Epstein Files Search

EFTA00316104Set 9

78p20,616w

known as Scottish Re Group Limited) ("Scottish Re") (hereinafter collectively referred to as "the Issuers"). The shares of the Issuers were traded on the New York Stock Exchange throughout ... Offshore System enabled the Wylys to hide their ownership and control of the Issuers' securities (hereinafter "Issuer Securities") through trust agreements that purported to vest complete discretion and control ... trustees. In actual fact and practice, the Wylys never relinquished their control over the Issuer Securities and continued throughout the relevant time period to vote and trade these securities

https://www.justice.gov/epstein/files/DataSet%209/EFTA00316104.pdf

EFTA01083397Set 9

2007-07-1325p8,541w

pursuant to the terms of the Apollo Principal Partnership Agreements, other than (i) the Issuer and (ii) for the avoidance of doubt APO Corp ... Code. "Class A Shares" means the Class A Shares of the Issuer representing Class A limited liability company interests of the Issuer and any equity securities issued or issuable ... securities exchange, the fair market value of such asset as reasonably determined by the [Issuer]'. "Governing Body" means the manager of the Issuer, so long as one exists, and thereafter

https://www.justice.gov/epstein/files/DataSet%209/EFTA01083397.pdf

EFTA00270996Set 9

2014-02-1246p19,882w

address and security °trove below are specific only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account other accounts Account. may have different ... address and security otsective below are specific only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account other accounts Account. may have cfifferent ... address and security otsective below are specific only Disclosure of Beneficial Ownership position to issuers of any securities held in your to this account other accounts Account. may have thfferent

https://www.justice.gov/epstein/files/DataSet%209/EFTA00270996.pdf

EFTA01597399Set 10

2020-01-0248p29,597w

held in your U8S Financia Services Inc. (UBS Estimate of value suppled by issuers of certain pogra-ns (which are generally 'net asset value' estimates) FS) brokerage account The positions ... reported below reflect the records of the issuers. and UBS FSIoes rot are shown as' issuer est value per unit' For Private equity funds, 'Est value pet unit ... fund as of the date spedlied adjusted by addng fran the issuer if you sold the assets. Funds actively sold by UBS FS are subject toongoing due artist captal cans

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01597399.pdf

EFTA01597667Set 10

2018-12-02160p95,738w

held in your u85 Fwancia Services Inc. (UBS Estimates of value suppled by issuers of certain trograns (which are generally 'net asset vane' estimates) FS) brokerage account The positions reported ... below reflect the records of the issuers, and UBS FS does rot are shown as' issuer est rate per unit' For Private eqtily funds, • Est value per unit ... nthe name of the account holder on sobriety. Weehawken. N107086 The Firm Or Cad Issuer will investigate you complaint the books of the issuer Or Vander agerrJ; and willcorrect

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01597667.pdf

EFTA01439454Set 10

2018-03-3061p17,665w

sale of securities by the Private Access Fund that are not reimbursed by the issuer of such securities or others (whether or not any such purchase or sale is consummated ... skill or resources as the existing Sub-Adviser. General Economic and Market Conditions and Issuer Risk. Any investment in securities carries certain market risks. In addition to the factors discussed ... particular portfolio securities held by such Fund, such as perception or changes in the issuer's management, the market for the issuer's products or services, sources of supply, technological

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01439454.pdf

EFTA01397607Set 10

2018-03-3061p17,672w

sale of securities by the Private Access Fund that are not reimbursed by the issuer of such securities or others (whether or not any such purchase or sale is consummated ... skill or resources as the existing Sub-Adviser. General Economic and Market Conditions and Issuer Risk. Any investment in securities carries certain market risks. In addition to the factors discussed ... particular portfolio securities held by such Fund, such as perception or changes in the issuer's management, the market for the issuer's products or services, sources of supply, technological

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01397607.pdf

EFTA01428879Set 10

2018-03-3061p17,701w

sale of securities by the Private Access Fund that are not reimbursed by the issuer of such securities or others (whether or not any such purchase or sale is consummated ... skill or resources as the existing Sub-Adviser. General Economic and Market Conditions and Issuer Risk. Any investment in securities carries certain market risks. In addition to the factors discussed ... particular portfolio securities held by such Fund, such as perception or changes in the issuer's management, the market for the issuer's products or services, sources of supply, technological

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01428879.pdf

EFTA01386834Set 10

1p638w

Alpha Group Capital LLC the intended Refinancing. The Co-Issuers have not issued securities prior to the date of this Memorandum and have not listed any securities on any exchange ... Issuer will not undertake any activities other than entering into the Initial Facility and the intended Refinancing, making payments or distributions on the Initial Facility and Preferred Shares, issuing ... Transaction Agreements, performing its other obligations under the Transaction Agreements to which the Issuer is a party, executing a Refinancing and other activities incidental thereto, forming the Co-Issuer, acquiring

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01386834.pdf

EFTA00292433Set 9

46p28,194w

References herein to the "Fund' shall refer collectively to the Fund and the Token Issuer unless the context indicates otherwise. Purchasers of Interests pursuant to the offering set forth ... funding." This was a misstatement because, on the date of the Article, the Issuer and the Fund had not consummated the sale of $500 million of SVCs, pursuant to SAFTs ... billion coins? This was a misstatement because, on the date of the Article, the Issuer and the Fund had not yet created the SVCs. Finally, the Article misstated that "Andra

https://www.justice.gov/epstein/files/DataSet%209/EFTA00292433.pdf

EFTA01597543Set 10

2020-01-0248p29,657w

nthe name of the account holder on sobriety. Weehawken. N107086 The Firm Or Cad Issuer will investigate you complaint the books of the issuer Or Vander agerrJ; and willcorrect ... information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must aggregate for al you accounts held in a wieder SDNY ... rnay dil a Monomialy from prior, if al a ~est payment made by the issuer and aura charge on to reran borrowing costs fa that prcnaded by sources other than

