EFTA01398548Set 10
2018-02-0735p3,835w
Leon
Date: Wed, 07 Feb 2018 15:29:55 -0500
To: Teresa Metallo <
Keith Buckholz <
Cc: Jason Wang
Dawn Forbes
Teresa,
Can you let us know who your points ... Paolo
From: Teresa Metallo
Sent: Wednesday, February 07, 2018 12:26 PM
To: Keith Buckholz
Cc: Jason Wan ; Paolo De-Leon a;
Dawn Forbes
Subject: RE: New Derivatives account ... Regulatory - Risk & Control
60 Wall Street
New York, NY 10005
Tel # (-
From: Keith Buckholz
Sent: Wednesday, February 07, 2018 10:24 AM
To: Teresa Metallo
Cc: Jason Wang ; Paolo
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398548.pdf
EFTA00169436Set 9
2016-11-2220p2,744w
Sent: Tuesday. November 22, 2016 10:36 AM
To: CMNY Margin; Roddy Moore
Cc: Keith Buckholz; Andrew Xu
Subject: RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I]
Classification ... CMNY Margin
Sent: 21 November 2016 21:00
To: Roddy Moore; Repo Margin
Cc: Keith Buckholz; Andrew Xu
Subject: RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I]
Classification ... Roddy Moore
Sent: Monday, November 21, 2016 3:09 PM
To: CMNY Margin
Cc: Keith Buckholz < >; Andrew Xu
Subject: RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I)
Importance
https://www.justice.gov/epstein/files/DataSet%209/EFTA00169436.pdf
EFTA01398352Set 10
2018-01-1830p3,248w
Date: Thu, 18 Jan 2018 16:46:05 -0500
To: Abhijit Mukherjee
Cc: Keith Buckholz
Srikanta Gouda
Paolo De-Leon
Surendra Singh
CUSTOMERBUILD BLO
Classification: For internal use only ... Abhijit Mukherjee
Sent: Thursday, January 18, 2018 11:20 AM
To: CUSTOMERBUILD BLO
Cc: Keith Buckholz ; Srikanta Gouda
; Paolo De-Leon >; Surendra
Singh ; Sendhil-kumar K
Subject: RE: New Derivatives ... Thursday, January 18, 2018 9:02 PM
To: Surendra Sin h < Abhijit Mukherjee
Cc: Keith Buckholz < ; Srikanta Gouda
Subject: RE: New Derivatives account. [I]
Hi Abhijit and Surenda,
EFTA01398353
Just
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398352.pdf
EFTA01398599Set 10
2018-01-1726p2,899w
Paolo De-Leon <la,
Abhijit Mukherjee
Cc: Keith Buckholz
Classification: For internal use only
Hi,
Please exclude my name from the mail.
Kind Regards,
{cid:image018.png@01D16466.59BF5C10}
Sachiva Gupta
Senior ... Wednesday, Januar 17, 2018 11:02 AM
To: Sachiva Gu to < ; Abhijit Mukherjee
>
Cc: Keith Buckholz
Subject: RE: New Derivatives account. [I]
EFTA01398599
Hi Sachiva and Abhijit,
Kindly just following ... From: Paolo De-Leon
Sent: Thursday, January
To: Sad i ta >; Abhijit Mukherjee
Cc: Keith Buckholz
Subject: FW: New Derivatives account. [I]
Hello Sachiva and Abhijit,
Please see attached
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398599.pdf
EFTA01398390Set 10
2018-01-1725p2,759w
Sachiva Gupta
Abhijit Mukherjee
Cc: Keith Buckholz
Hi Sachiva and Abhijit,
Kindly just following up please. Can you please provide an update.
