EFTA00387192Set 9
2013-07-187p2,112w
boost — CNS eps light
KMI declares dividend — UMPQ eps topped — JAKK lowers sales view
Secondaries (announced/priced): ACRX, TGTX, JAKK (convert), WWAV, SNTI
IPO's (filed/priced): UCP (UCP) 7.75M-shares
https://www.justice.gov/epstein/files/DataSet%209/EFTA00387192.pdf
EFTA02101572Set 10
2014-07-239p2,236w
BEAV, CHFC, CCO, CKSW, MYCC, CNMD, COR, EVR,
EFTA_R1_00710078
EFTA02101575
FCF, HERO, JAKK, JNS, KNX, LSTR, LAD, MPX, MKTX, BABY, NYCB, OHM, OCR, OC, PPBI, PCH,
RDCM
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02101572.pdf
EFTA02145605Set 10
2013-03-068p1,922w
Opco initiates EDX1UPS (op's) & cuts HRS/JCP
• RBC initiates WLT (sp), BMO downgrades JAKK, JMP upgrades MHO, JPM downgrades FOE
Europe Key Research:
Barc initiate SMWH LN (ow), reinstate
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02145605.pdf
EFTA00387400Set 9
2013-07-177p1,921w
BPFH, CATY, CCK, CLB, CNS,
CVA, CVBF, CYS, EPB, EWBC, GHL, HNI, JAKK, KMP, KMR, LHO, PCBK, PLXS, PTP, RLI, SCSS, STLD, UFPI, UMPQ,
ZHNE
Economic Data: MBA Mortgage Applications
https://www.justice.gov/epstein/files/DataSet%209/EFTA00387400.pdf
EFTA00425736Set 9
2011-10-185p1,618w
JAKK, MBWM, MIICF, PII, PTI, UNF
Reporting Post-Close: AAPL, CSX, INTC, ISRG, JNPR, LLTC, YHOO, CCK, CREE, CYBI, FLXS, FSII,
FULT, HA, INFN, LBAI, MRTN, PNFP, PTP, RLI, RNST
https://www.justice.gov/epstein/files/DataSet%209/EFTA00425736.pdf
EFTA02147429Set 10
2013-02-219p2,253w
DORM, FAF, FNP,
GASS, GEO, GTXI, HEP, HSNI, HSON, IART, ICGE, IDA, IMAX, IRC, JAKK, KDN, LAWAS, LBY,
LINE, LTM, LXP, LXEX, MDSO, OMX, PKD, PXP, ROTC, RS, SAFM
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02147429.pdf
EFTA00394115Set 9
2013-03-067p1,938w
Opco initiates FDX/UPS (op's) & cuts HRS/JCP
• RBC initiates WLT (sp), BMO downgrades JAKK, JMP upgrades MHO, JPM downgrades FOE
Europe Key Research:
•• Barc initiate SMWH LN (ow), reinstate
https://www.justice.gov/epstein/files/DataSet%209/EFTA00394115.pdf
EFTA00414936Set 9
2012-04-185p1,806w
HBAN, PNC, STJ, TXT, ASML, BLX, CTBI, FCFS,
FRC, JAKK, MEG, MIICF, NYB, PII, PJC, SYBT, SYT, VCBI, WNS
Reporting Post-Close: AXP, EBAY, FFIV, LRCX, MAR, NE, QCOM
https://www.justice.gov/epstein/files/DataSet%209/EFTA00414936.pdf