Epstein Files Search

EFTA01466586Set 10

2014-01-1013p2,976w

Change Pvs. Day Cash MONEY MARKET CASH - MMF 4.414887737E7 Fixed Income Add JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES JPHSX MUTUAL FUND ... Change Pvs. Day Cash Money Market 7589182.28 Fixed Income Add JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES JPHSX 206029.66 10.14 10.11 2089140.7524 2078678.85 10461.90240000002 0.005032957544163217 1/22/2013

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01466586.pdf

EFTA00811927Set 9

2018-11-307p2,137w

Cash Activity - Items over 50,000 SFL LLC DB Sold 333,629 JP Morgan Floating Rate Income Fund @ 9.21 3,072,723 DB - Sold 2,650,000 LSC Communications ... JP Morgan Floating Rate Income fund 01/22/13 253,726 2.369.803 0 Total Haze Trust - Fixed Income (DB) 4,394,619 6,700,799 4,236,855 -157,764 Jeepers - Fixed

https://www.justice.gov/epstein/files/DataSet%209/EFTA00811927.pdf

EFTA01405524Set 10

2014-06-0535p6,029w

EFTA01405535 Portfolio Holdings (continued) Date Acquired Quantity Mutual Funds 3.00% of Portfolio JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest ... EFTA01405547 Year-to-Date Description Quantity JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES 214103.1620 SHRS SHRS PURCH. AT $9.92000 RD 11/26 PD 12/01/14 JP MORGAN FLOATING RATE INCOME FUND ... 06/25/35 B/E DTD 05/01/05 RD 11/28 PD 12/25/14 0.00 Description JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES 214103.1620 SHRS RD 11/26 PD 12/01/14 1500000 GS MTG SECS CORP

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01405524.pdf

EFTA01469993Set 10

2014-07-0132p4,961w

07/31/2014 Portfolio Holdings (continued) Date Acquired Quantity Mutual Funds 9.00% of Portfolio JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest ... Year-to-Date Description Quantity JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES 210377.4120 SHRS SHRS PURCH. AT $10.11000 RD 06/27 PD 07/01/14 Total Securities Bought and Sold - UNITED STATES ... FUND INCOME RECEIVED EFTA01470014 233993682 Total Dividends and Interest - UNITED STATES DOLLAR JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES 210377.4120 SHRS RD 06/27 PD 07/01/14 1500000 GS MTG SECS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01469993.pdf

EFTA01470025Set 10

2014-07-0120p3,105w

Funds, and Bank Deposits Date Acquired Quantity Mutual Funds 6.00% of Portfolio JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest ... This Period Year-to-Date Description Quantity JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES 157595.1340 SHRS SHRS PURCH. AT $10.11000 RD 06/27 PD 07/01/14 Total Securities Bought and Sold ... MARKET FUND INCOME RECEIVED 233993682 Total Dividends and Interest - UNITED STATES DOLLAR JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES 157595.1340 SHRS RD 06/27 PD 07/01/14 DWS GOVT CASH INSTL

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01470025.pdf

EFTA01410485Set 10

2014-06-0526p3,950w

06/30/2015 Portfolio Holdings (continued) Date Acquired Quantity Mutual Funds 3.00% of Portfolio JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest ... been rounded. Page 7 of 11 80097176CSF30023 Account Number: THE HAZE TRUST JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES 219407.8260 SHRS RD 06/25 PD 06/29/15 DWS GOVT CASH INSTL ... This Period Year-to-Date Description Quantity JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES 219407.8260 SHRS SHRS PURCH. AT $9.80000 RD 06/25 PD 06/29/15 738.822 EFTA01410502 0.00 Price Accrued

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01410485.pdf

EFTA00811912Set 9

2018-10-317p2,226w

JP Morgan Floating Rate Income fund 01/22/13 253,726 2,532.828 2.373.702 2.369.803 -163.025 Total Haze Trust - Fixed Income

https://www.justice.gov/epstein/files/DataSet%209/EFTA00811912.pdf

EFTA01444780Set 10

2016-06-204p2,547w

DBAB - Brokerage Account DB Securities Inc. Fixed Income Investment Funds 4812 1L510 JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES N/A N/A 229654.423 2307 091.16 2131193.05 0 2131193.05 9.28 06/20/2016 ... DBAB - Brokerage Account DB Securities Inc. Fixed Income Investment Funds 48121L510 JP MORGAN FLOATING RATE INCOME FUND SELECT S HARES N/A N/A 172035.674 1725292.55 1596491.05 0 1596491.05 9.28 EFTA01444783

