Epstein Files Search

EFTA01399182Set 10

2017-03-0772p10,430w

KYC Print Page 1 of 43 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01977698 One sheet must be established per relationship - list all accounts included in the relationship ... 3/7/17 to have a new acct opened under this relationship.. Last Approved KYC # Butterfly Trust 1804531; Neptune, LLC - Yes (If Yes, describe): List all existing and new accounts involved ... dbforcepb.my.salesforce.com/servlet/servlet.Integration?- lid=01N30000000D9Di&eid=5000e00001N... 7/10/2019 EFTA01399183 KYC Print Page 2 of 43 One sheet must be established for each account to be opened 2. Account Ownership Summary

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399182.pdf

EFTA01417521Set 10

2019-07-1572p10,141w

7/15/2019 KYC Print DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01804531 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship ... when the relationship exists, provide reason for new profile and attach old profile: ***This KYC is a periodic review for high risk remediation*** Original KYC1121946 Client Referral ... dbforcepb.my.salesforce.com/servlet/servlet.Integration?- lid=01N30000000D9Di&eid=5003200001EHPpb&ic=lainkToken=VmpFPSxNakF4T1m 1/43 EFTA01417522 7/15/2019 KYC Print One sheet must be established for each account to be opened 2. Account Ownership Summary Account

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01417521.pdf

EFTA01399304Set 10

2018-04-2762p10,071w

KYC Print Page 1 of 35 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 02019466 One sheet must be established per relationship - list all accounts included in the relationship ... when the relationship exists, provide reason for new profile and attach old profile: EDR - KYC Update to reflect the Beneficial Owners: Juan Fernando Belmont Anderson Janine Belmont Dauelsberg Marion Dauelsberg ... Belmont Fernando Federico Belmont Dauelsberg Previous KYC #01861240. Please refer to other previously approved KYCs for this relationship: 01837751, 1461855, 1347325, 1272743,1162451, 384817. Client Referral How Was the Client

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399304.pdf

EFTA01407504Set 10

2017-07-109p1,600w

Subject: RE: KYC Remediation - Southern Financial Relationship [I] From: Daphne Cales Date: Mon, 10 Jul 2017 11:08:04 -0400 To: Cynthia Rodriguez Classification: For internal use only There ... Rodriguez Sent: Monday, July 10, 2017 10:53 AM To: Daphne Cales Subject: RE: KYC i en l.M... ) - ou ern Financial Relationship [I] Classification: For internal use only EFTA01407504 ... Cates Sent: Monday, July 10, 2017 10:42 AM To: Cynthia Rodriguez Subject: RE: KYC Remediation - Southern Financial Relationship [I] Classification: For internal use only Hello my dear, EFTA01407505 Hope

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01407504.pdf

EFTA01394858Set 10

2018-04-2735p10,538w

KYC Print Page 1 of 35 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 02019466 Status 6. Approved One sheet must be established per relationship - list all accounts included ... when the relationship exists, provide reason for new profile and attach old profile: EDR • KYC Update to reflect the Beneficial Owners: Relationship to PWM: Juan Fernando Belmont Anderson Janine Belmont ... Dauelsberg Marion Dauelsberg de Belmont Fernando Federico Belmont Dauelsberg Previous KYC 401861240. Please refer to other previously approved KYCs for this relationship: 01837751. 1461855, 1347325, 1272743,1162451, 384817. ❑ Client Referral

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01394858.pdf

EFTA01297231Set 10

2017-06-285p1,504w

Compliance, Attached are RDC/PCR alerts for Jeffrey Epstein and Darren Indyke, part of KYC remediation case 01790820. These alerts have previously been cleared on 10/2016. Attached are the clearances. Please ... Cynthia Rodriguez Ct: Stewart Oldfield; Daphne Cales; Patrick Harris; Vaishali-P Mehta Subject: KYC Remediation - Southern Financial Relationship [I] Classification: For Internal use only Hello Cynthia, The following KYC ... parties. Please review the research on checklist and make comments where needed. KYC needs to be submitted to the KYC team first and not AML The KYC team will forward

