""J.P. MORGAN SECURITIES INC. TRADE""

EFTA01538006Set 10

2010-09-0171p6,848w

BROKERAGE TAX &/OR SEC 7/30 8/4 Sale 415,552.80 841.20 7.03 J.P. MORGAN SECURITIES INC. TRADE DATE 07/29/10 (5,000.000) 63,900.00 250.00 1.08 J.P. MORGAN SECURITIES INC. TRADE DATE ... INC @ 12.25008 BROKERAGE TAX &/OR SEC 2,976,659.69 6,025.00 50.31 J.P. MORGAN SECURITIES INC. TRADE DATE 07/30/10 (5,000.000) 61,250.40 250.00 1.04 J.P. MORGAN SECURITIES INC. TRADE ... BROKERAGE TAX &/OR SEC 8/2 8/5 Sale 1,000.00 1.58 J.P. MORGAN SECURITIES INC. TRADE DATE 07/30/10 3PM CHASE CAPITAL XXIX 6.7% PFD @ 24.71843 BROKERAGE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01538006.pdf

EFTA01491509Set 10

2010-08-011p163w

BROKERAGE 1,000.00 TAX 8/OR SEC 1.58 J.P. MORGAN SECURITIES INC. TRADE DATE 07/30/10 &2 &5 Sale JPM CHASE CAPITAL XXIX ... BROKERAGE 7,595.00 TAX 8/OR SEC 63.46 J.P. MORGAN SECURITIES INC. TRADE DATE 08/02/10 8/3 8/6 Sale JPM CHASE CAPITAL XXIX ... BROKERAGE 5,538.80 TAX 8/OR SEC 48.28 J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 a4 8.9 Sale XCEL ENERGY INC

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01491509.pdf

EFTA01491368Set 10

2010-08-011p159w

BROKERAGE 1,000.00 TAX 8/OR SEC 7.32 J.P. MORGAN SECURITIES INC. TRADE DATE 08/04/10 845 &11 Sale AMBOW EDUCATION HOLDING (10,000.000) 9.95 99,496.31 (100.000.00) (501.69) S A/D/R ... BROKERAGE 500.00 TAX 8/OR SEC 1.69 J.P. MORGAN SECURITIES INC. TRADE DATE 08/05/10 8/11 8/16 Sale MOLINA HEALTHCARE INC ... BROKERAGE 125.00 TAX 8i/OR SEC 1.16 J.P. MORGAN SECURITIES INC. TRADE DATE 08/11/10 8/11 8/17 Sale MEDIAM1ND TECHNOLOGIES INC

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01491368.pdf

EFTA01491414Set 10

2010-08-011p169w

Securities Purchased 7.29 83 Purchase MOLYCORP INC 10.000.000 14.00 (140.000.00) • ta 14.00 J.P. MORGAN SECURITIES INC. TRADE DATE 07/29/10 8.3 89 Purchase XCEL ENERGY INC ... J.P. MORGAN SECURITIES INC. TRADE DATE 08/03/10 84 8/10 Purchase ARBON EDUCATION HOLDING 10,000.000 10.00 (100,000.00) ND/R 10.00 J.P. MORGAN SECURITIES INC. TRADE DATE 08/04/10 8/10 8/13 Purchase ... MOLINA HEALTHCARE INC 2,500.000 27.00 (67,500.00) 27.00 J.P. MORGAN SECURITIES INC. TRADE DATE 08/10/10 8/10 8/16 Purchase MEDIAMIND TECHNOLOGIES INC 3,000.000 11.50 (34,500.00) @ 11.50 J.P. MORGAN

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01491414.pdf

EFTA01489354Set 10

2010-05-131p187w

Purchase RAMCO-GERSHENSON PROPERTIES TRUST 5,500.000 11.50 (63,250.00) 11.50 J.P. MORGAN SECURITIES INC. TRADE DATE 0543;10 5. 13 5. 18 Purchase TELENAV INC ... J.P. MORGAN SECURITIES INC. TRADE DATE 05/13/10 5/13 5/19 Purchase GETTY REALTY CORP 10.000.000 22.00 (220,000.00) 22.00 J.P. MORGAN SECURITIES INC. TRADE DATE 05/13/10 5114 5/19 Purchase NUSTAR ENERGY ... J.P. MORGAN SECURITIES INC. TRADE DATE 05/14/10 5. 13 5/19 Purchase SOLAR CAPITAL LTD 13,000.000 22.07 (288.910.00) a 22.07 J.P. MORGAN SECURITIES INC. TRADE DATE 05/13/10 5/13 5/19 Purchase

