EFTA02123897Set 10
2013-10-288p1,901w
AHGP, ARLP, AWI, DOH, BWP, CHFC, CAN, CYOU,
DCOM, EDR, HAE, IART, KEX, MCY, ONB, SBCF, SOHU, STNG, TEN, TGE, TRS
Reporting Post-Close: AAPL
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02123897.pdf
EFTA02147429Set 10
2013-02-219p2,253w
Deal Roadshows: AKS, AMAT, AUDC, BTU, CEMP, ELLI, ELNK, EOX, GNC, KEX, MTD,
NANO, NGVC, NTWK, PSMI, PSTI, SEIC, SIMO, STO, SYMC, TDC, TOY, ISLA, UPS, WAG, WYN
Shareholder Meetings
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02147429.pdf
EFTA02136101Set 10
2013-06-078p1,887w
Semi-Annual Microcap (NYC)
Analyst/Investor Days: WTM, OB
Non-Deal Roadshows: AERL, CCMP, CYBX, KEX, MMYT, NWY, PFPT, RVBD, SLP
Shareholder Meetings: WMT, BVN, SAI, RXII, BPZ
Equity/Mixed Shelfs
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02136101.pdf
EFTA02106578Set 10
2014-04-298p2,307w
LCNB, PRGS,
SCL, SUBK, SYPR, TRMK, X, AIV, BAGL, BBT, FHN, GLW, KEX, MAN, PZZA, YRCW, BKH, MRC,
SU, HNSN, TAC, VGZ, HLF, MVC, PCAR, ROVI, FCBC, FMC, ALEX
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02106578.pdf
EFTA02149039Set 10
2013-01-308p1,848w
EDMC, ELY, EVER, EXPO, EXTR, FICO, FIO, FTNT, GFF, HFWA,
HWKN, ISIL, ISSI, JBSS, KEX, KNX, KRC, LVS, MEOH, MKSI, MRLN, MX, NOW, NXPI, QTM, RCKB,
REG, SGI, SHOR
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02149039.pdf
EFTA00413482Set 9
2012-05-096p1,995w
Deal Roadshows: ATML, AUMN, AXTI, CCMP, CHKP, CLWR, ESS, FTE, GLUU, GPI, ININ, KEX, LLL,
MHK, MIPS, MXIM, NEE, NSPH, NVTL, PCOM, QLIK, RECV, RS, SCAN, SMCI
https://www.justice.gov/epstein/files/DataSet%209/EFTA00413482.pdf