EFTA01554860Set 10
2006-12-0125p4,504w
FINANCIAL TRUST COMPANY INC
December 01, 2006 - December 31, 2006
J.P. Morgan Portfolios
Table of Contents
JPMorgan Chase Bank, N.A.
345 Park Avenue, New York, NY 10154-1002
Page
Account ... JPMCB
JPMSI
161121381
2
3
20
000000.0000.00.0000.000.000000000.000000 38.00.0.01.RRRRR.FINAN18
FINANCIAL TRUST COMPANY INC
ATTN: JEFFREY E EPSTEIN
C/O AMERICAN YACHT HARBOR
6100 RED HOOK, QUARTERS ►B3
ST THOMAS ... VIRGIN ISLDS
Page 1 of 22
EFTA01554860
FINANCIAL TRUST COMPANY INC
December 01, 2006 - December 31, 2006
Portfolio Summary
Net Worth Summary
Asset
Portfolio USD
Q 30171-00-5
Assets
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01554860.pdf
EFTA01565189Set 10
2013-02-01149p14,932w
Large Cap Equity
APACHE CORP
037411-10-5 APA
BANK OF AMERICA CORP
CITIGROUP INC NEW
SCHLUMBERGER LTD
Total US Large Cap Equity ... EFTA01565206
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield ... Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
28.25
10,000.000
282,500.00
261,300.00
21,200.00
19,690.00
6.97%
Concentrated & Other Equity
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01565189.pdf
EFTA01419338Set 10
2014-12-2333p3,675w
regards,
Dmitri
fcid:image002.png@OlD01E93.4277AEF01
Dmitri Saks
AML Compliance Officer
Deutsche Bank Securities Inc.
60 Wall Street New York NY 10005-2836
Tel: +
E-mail
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From: Carlos ... this request.
Thanks
{https://brandportal.intranet.db.com/img/modules/logo.gif}
Kind Regards,
Mrs. Anastasia Pringle
Deutsche Bank Securities Inc.
Client Onboarding Equities
5022 Gate Parkway, Suite 500, 32256 Jacksonville, FL, USA
Tel.
Fax
Emai ... EFTA01419344
{cid:image003.gif@OlD01E0B.CE2B92A0}
US CB&S AML Compliance
AML Compliance
Deutsche Bank Securities Inc.
Compliance
{cid:image004.gif@OlD01E0B.CE2B92A0}
{Inactive hide details for Anastasia Pringle---12/22/2014
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01419338.pdf
EFTA01421998Set 10
2019-04-162p368w
POINT HOLDINGS LLC D .00
SOUTHERN AGGREGATE TRANSPORT SERVICES D .00
AXCIS INFORMATION NETWORK INC M 592,619.50
ASHLEY HOLDINGS INC M .00
ASHLEY HOMESTORES LTD M .00
ASHLEY REAL ... ASHLEY GLOBAL RETAIL, LLC M .00
SOUTHERN FINANCIAL LLC D .00
SOUTHERN TRUST COMPANY, INC. D .00
ASHLEY HOLDINGS INC D 7,132,826.35
RAHUL VAID ... RASHID D 520,568.50
ASHLEY FURNITURE INDUSTRIES INC D 21,441,114.53
ASHLEY HOMESTORES LTD D .00
ASHLEY REAL ESTATE, LLC D .00
ASHLEY DISTRIBUTION SERVICES LTD D .00
ASHLEY
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01421998.pdf
EFTA01378367Set 10
2019-05-091p168w
BALANCE 00 AMOUNT
;;#11.'1 ASHLEY HOLDINGS 0,000,000.00
88011491 ASHLEY HOLDINGS INC C 50,000,000.00
88011491 ASHLEY HOLDINGS INC C 50,000,000.00
88011491 ASHLEY HOLDINGS INC ... ASHLEY HOLDINGS INC C 30,000,000.00
88011491 ASHLEY HOLDINGS INC C 25 000 000.00
88011782 KEYHOLE PARTNERS, LLC C 500,000.00
88011889 ASHLEY FURNITURE INDUSTRIES INC ... ASHLEY FURNITURE INDUSTRIES INC C 30,000,000.00
88011889 ASHLEY FURNITURE INDUSTRIES INC C 25,000,000.00
88011889 ASHLEY FURNITURE INDUSTRIES INC C 25,000,000.00
88011889 ASHLEY FURNITURE INDUSTRIES
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01378367.pdf
EFTA01431649Set 10
2019-07-0810p891w
Director I Branch Administrative Manager
Investment Solutions Group US & Latin America
Deutsche Bank Securities Inc.