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01297231.pdf

EFTA01407406Set 10

2017-06-236p1,242w

Compliance, Attached are RDC/PCR alerts for Jeffrey Epstein and Darren Indyke, part of KYC remediation case 01790820. These alerts have previously been cleared on 10/2016. Attached are the clearances. Please ... Cynthia Rodriguez Cc: Stewart Oldfield; Daphne Cales; Patrick Harris; Vaishali-P Mehta Subject: KYC Remediation - Southern Financial Relationship [I] EFTA01407406 Classification: For internal use only Hello Cynthia, The following KYC ... parties. Please review the research on checklist and make comments where needed. o KYC needs to be submitted to the KYC team first and not AML The KYC team will

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01407406.pdf

EFTA01255916Set 9

2017-06-285p1,517w

Compliance, Attached are RDC/PCR alerts for Jeffrey Epstein and Darren Indyke, part of KYC remediation case 01790820. These alerts have previously been cleared on 10/2016. Attached are the clearances. Please ... Cynthia Rodriguez Cc: Stewart Oldfield; Daphne Cales; Patrick Harris; Vaishali-P Mehta Subject: KYC Remediation - Southern Financial Relationship [I] Classification: For internal use only Hello Cynthia, The following KYC ... parties. Please review the research on checklist and make comments where needed. o KYC needs to be submitted to the KYC team first and not AML The KYC team will

https://www.justice.gov/epstein/files/DataSet%209/EFTA01255916.pdf

EFTA01417160Set 10

2018-09-0724p4,088w

Subject: RE: Assistance Required in solving rejection points on KYC Case [I] From: Vijay-A Sawant Date: Fri, 07 Sep 2018 08:18:05 -0400 To: Stewart Oldfield ‹ > Sure thing ... offices till 9:30am your time. Regards, {cid:1 =C7BBF707DF9804F18f9e8a93df9386909@db.com} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon ... Vijay-A Sawant Subject: RE: Assistance Required in solving rejection points on KYC Case? [I] Let's chat tmw. Thanks EFTA01417160 From: Vijay-A Sawant Sent: Thursday, September

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01417160.pdf

EFTA00128780Set 9

17p5,244w

current clients.. would interface with them on the phone. Malso worked on KYCs, which were part of the regulations when you had to onbaord a client. • Within private wealth ... take a bunch of tests as part of regulations. SHe had taining on the KYC process and what was allowed and not allowed. • What is your understanding on KYC ... regimented process where you had to follow certain steps. • Did you ever work in KYC or due diligence prior to DB? o This was the first time she worked

https://www.justice.gov/epstein/files/DataSet%209/EFTA00128780.pdf

EFTA01428714Set 10

2017-04-0544p3,381w

Thankfully this is the last of the emails as going forward we will have KYC updates which will be individually approved. Therefore, this will not be repeated. I apologize ... EFTA01428735 Yes No Rosemary Vrablic AQL Hartwell LLC Andrew Gallivan 2/28/2017 no changes from KYC - loan has been terminated no changes from KYC - loan has been terminated Yes No Rosemary ... changes Yes No Rosemary Vrablic Franco, Isaac S Andrew Gallivan 3/1/2017 no changes from KYC No changes from KYC Yes No Rosemary Vrablic Franco Realty Group, LLC Andrew Gallivan 3/1/2017

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01428714.pdf

EFTA01438286Set 10

2011-09-0420p3,733w

Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Vijay-A Sawant Date: Tue, 04 Sep 2011.1.1) To: Stewart Oldfield Cc: Bradley Gillin Vinita Advani ... Exco approval, as requested by the AML team, thanks. {cid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.com} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management Bl, DB Centre ... Bradley Gillin Cc: Stewart Oldfield > Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] Importance: High Hi Brad, A kind reminder of the below 'updated' Exco

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01438286.pdf

EFTA01398855Set 10

2017-04-0543p3,464w

Rosemary Vrablic 82521 00000520681 AQL Hartwell LLC Andrew Gallivan 2/28/2017 no changes from KYC - loan has been terminated no changes from KYC - loan has been terminated Yes No Rosemary Vrablic ... Rosemary Vrablic 82546 00000418627 Franco, Isaac S. Andrew Gallivan 3/1/2017 no changes from KYC No changes from KYC Yes No Rosemary Vrablic 82549 00000435806 EFTA01398877 Franco Realty Group, LLC Andrew ... Rosemary Vrablic 82552 00000443214 Infinity PLR 44, LLC Andrew Gallivan 3/1/2017 no changes from KYC no changes from kyc Yes No EFTA01398881 Rosemary Vrablic 82740 00000443214 Infinity

