersey City swap
desk, nicknamed "Treasure Island" •for the huge commissions and pay
packages ... more interest, or may have received less interest, on swaps whose
prices were manipulated. ICAP, formerly Intercapital Brokers, initially
hit regulators' radar as part of the LIBOR scandal. According
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01758290.pdf
EFTA01136195Set 9
2013-05-0520p12,290w
interviewing a dozen former and current brokers from the Jersey City, NJ, offices of ICAP Plc. For
investors in the big banks, new revelations ... future asset hits and litigation expenses.
According to a former broker from London-based ICAP's Jersey City swap desk, nicknamed "Treasure
Island" for the huge commissions and pay packages ... more interest, or may have received less interest, on swaps whose
prices were manipulated. ICAP, formerly Intercapital Brokers, initially hit regulators' radar as part of
the LIBOR scandal. According
https://www.justice.gov/epstein/files/DataSet%209/EFTA01136195.pdf
EFTA01191481Set 9
2015-08-0940p15,795w
390m on the bailed out bank. "MI like a whores' drawers" one trader quipped.
• Icap, the City dealer run by former Conservative party treasurer Michael Spencer, was fined ... Piet Moerland, have been forced out and former employees of the
UK brokerage firm ICAP Darrell Read, Colin Goodwin, and Danny Wilkinson — the so-called ICAP trio
https://www.justice.gov/epstein/files/DataSet%209/EFTA01191481.pdf
Federal Reserve System at http://
www.federalreservc.govircleases/h15/update/h15upd.htm, or any Successor Source.
(x) - ICAP SwapPX Screen" means, when used in connection with any designated
page and any Floating Rate Option ... display page so designated on the ICAP Information
Services LLC SwapPX service, or any Successor Source.
(xi) "National Stock Exchange of India's Website" means the website of the National
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01388288.pdf
EFTA02122294Set 10
2013-11-139p2,367w
income falls, revs good, CT1 12.5%, upbeat outlook despite slow mkt recovery (trading
+2.3%)
• ICAP lit pretax inline, revs fair, FY profit margins ahead, positive outlook (trading
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02122294.pdf
EFTA00390384Set 9
2013-05-147p2,260w
profit warning, EBIT misses, cuts 2013 forecasts, unable to meet growth tgts (trading -0.40%)
• ICAP FY op profit misses, statutory pretax below, 15.4 final div, conditions remain tough (trading
https://www.justice.gov/epstein/files/DataSet%209/EFTA00390384.pdf
EFTA01084652Set 9
2013-05-0418p1,291w
services
Multex, Thomson, Thomson Reuters
Board Members: Advisor Members:
Gil Mandelsiz: Deutsche Bank, Traiana, ICAP Tim Hanlon: IPG, Publicis, Vivaki
Jonathan Leidersdorf: L Capital Alec Bokman: McKinsey & Company, Digitas
David
https://www.justice.gov/epstein/files/DataSet%209/EFTA01084652.pdf