Deutsche Bank Wealth Management
345 Park Avenue, 24th Floor
New York, NY 10154
Tel.
Email ... 24th Floor
New York, NY 10154
Email
EFTA01431650
Securities offered through Deutsche Bank Securities Inc.
From: Mary Murray
Sent: Monday, July 08, 2019 9:00 AM
To: Brigid Macias ; Zbynek ... Avenue
24th Floor
New York, NY 10154
Email
Securities offered through Deutsche Bank Securities Inc.
From: Stewart Oldfield
Sent: Monday, July 08, 2019 8:55 AM
To: Brigid Macias
Subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01431649.pdf
EFTA01420624Set 10
2017-07-1922p1,672w
send me link if you know of any good ones
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel
fax
cell ... please keep quite but speak with him..
thanks
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
EFTA01420624
New York, NY 10022
tel
fax
cell ... thanks
ran this am and it was hot..
you?
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
EFTA01420625
tel
fax
cell
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01420624.pdf
EFTA01465649Set 10
2013-11-221p211w
SUMMIT EQUITIES LLC D 252,500.02
SOUTHERN FINANCIAL LLC D 339,622.74
JEEPERS, INC D .00
THE HAZE TRUST D .00
NEPTUNE, LLC D 130,027.05
HYPERION ... HYPERION AIR, INC D 407,750.00
JEGE, INC D 303,877.86
JEGE, LLC D 342,420.78
DARREN K. INDYKE PLLC D .00
DARREN K. INDYKE PLLC D 179,443.86
HBRK ... ASSOCIATES, INC D 217,981.19
NEW YORK STRATEGY GROUP, LLC D .00
MORT, INC D .00
SOUTHERN TRUST COMPANY, INC. M 26,708,838.74
SOUTHERN FINANCIAL LLC M .00
JEEPERS
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01465649.pdf
EFTA01549713Set 10
2012-12-0140p4,889w
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
EFTA01549726
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
Period Value ... Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
107.05
3,000,000.000
3,211,500.00
3,000,000.00
211,500.00
Account Page ... NOTES 7 3/8% NOV 1 2016
DTD 10/12/2006
704549-AE-4 BB+ /BA1
IPAYMENT INC
10 1/4% MAY 15 2018
DTD 11/15/2011
46262E-AE-5 CCC /B3
KINDRED HEALTHCARE INC
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01549713.pdf
EFTA01466054Set 10
2013-12-238p1,089w
24th Floor
10154-0004 New York. NY. USA
Securities offered through Deutsche Bank Securities Inc.
Forwarded by Aracely Sanchez/db/dbcom on 12/23/2013 04:05 PM
From: Aracely Sanchez/db/dbcom
To: Richard Kahn ... 24th Floor
10154-0004 New York, NY, USA
Securities offered through Deutsche Bank Securities Inc.
EFTA01466055
From: Richard Kahn <
To:
Date: 12/20/2013 02:32 PM
Subject: Re: wire additional information ... needed
any update
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue, 4th Floor,
New York, New York 10022
On Dec 20, 2013, at 10:13 AM, Aracely Sanchez < > wrote
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01466054.pdf
EFTA01489075Set 10
2010-05-011p174w
J.P.Morgan
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 5/1/10 to 5/31/10
Trade Settlement Per Unit
Date Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
514 519 Purchase ... NUSTAR ENERGY LP 4,250.000 58.55 (240.337.50)
56.55
J.P. MORGAN SECURITIES INC.