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398855.pdf

EFTA00166898Set 9

2013-08-1920p6,625w

KYC Print Page 1 of 20 DB PWM GLOBAL KYC/NCA: PART A KYC Case x : 01195100 Status : 6. Approved One sheet must be established per relationship - list all accounts included ... profile: ONLY adding signers to account. Al signers have already been approved i prevbus KYCS. Please rush as this is a surge update. Darren Indyke was approved in KYC ... Harry Beller was added in approved KYC 01191308 O Client Referral in RM Prospect O Interrnediary/FIM • Other Source (CO3, etc.) How Was the Client(s) Introduced, How long

https://www.justice.gov/epstein/files/DataSet%209/EFTA00166898.pdf

EFTA01283834Set 10

2013-10-0924p6,838w

KYC Print Page I of 24 DB PWM GLOBAL KYC/NCA: PART A KYC Cate I : 01133113 Status : 6. Approved One sheet must be established per relationship - list all accounts included ... CRIM. P. 6(e) DB-SDNY-0002549 EF1'A_00150334 EFTA01283834 KYC Print Page 2 of 24 One sheet must be established for each account to be opened 2. Account ... PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0002550 EFTA_00150335 EFTA01283835 KYC Print Page 3 of 24 2. Account Ownership Summary Account Name: Butterfly Trust -- Money Market

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01283834.pdf

EFTA01282092Set 10

2015-02-1818p6,141w

KYC Print Pagel of IS DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01790739 Status : 6. Approved One sheet must be established Der relationshi • list all accounts included ... relatiorship exists, provide reason for new profile and attach old profile: •••71"c KYC is a oriole review for high risk remedation*" Original KYCI.346233 2 Client Referral 0 RM Prospect ... ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000195 EF1'A_00147983 EFTA01282092 KYC Print Page 2 of 18 One sheet must be established for each account to be opened

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01282092.pdf

EFTA01434557Set 10

2018-08-0218p3,467w

Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Vijay-A Sawant Date: Thu, 02 Aug 2018 06:16:20 -0400 To: Bradley Gillin ... they need here — an updated ExCo approval? Kind Regards, {cid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.com} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management Bl, DB Centre ... Sawant Cc: Stewart Oldfield Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] Classification: For internal use only Hi Vijay, See responses in blue below: Reason

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01434557.pdf

EFTA01401177Set 10

2014-03-0414p1,929w

Subject: Re: J. Epstein KYC U dates: Additional signer (I) From: Janice Franklin > Date: Tue, 04 Mar 2014 11:25:46 -0500 To: Amanda Kirby Classification: For internal use only ... Just to clarify. The email below should read "we would not a rove a KYC where Mr. Epstein had given instructions to add Mr. Indyke to account on the basis ... Janice Franklin/db/ I Date: '03/04/2014 10:56 AM I Subject: 'Re: J. Epstein KYC Updates: Additional signer [I) Classification: For internal use only Janice, EFTA01401177 Ok. Thank you for your

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01401177.pdf

EFTA01295042Set 10

2013-08-1923p6,193w

KYC Print Page 1 of 23 DB PWM GLOBAL KYC/NCA: PART A rA KYC Case # : 01195100 Status : 7. Approved with Temporary Exception One sheet must be established per relationship - list ... profile: ONLY adding signers to account All signers have already been approved in previous KYC's. Please rush as this is a simple update. Darren Indyke was app oved ... KYC 01133377 Harry Beller was added in approved KYC 01141308 F Client Referral IP RM Prospect Ir — Intermediary/FIN I F Other Source (C18, etc.) How Was the Client(s) Introduced

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01295042.pdf

EFTA01299187Set 10

2013-09-1815p3,615w

KYC nt Page 1 of 15 DB PWM GLOBAL KYC/NCA: PART A rA KYC Case Status 6. Approved One sheet must be established per relationship - list all accounts included ... relationship exists, provide reason for new profile and attach old profile: update of approved KYC 01121881. Update is ONLY to add aditran I authorized signer. Harry Beller has already been ... KYC approved in case #01133624. Please rush as this is a simple update I- Client Referral Fi RM Prospect r Intermediary/ElM 1- Other Source (CIB, etc.) How was the atengs

https://www.justice.gov/epstein/files/DataSet%2010/EFTA01299187.pdf