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01597543.pdf

EFTA00807456Set 9

2015-06-1013p4,518w

POSITIONS Trade Next Call Yield to Mid Total Int Market Clean Total Date Quantity Issuer Coupon Maturity Date Worst Cost Price Earned Value Gaine(Loss) Return 5I0II 3,000.000 JPMORGAN ... Trade Next Call Yield to Mid Total Int Market Clean Total Date Quantity Issuer Coupon Maturity Date Worst Cost Price Earned Value Gaini(Loss) Return 10128114 49.033 CITIGROUP ... Trade Next Call Yield to Mid Total Int Market Clean Total Date Quantity Issuer Coupon Maturity Date Worst Cost Price Earned Value Gain:(Loss) Return 1012/17 1.000.000 FRONTIER

https://www.justice.gov/epstein/files/DataSet%209/EFTA00807456.pdf

EFTA01376322Set 10

1p882w

income. Information Regarding OID. Further information regarding OID may be obtained by contacting the Issuer at its registered office as described under "Issuer and Co-Issuer." Tax Treatment ... Subordinated Securities The Preferred Shares will be treated as equity interests in the Issuer for U.S. federal income tax purposes. The Subordinated Notes will be characterized as debt ... Issuer for purposes of Cayman Islands law. However, a strong likelihood exists that the Subordinated Notes will be treated as equity of the Issuer for U.S. federal income tax purposes

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376322.pdf

EFTA01370123Set 10

2014-07-011p809w

timing or basis mismatch between the Senior Notes and the assets of the Issuer that are floating rate obligations. As a result of such mismatches. changes in the level ... other applicable floating rate index could adversely affect the ability of the Co-Issuers to make payments on the Senior Notes and the Preferred Shares. Hedge Counterparty Risks The Issuer ... event of an insolvency or other default by a hedge cotnterparty. the Issuer will be exposed to the credit risk of each related hedge counterparty. Risks of Hedge Agreements

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01370123.pdf

EFTA01365552Set 10

1p851w

purchases during the pm-closing period and a number of other factors beyond the Issuer's COMM. including the condition of certain financial markets, general economic conditions ... Securities, beginning with the Lowest Ranking Classes. No Operating History. The Co-Issuers are recently incorporated companies and have not commenced operations (other than those activities incidental to its incorporation ... formation and, in the cast of the Issuer, the acquisition of Collateral Obligations in anticipation of the Closing Date and activities incidental thereto). Accordingly, neither of the Co-Issuers

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365552.pdf

EFTA01365238Set 10

1p909w

Collateral Obligation to be a Defaulted Obligation). or on the position of the Co-Issuers or any other party to the transactions described herein or otherwise. The Initial Purchaser ... similar capacity for entities having investment objectives similar to those of the Issuer, and the Initial Purchaser and its Affiliates may act as administrative agent, swap counterparty, underwriter, initial purchaser ... Agent (or an Affiliate) may be advising or distributing securities on behalf of an issuer or providing banking or other services to an issuer at the same time at which

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365238.pdf

EFTA01365690Set 10

1p461w

been received. (ii) The "Industry Diversity Score" is calculated as follows: (a) An "Issuer Par Amount" is calculated for each issuer represented in the Collateral Obligations (other than the issuers ... summing the par amounts of all Collateral Obligations in the Collateral owned by the Issuer, issued by that issuer, provided that in calculating the Issuer Par Amount for each issuer ... affiliated issuers will be considered to be a single issuer to the extent provided in the definition of "Average Par Amount." (b) An "Average Par Amount" is calculated by summing

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365690.pdf

EFTA01376288Set 10

1p902w

None of the Transaction Parties (other than the Issuer or, in the case of the Senior Notes, the Co-Issuers) or any Affiliates of the Issuer or Co-Issuer ... other Transaction Party or any other person or entity (other than the Issuer or. in the case of the Senior Notes, the Co-Issuers) will be obligated to make payments ... Equity Status of Preferred Shares. The Preferred Shares will be equity interests in the Issuer and are not secured by the Collateral. Accordingly. Shareholders wi0 rank behind all creditors. whether

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376288.pdf

EFTA01376073Set 10

1p865w

Income Notes. There is no assurance that the Issuer will be able to acquire Collateral Obligations that satisfy the Investment Criteria. The Co-Issuers will, within 20 Business Days ... more difficult to obtain confirmation of those ratings in the circumstances where the Co-Issuers are required to do so under the Indenture. Such actions may also affect the relative ... Obligations in relevant debt markets, which may in turn affect the ability of the Issuer to acquire and/or sell such obligations at economically advantageous prices and consequently the return

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01376073.pdf

EFTA01365235Set 10

1p960w

lawsuit brought by an unpaid creditor or representative of creditors of an issuer of a Collateral Obligation. such as a trustee in bankruptcy, were to find that the issuer ... indebtedness constituting such Collateral Obligation and after giving effect to such indebtedness, the issuer (i) was insolvent, (ii) was engaged in a business for which the remaining assets of such ... issuer constituted unreasonably small capital or (iii) intended to incur, or believed that it would incur. debts beyond its ability to pay such debts as they mature, such court could

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01365235.pdf