TRADE DATE 05/14/10
5. 13 5. 19 Purchase SOLAR CAPITAL LTD 13.000.000 22.07 (286.910.00)
• 22.07
J.P. MORGAN SECURITIES ... INC.
TRADE DATE 05/13/10
5 13 5/19 Purchase STRATEGIC HOTELS & RESORTS INC 20,000.000 4.60 (92,000.00)
42 4.60
J.P. MORGAN SECURITIES INC.
TRADE DATE 05/13/10
4/22 5/24 Write Option
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01489075.pdf
EFTA01398793Set 10
2017-04-0743p3,448w
change in beneficiaries
No material change
Yes
No
Stewart Oldfield
82915
00000487223
HBRK Associates, Inc
Andrew Gallivan
3/16/2017
No material change
No material change
Yes
No
Stewart Oldfield ... material change
no material change
EFTA01398800
Yes
No
Stewart Oldfield
82918
00000487244
JEGE, Inc
Andrew Gallivan
3/16/2017
no material change
no material change
Yes
No
Stewart Oldfield
82919
00000487244
JEGE ... Inc
Andrew Gallivan
3/16/2017
no material change
no material change
Yes
No
Stewart Oldfield
82917
EFTA01398801
00000487216
JEGE, LLC
Andrew Gallivan
3/16/2017
No material change
No material change
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398793.pdf
EFTA01406384Set 10
2018-03-1334p2,851w
Josh
{cid:image001.gif@OlD259D5.3E2DFOF0}
Joshua Shoshan
Director I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Email ... List of requirements provided and sent to Martin
5
KCP LATAM
Blue Media Investments Inc
No
8/29/2017
Xavi A
Nina T
Rita Shteynberg
End April
None
EFTA01406389
No initial response ... please advise once you have the info. Email was sent.
Blue Media Investments Inc — KYC — waiting on the onboarding team to come
back
Fratelli Investments Limited — KYC - waiting
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406384.pdf
EFTA01431665Set 10
2018-09-143p772w
GRAYSON JOCKEY CLUB N 293,864.45
EQUIBASE COMPANY D 162,476.78
AXCIS INFORMATION NETWORK, INC. D 100,000.00
SOUTHERN FINANCIAL LLC D 1,187,706.86
NEPTUNE ... TRUST FOR D .00
RONALD & JOYCE WANEK IRREVOCABLE DYNA D .00
AXCIS INFORMATION NETWORK INC M 217,747.50
SOUTHERN TRUST COMPANY, INC. M 1,486,173.24
BUTTERFLY TRUST ... TRUST D 35,642,184.04
SOUTHERN FINANCIAL LLC D 535,257.07
SOUTHERN TRUST COMPANY, INC
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01431665.pdf
EFTA01475527Set 10
2015-11-031p202w
SAVINGS M .00
TODD & KAREN WANEK JTWROS M 2,006,376.32
SOUTHERN TRUST COMPANY, INC. D 139,471.98
SOUTHERN FINANCIAL LLC D 462,470.13
NEPTUNE, LLC D 160,431.26
HYPERION ... JEGE, INC D 110,593.68
JEGE, LLC D 122,201.28
DARREN K. INDYKE PLLC D 129,086.45
HBRK ASSOCIATES, INC D 129,180.72
NES, LLC D 440,587.47
DIAMOND ... CAPITAL, INC.- CHECKING D .00
DIAMOND B INVESTMENTS, INC.- CHECKING D .00
ZORRO DEVELOPMENT CORP. D 174,781.43
SOUTHERN TRUST COMPANY, INC. M 78,573,964.81
PINTXO CAPITAL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01475527.pdf