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01489354.pdf

EFTA01537710Set 10

2010-07-0177p7,329w

BROKERAGE TAX &/OR SEC 7/16 7/21 Sale 125.00 2.01 J.P. MORGAN SECURITIES INC. TRADE DATE 07/14/10 QLIK TECHNOLOGIES INC @ 12.56709 BROKERAGE TAX &/OR SEC 7/16 7/21 Sale REALD INC ... BROKERAGE TAX &/OR SEC (2,500.000) EFTA01537754 31,417.73 125.00 .54 J.P. MORGAN SECURITIES INC. TRADE DATE 07/16/10 (3,500.000) 69,037.50 175.00 1.17 J.P. MORGAN SECURITIES INC. TRADE DATE ... 7/27 7/27 Expired Option Quantity (5,000.000) 215,765.45 250.00 3.65 J.P. MORGAN SECURITIES INC. TRADE DATE 07/22/10 CAD PUT USD CALL FX EUROPEAN STYLE OPTION

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01537710.pdf

EFTA01491614Set 10

2010-08-011p157w

BROKERAGE 1,000.00 TAX 8/OR SEC 7.32 J.P. MORGAN SECURITIES INC. TRADE DATE 08/04/10 845 &11 Sale AMBOW EDUCATION HOLDING (10,000.000) 9.95 99,496.31 (100.000.00) (501.69) S A/D/R ... BROKERAGE 500.00 TAX 8/OR SEC 1.69 J.P. MORGAN SECURITIES INC. TRADE DATE 08/05/10 8/11 8/16 Sale MOLINA HEALTHCARE INC ... BROKERAGE 125.00 TAX 8i/OR SEC 1.16 J.P. MORGAN SECURITIES INC. TRADE DATE 08/11/10 8/11 8/17 Sale MEDIAM1ND TECHNOLOGIES INC

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01491614.pdf

EFTA01491510Set 10

2010-08-011p187w

A/D/R a 10.00 100,000.00 BROKERAGE 500.00 TAX 8/OR SEC 1.69 J.P. MORGAN SECURITIES INC. TRADE DATE 08/05/10 8i11 8/16 Sale MOLINA HEALTHCARE INC ... BROKERAGE 125.00 TAX 8/OR SEC 1.16 J.P. MORGAN SECURITIES INC. TRADE DATE 08/11/10 8/11 8/17 Sale MED1AMIND TECHNOLOGIES INC ... BROKERAGE 100.00 TAX 8/OR SEC .28 J.P. MORGAN SECURITIES INC. TRADE DATE 08/11/10 8/12 8/17 Sale COTT CORPOFtATION

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01491510.pdf

EFTA01533875Set 10

2010-05-0198p9,378w

APOLLO INVESTMENT CORP @ 12.32005 BROKERAGE TAX &/OR SEC 4/29 5/5 Sale 3.96 J.P. MORGAN SECURITIES INC. TRADE DATE 04/28/10 KANSAS CITY SOUTHERN INDUSTRIES INC @ 40.056 80,112.00 BROKERAGE ... 4/29 5/5 Sale 100.00 1.36 J.P. MORGAN SECURITIES INC. TRADE DATE 04/29/10 SYNOVUS FINANCIAL CORP @ 3.06 306,000.00 BROKERAGE TAX &/OR SEC 4/30 5/5 Sale 5,000.00 5.18 J.P. MORGAN ... STORAGE LP @ 23.29842 81,544.47 BROKERAGE TAX &/OR SEC 175.00 1.38 J.P. MORGAN SECURITIES INC. TRADE DATE 04/30/10

