""Important Arbitration Agreement""

EFTA01291178Set 10

2017-12-0198p46,943w

claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01291178.pdf

EFTA01291276Set 10

2018-12-3191p43,220w

claim is filed, and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01291276.pdf

EFTA01291114Set 10

2015-12-3164p30,841w

claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01291114.pdf

EFTA01291029Set 10

2014-12-3185p40,081w

claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01291029.pdf

EFTA01290724Set 10

1999-02-09130p61,899w

claim is filed. and any amendments thereto, shall be incorporated into this agreement Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... SDNY-0010929 EFTA_00158714 EFTA01290742 Important Information and Disclosures (continued) Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01290724.pdf

EFTA01253965Set 9

2016-12-30103p50,061w

claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is fled, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before

https://www.justice.gov/epstein/files/DataSet%209/EFTA01253965.pdf

EFTA01290001Set 10

2017-12-31104p45,379w

claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01290001.pdf

EFTA01290231Set 10

2016-12-3187p44,749w

claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing 110 shall be submitted to arbitration before

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01290231.pdf

EFTA01290854Set 10

1999-02-09120p60,417w

claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... SDNY-0011059 EFrA_00158844 EFTA01290872 Important Information and Disclosures (continued) Important Arbitration Agreement (continued) claims encompassed by the putative class action until; (I) the class certification is denied

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01290854.pdf

EFTA01290414Set 10

2018-12-01100p44,552w

claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed. and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01290414.pdf

EFTA01429809Set 10

2019-02-0149p8,466w

claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... Page 7 of 8 Account Number: EFTA01429823 Important Information and Disclosures (continued) Important Arbitration Agreement (continued) (III) the client is excluded from the class by the court. Such forbearance ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01429809.pdf

EFTA01290318Set 10

2017-12-0196p44,468w

claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... filiFlateaat DB-SDNY-0010520 00047696 EFTA_00158305 EFTA01290333 Important Information and Disclosures (continued) Important Arbitration Agreement (continued) (Iii) the client is excluded from the class by the court. Such forbearance

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01290318.pdf

EFTA01430023Set 10

2019-03-0165p11,943w

claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01430023.pdf

EFTA01429922Set 10

2019-02-1562p9,777w

claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01429922.pdf

EFTA01254095Set 9

2015-12-3193p46,127w

claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before

https://www.justice.gov/epstein/files/DataSet%209/EFTA01254095.pdf

EFTA01429870Set 10

2019-02-0152p9,407w

claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01429870.pdf

EFTA01254471Set 9

2016-12-01101p49,053w

claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before

https://www.justice.gov/epstein/files/DataSet%209/EFTA01254471.pdf

EFTA01429984Set 10

2019-02-0139p7,062w

claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01429984.pdf

EFTA01290105Set 10

2019-05-1323p9,866w

claim is filed, and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LW shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LW shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LW shall be submitted to arbitration before

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01290105.pdf

EFTA01290526Set 10

2013-12-0137p18,354w

claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before ... claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01290526.pdf