EFTA00803405Set 9
2017-03-3043p16,141w
subject to optional or mandatory
redemption provisions.
FixedIncome Instruments. Clients may invest in fixed income instruments (including debt, bonds,
notes and credit-related derivatives). The value of fixed income instruments ... affected by currency exchange rate fluctuations, when interest rates decline, the
value of fixed income instruments generally can be expected to rise. Conversely, when interest
rates rise, the value ... fixed income instruments generally can be expected to decline. In addition,
the value of certain fixed income instruments can fluctuate in response to perceptions of credit
worthiness, political stability
https://www.justice.gov/epstein/files/DataSet%209/EFTA00803405.pdf
EFTA00236813Set 9
2014-06-3040p17,269w
well as options on these instruments. The strategy typically involves buying these fixed income instruments and using various hedges seeking to reduce interest rate risk, market risk, credit risk, call ... redemption
risk and other risks related to fixed income instruments. The evaluation and trading process seeks to capture inefficiencies in the market with a particular focus on the more liquid
https://www.justice.gov/epstein/files/DataSet%209/EFTA00236813.pdf
EFTA01197165Set 9
57p27,425w
swaps and other derivatives on these
instruments. The strategy typically involves buying these fixed-income
instruments and using various hedges (including derivatives) to reduce
interest rate risk, market risk, credit ... risk and call and redemption risk along
with other risks related to fixed-income instruments. The evaluation and
trading process can be complicated, highly technical, and heavily
dependent on computer
https://www.justice.gov/epstein/files/DataSet%209/EFTA01197165.pdf
EFTA02713615Set 11
2012-11-2957p27,450w
swaps and other derivatives on these
instruments. The strategy typically involves buying these fixed-income
instruments and using various hedges (including derivatives) to reduce
interest rate risk, market risk, credit ... risk and call and redemption risk along
with other risks related to fixed-income instruments. The evaluation and
trading process can be complicated, highly technical, and heavily
dependent on computer
https://www.justice.gov/epstein/files/DataSet%2011/EFTA02713615.pdf
investments may result in both significant losses or profits.
The values of the fixed income instruments presented will fluctuate and may lose value, as bond values decline as interest rates ... rise.
Certain bonds and fixed income instruments presented may be callable. If called, the investor will experience a shorter maturity than anticipated.
Bonds referenced herein, are exposed to credit risk
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01367869.pdf
investments may result in both significant losses or profits.
The values of the fixed income instruments presented will fluctuate and may lose value, as bond values decline as interest rates ... rise.
Certain bonds and fixed income instruments presented may be callable. If called, the investor will experience a shorter maturity than anticipated.
Bonds referenced herein, are exposed to credit risk
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01361150.pdf
investments may result in both significant losses or profits.
The values of the fixed income instruments presented will fluctuate and may lose value, as bond values decline as interest rates ... rise.
Certain bonds and fixed income instruments presented may be callable. If called, the investor will experience a shorter maturity than anticipated.
Bonds referenced herein, are exposed to credit risk
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01383699.pdf
credit risk, as well as
greater risk of default.
— The values of the fixed income instruments presented will fluctuate and may lose value, as bond values decline as interest rates ... rise. Certain
bonds and fixed income instruments presented may be callable. If called, the investor will experience a shorter maturity than anticipated. Bonds referenced
herein are exposed to credit risk
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01380826.pdf