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01533875.pdf

EFTA01535669Set 10

2010-06-0194p8,672w

BROKERAGE TAX &/OR SEC (12,000.000) EFTA01535708 89,673.00 600.00 1.52 J.P. MORGAN SECURITIES INC. TRADE DATE 06/03/10 ... Sale Quantity (3,850.000) 217,332.50 192.50 3.68 J.P. MORGAN SECURITIES INC. TRADE DATE 06/03/10 NU SKIN ENTERPRISES INC CL A @ 27.10 BROKERAGE TAX &/OR SEC 6/4 6/9 Sale NUSTAR ... BROKERAGE TAX &/OR SEC 5/24 6/15 Option Buyback 54,200.00 100.00 .92 J.P. MORGAN SECURITIES INC. TRADE DATE 06/04/10 (400.000) 22,440.00 20.00 .38 J.P. MORGAN SECURITIES INC. EFTA01535710 TRADE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01535669.pdf

EFTA01491543Set 10

2010-08-011p205w

BROKERAGE 100.00 TAX 8/OR SEC .26 J.P. MORGAN SECURITIES INC. TRADE DATE 08/12/10 8,13 &18 Sale SUN HEALTHCARE GROUP INC ... BROKERAGE 100.00 TAX 8/OR SEC .27 J.P. MORGAN SECURITIES INC. TRADE DATE 08/13/10 8/17 8/20 Sale AMERICAN CAP/PUS COMMUNMES INC ... BROKERAGE 100.00 TAX 8/OR SEC .94 J.P. MORGAN SECURITIES INC. TRADE DATE 06117/10 8/18 8/23 Sale PENNANTPARK INVESTMENT CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01491543.pdf

EFTA01559238Set 10

2010-07-0130p4,964w

07/27/2010 JPM CORN DLY LIQUIDITY NT 07/25/13 LNKD TO DJUBCN3T 07/22/10 @ 100.50 J.P. MORGAN SECURITIES INC. TRADE DATE 07/21/10 7/21 7/27 Purchase TO REVERSE ENTRY OF 07/26/2010 JPM CORN ... LIQUIDITY NT 07/25/13 LNKD TO DJUBCN3T 07/22/10 @ 100.50 J.P. MORGAN SECURITIES INC. TRADE DATE 07/21/10 AS OF 07/26/10 Total Settled Securities Purchased

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01559238.pdf

EFTA01538219Set 10

2010-09-0171p6,848w

BROKERAGE TAX &/OR SEC 7/30 8/4 Sale 415,552.80 841.20 7.03 J.P. MORGAN SECURITIES INC. TRADE DATE 07/29/10 (5,000.000) 63,900.00 250.00 1.08 J.P. MORGAN SECURITIES INC. TRADE DATE ... INC @ 12.25008 BROKERAGE TAX &/OR SEC 2,976,659.69 6,025.00 50.31 J.P. MORGAN SECURITIES INC. TRADE DATE 07/30/10 (5,000.000) 61,250.40 250.00 1.04 J.P. MORGAN SECURITIES INC. TRADE ... BROKERAGE TAX &/OR SEC 8/2 8/5 Sale 1,000.00 1.58 J.P. MORGAN SECURITIES INC. TRADE DATE 07/30/10 3PM CHASE CAPITAL XXIX 6.7% PFD @ 24.71843 BROKERAGE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01538219.pdf

EFTA01489564Set 10

2010-06-011p168w

BROKERAGE 100.00 TAX 8/OR SEC .33 J.P. MORGAN SECURITIES INC. TRADE DATE 06/18/10 6/21 6/24 Sale CENTERPOINT ENERGY INC ... BROKERAGE 225.00 TAX 8/OR SEC 1.06 J.P. MORGAN SECURITIES INC. TRADE DATE 06/21/10 6/21 6/24 Sale METALS USA HOLDINGS CORP ... BROKERAGE 100.00 TAX 8/OR SEC .53 J.P. MORGAN SECURITIES INC. TRADE DATE 06/21/10 6/23 6/28 Sale PPL CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01489564.pdf

EFTA01488619Set 10

2016-05-011p153w

4/21 Purchase MEDICAL PROPERTIES TRUST INC 10,003.000 9.75 (97,500.00) 9.75 J.P. MORGAN SECURITIES INC. TRADE DATE 04/14/10 4/21 4/26 Purchase MGIC INVESTMENT CORP ... J.P. MORGAN SECURITIES INC. TRADE DATE 04/21/10 4 21 4 27 Purchase MTEL NETWORKS CORP 14,000.000 14.00 (196,000.00) 14.00 J.P. MORGAN SECURITIES INC. TRADE DATE 04/21/10

