EFTA01005845Set 9
2018-07-122p270w
From: Richard Kahn
To: "jeffrey F."
Subject: Fwd: Trade Details - KPTI - 7/12/18 [C1
Date: Thu, 12 Jul 2018 20:12:33 +0000
Inline-Images: image001.gif
Richard Kahn
to
cel
Begin ... forwarded message:
From: Davide•A Sferrazza
Subject: Trade Details - KPTI - 7112/18 [C]
Date: July 12, 2018 at 3:47:57 PM EDT
To: Richard Kahn
Cc: "Paul Barrett >. Liam
Osullivan ... Confidential
Hi Rich and Darren,
As discussed, we executed an order to buy 25000 KPTI at an average price of 18.644 in the Southern Financial account.
Please let us know
https://www.justice.gov/epstein/files/DataSet%209/EFTA01005845.pdf
EFTA01265978Set 10
2019-07-0816p3,166w
DIVIDEND 1 850.00 06/27/19 1.000 AMZN
SCHWAB 1 INTEREST 3 242.54 06/27/19 25,000 KPTI
Incoming TOA from TD AMERITRADE BUY OF INVESTMENTS: 2 -396,764.95
DATE SHARES SYM DESCRIPTION ... CVNA CARVANA CO
04/25/19 1,000 AMZN AMAZON.COM INC
04/25/19 25,000 KPTI KARYOPHARM THERAPTIC
TOM M NOM Si, AIM MA :AI /.'.xv - we, Worn
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01265978.pdf
EFTA02093088Set 10
2014-10-098p1,968w
RENT
Non-Deal Roadshows: CUBE, DRNA, FLML, GSM, HL, HRTG, IMAX, IMDZ, JBT, KFY, KPTI, MU,
ONTX, PACD, PANW, PFIE, PINC, PRGX, RBA, SIG, SRCL, STR, TNXP, TROV, ACOR
Shareholder
https://www.justice.gov/epstein/files/DataSet%2010/EFTA02093088.pdf
EFTA00811927Set 9
2018-11-307p2,137w
2/24/18 25.000 405,493 252,500 187,500 -217,993
aryopharm Therapeutics Inc KPTI 7/12/18 25,000 467,106 263,500 260,000 -207,106
intendo NTDOY 2/5/18
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811927.pdf
EFTA00811897Set 9
2018-09-307p2,380w
sold at 18) GE 2/24/18 25.000 405.493 323.500 282,250 -123.243
Karyopharm Therapeutics Inc KPTI 7/12/18 25,000 467,106 526.250 425,750 -41,358
Nintendo NTDOV 2/5/18
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811897.pdf
EFTA00811948Set 9
2019-01-317p2,042w
Caryopharm Therapeutics Inc KPTI 7/12/18 25.000 467.106 234.250 211.750 -255.356
rota: Southern Financial LLC - Equities (DB) 79,966,251 75,029,745 80,449,560 483,309
EFTA00811951
Purchase Quantity
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811948.pdf
EFTA00804110Set 9
2018-09-302p900w
Goldman Sachs GS 1/25/18 1.850 499.873 414.844 355.182 -59.662
Karyopharm Therapeutics Inc KPTI 7/12/18 25.000 467.106 425.750 146.000 -279.750
TOTAL EQUITIES 116,163,958 -15,927,469
Edwards Settlement
https://www.justice.gov/epstein/files/DataSet%209/EFTA00804110.pdf
EFTA00376741Set 9
2014-01-088p2,248w
Nordic Seminar (Copenhagen)
EFTA00376744
Analyst/Investor Days: ROVI
Non-Deal Roadshows: ACRE, ARUN, HF, HPQ, KPTI, LSCC, PLPM, SPN, T, TNXP
Shareholder Meetings: RDCM, MOG.A, TUC, WAG, GBX
Equity/Mixed SheIfs
https://www.justice.gov/epstein/files/DataSet%209/EFTA00376741.pdf
EFTA00811934Set 9
2008-12-111p354w
1/25/18 1,850 499,873 270.20 333,204 180.11 -166,669
Karyopharm Therapeutics Inc KPTI 7/12/18 25,000 467,106 18.68 258,750 10.35 -208,356
KEW Regional Bank
https://www.justice.gov/epstein/files/DataSet%209/EFTA00811934.pdf
EFTA01421210Set 10
2019-02-119p1,398w
GOOG
1,000 AMZN
2,095 BIIB
25,000 CVNA
25,000 KPTI
15,000 UTX
Thank you,
Liam
Liam O'Sullivan
Investments & Trading I Institutional Wealth Partners
DB Securities
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01421210.pdf
EFTA01268279Set 10
4p1,940w
BABA 5,000
3. CVNA 25.000 7. BIIB 2.095
4. UTX 15,000 8. KPTI 25,000
B. BANK/CREDIT UNION & ANNUITY TRANSFER
Transfer cash only. Unless otherwise Indicated, all cash
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01268279.pdf