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01444780.pdf

EFTA01426691Set 10

2016-06-204p2,543w

DBAB - Brokerage Account DB Securities Inc. Fixed Income Investment Funds 4812 1L510 JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES N/A N/A 229654.423 2307 091.16 2131193.05 0 2131193.05 9.28 06/20/2016 ... DBAB - Brokerage Account DB Securities Inc. Fixed Income Investment Funds 48121L510 JP MORGAN FLOATING RATE INCOME FUND SELECT S HARES N/A N/A 172035.674 1725292.55 1596491.05 0 1596491.05 9.28 EFTA01426694

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01426691.pdf

EFTA00811866Set 9

2018-08-319p2,586w

JP Morgan Floating Rate Income fund 01/22/13 251,591 2,512.832 2.349.054 2.357.402 -155,430 Total Haze Trust - Fixed Income

https://www.justice.gov/epstein/files/DataSet%209/EFTA00811866.pdf

EFTA01465326Set 10

2008-04-234p1,062w

YIELD FUND SELECT CLASS 328409.897 2696245.25 MUTUAL FUND USD 8.21 JPHSX 48121L510 JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES 204650.163 2064920.15 MUTUAL FUND USD 10.09 BTU.GF 704549AE4 PEABODY ENERGY ... DBDA MMFDBDA INSURED DEPOSITS PROGRAM 3.687323828E7 3.687323828E7 MONEY FUND 1 JPHSX 48121L510 JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES 153304.813 1545312.52 MUTUAL FUND USD 10.08 Total

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01465326.pdf

EFTA01470895Set 10

2004-06-0113p1,725w

Acct. Type Trans. Type Last Price3 Price Date Chg. JPHSX 48121L510 JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES 159181.57 1594999.3314 MUTUAL FUND USD 1594999.3314 CASH Long 10.02 09/10/2014 ... CORPORATE BOND USD 3271200 CASH Long 109.04 JPHSX 48121L510 JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES 212495.183 2129201.73366 MUTUAL FUND USD 2129201.73366 CASH Long 10.02 09/10/2014

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01470895.pdf

EFTA01470913Set 10

2004-06-019p1,616w

Acct. Type Trans. Type Last Price3 Price Date Chg. JPHSX 48121L510 JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES 159181.57 1594999.3314 MUTUAL FUND USD 1594999.3314 CASH Long 10.02 09/10/2014 ... CORPORATE BOND USD 3271200 CASH Long 109.04 JPHSX 48121L510 JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES 212495.183 2129201.73366 MUTUAL FUND USD 2129201.73366 CASH Long 10.02 09/10/2014

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01470913.pdf

EFTA00811705Set 9

2018-04-3010p3,046w

0a500 -316458 JP Morgan Floating Rate Income fund 01/22/13 248,355 2.482.548 2.326.698 2.337,cgo -145.54 Total Haze Trust - Fixedincome

https://www.justice.gov/epstein/files/DataSet%209/EFTA00811705.pdf

EFTA01465290Set 10

2018-05-158p1,266w

Description Quantity Position Val. Sec. Type Position Held Last Price3 JPHSX 48121L510 JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES 153304.813 1543779.47 MUTUAL FUND USD 10.07 DBDA MMFDBDA INSURED DEPOSITS

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01465290.pdf

EFTA01470835Set 10

1p60w

Account # IIII Account Short Name: EPSTEIN Symbol CUSIP 48121L510 MMFDWGI Sec. Description JP MORGAN FLOATING RATE INCOME FUND SELECT SHARES DWS GOVERNMENT CASH INSTL Quantity

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01470835.pdf

EFTA01455467Set 10

1p72w

Acct. Type Trans. Type Last PrIces Prlce Date Chg. JPHSX 48121L510 JP MORGAN FLOATING RATE INCOME FUND SELECT 159,181.5700 1,596,591.15 MUTUAL FUND USD 1,596,591.147CASH

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01455467.pdf