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01488619.pdf

EFTA01489162Set 10

2010-05-011p190w

Purchase RAMCO-GERSHENSON PROPERTIES TRUST 5.500.000 11.50 (63.250.00) 11.50 J.P. MORGAN SECURITIES INC. TRADE DATE 05 13;10 5. 13 5. 18 Purchase TELENAV INC ... J.P. MORGAN SECURITIES INC. TRADE DATE 05/13/10 5/13 5/19 Purchase GETTY REALTY CORP 10,000.000 22.00 (220,000.00) € 22.00 J.P. MORGAN SECURITIES INC. TRADE DATE 05/13/10 5/14 5/19 Purchase NUSTAR ... ENERGY LP 4,250.000 56.55 (240,337.50) G 56 55 J.P. MORGAN SECURITIES INC. TRADE DATE 05/14/10 5. 13 5/19 Purchase SOLAR CAPITAL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01489162.pdf

EFTA01491192Set 10

2010-08-011p187w

A/D/R a 10.00 100,000.00 BROKERAGE 500.00 TAX 8/OR SEC 1.69 J.P. MORGAN SECURITIES INC. TRADE DATE 08/05/10 8i11 8/16 Sale MOLINA HEALTHCARE INC ... BROKERAGE 125.00 TAX 8/OR SEC 1.16 J.P. MORGAN SECURITIES INC. TRADE DATE 08/11/10 8/11 8/17 Sale MED1AMIND TECHNOLOGIES INC ... BROKERAGE 100.00 TAX 8/OR SEC .28 J.P. MORGAN SECURITIES INC. TRADE DATE 08/11/10 8/12 8/17 Sale COTT CORPOFtATION

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01491192.pdf

EFTA01490122Set 10

2010-06-011p183w

BROKERAGE 500.00 TAX 8/OR SEC .96 J.P. MORGAN SECURITIES INC. TRADE DATE 06/17/10 6417 6,22 Sale POLO RALPH LAUREN CORP ... BROKERAGE 500.00 TAX 8JOR SEC 13.68 J.P. MORGAN SECURITIES INC. TRADE DATE 06/17/10 6/18 6/23 Sale GENERAL MARITIME CORPORATION ... BROKERAGE 225.00 TAX 8/OR SEC .53 J.P. MORGAN SECURITIES INC. TRADE DATE 06/18/10 6/18 6/23 Sale MOTRICITY INC

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01490122.pdf

EFTA01490125Set 10

2010-06-011p174w

6/15 Purchase CENTERPOINT ENERGY INC 9,000.000 12.90 (116,100.00) i 12.90 J.P. MORGAN SECURITIES INC. TRADE DATE 06/09/10 6/14 6/16 Write Option 1 RECEIVER SWAP71ON CALL ... 8/18 Purchase IJNCOLN NATIONAL CORP 3,500.000 27.25 (95,375.00) f27.25 J.P. MORGAN SECURITIES INC. TRADE DATE 06/14/10 6 15 6/21 Purchase POLO RALPH LAUREN CORP ... J.P. MORGAN SECURITIES INC. TRADE DATE 06/15/10 616 6/22 Purchase FELCOR LODGING TRUST INC 10.000.000 5.50 (55,000.00) 5.50 J.P. MORGAN SECURITIES INC. TRADE DATE 06/16/10 Page

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01490125.pdf

EFTA01490172Set 10

2010-06-011p182w

BROKERAGE 500.00 TAX 8/OR SEC .96 J.P. MORGAN SECURITIES INC. TRADE DATE 06/17/10 6417 6,22 Sale POLO RALPH LAUREN CORP ... BROKERAGE 500.00 TAX 8JOR SEC 13.68 J.P. MORGAN SECURITIES INC. TRADE DATE 06/17/10 6/18 6/23 Sale GENERAL MARITIME CORPORATION ... BROKERAGE 225.00 TAX 8/OR SEC .53 J.P. MORGAN SECURITIES INC. TRADE DATE 06/18/10 6/18 6/23 Sale MOTRICITY INC (2.000.000) 9.66 19,319.67 (20,000.00) (880.33) S 9.71 19,420.00 BROKERAGE

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01490172.pdf