Thanks,
Paolo
From: Paolo De-Leon
Sent: Thursday ... January 11, 2018 4:55 PM
To: Sachiva Gupta Abhijit Mukherjee
Cc: Keith Buckholz
Subject: FW: New Derivatives account. [I]
Hello Sachiva and Abhijit,
Please see attached and please proceed ... Thursday, January 11, 2018 4:36 PM
To: Paolo De-Leon >; Teresa Metallo
Cc: Keith Buckholz
Subject: RE: New Derivatives account. [I]
Kind regards,
Diana Canter
{https://brandportal.intranet.db.com/img/modules/-
DAWN
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398390.pdf
EFTA01398628Set 10
2018-01-1123p2,541w
Diana Canter
Teresa Metallo
Cc: Keith Buckholz
Thanks,
Please retrieve for these below accounts:
SOUTHERN FINANCIAL LLC
N4G025403
N4G026161
From: Diana Canter
Sent: Thursday, January ... Paolo De-Leon >; Teresa Metallo
Cc: Keith Buckholz
Subject: RE: New Derivatives account. [I]
These are different account numbers than were provided way below originally?
Kind regards,
Diana Canter ... Sent: Thursday, January 11, 2018 11:33 AM
To: Teresa Metallo
Cc: Diana Canter ; Keith Buckholz
Subject: RE: New Derivatives account. [I]
The account numbers are below:
N4G025098
N4G025114
Thanks
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398628.pdf
EFTA01398415Set 10
2018-01-1020p2,358w
Paolo De-Leon a>
Date: Wed, 10 Jan 2018 17:13:28 -0500
To: Keith Buckholz
Of course, sounds good and will do!
From: Keith Buckholz
Sent: Wednesday, Januar ... Regards,
Keith
From: Diana Canter
Sent: Wednesday, January 10, 2018 1:39 PM
To: Keith Buckholz
Cc: Paolo De-Leon
Subject: RE: New Derivatives account. [I]
Sure — let me know ... Wealth Management
1 South Street, 21202-3298 Baltimore, MD, USA
Tel.
Fax
Email
From: Keith Buckholz
Sent: Tuesday, January 09, 2018 4:50 PM
To: Diana Canter
Cc: Paolo
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398415.pdf
EFTA01398528Set 10
2018-01-1020p2,070w
Leon
Date: Thu, 11 Jan 201: 7:2
To: Teresa Metallo
Cc: Diana Canter
Keith Buckholz
Hello Teresa,
Can you kindly provide the below documents for Southern Financial ... From: Diana Canter
Sent: Wednesday, January 10, 2018 1:39 PM
To: Keith Buckholz
EFTA01398528
Cc: Paolo De-Leon
Subject: RE: New Derivatives account. [I]
Sure — let me know ... Deutsche Bank Wealth Management
1 South Street, 21202-3298 Baltimore, MD, USA
From: Keith Buckholz
Sent: Tuesday, January 09, 2018 4:50 PM
To: Diana Canter
Cc: Paolo De-Leon
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398528.pdf
EFTA01398437Set 10
2018-01-0918p2,095w
From: Diana Canter < II>
Date: Tue, 09 Jan 2018 16:15:49 -0500
To: Keith Buckholz >
Cc: Paolo De-Leon
Hi Keith — I tried to call you but no voice ... Wealth Management
1 South Street, 21202-3298 Baltimore, MD, USA
Tel.
Fax
Email
From: Keith Buckholz
Sent: Tuesday, Januar 09, 2018 2:21 PM
To: Diana Canter
Cc: Paolo ... Regards,
Keith
From: Funda Bozkurt
Sent: Tuesday, January 09, 2018 2:16 PM
To: Keith Buckholz
Cc: Paolo De-Leon
Subject: RE: New Derivatives account
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398437.pdf
EFTA01406906Set 10
2017-09-294p403w
derivs?
Dan, let's put a call to Kim on Monday.
From: Keith Buckholz
Sent: Friday, September 29, 2017 5:24 PM
To: Xavier Avila
Subject: FW: Jeffrey Epstein / Southern ... Financial [I]
FYI
From: Keith Buckholz
Sent: Friday, September 29, 2017 5:21 PM
To: Kimberly Hart
Cc: Nicholas Haigh
Subject: RE: Jeffrey Epstein / Southern Financial [I]
EFTA01406906 ... Just checking in. KCP is pretty eager to move forward. Thanks.
Regards,
Keith Buckholz
{https://brandportal.intranet.db.com/img/modules/logo.gif}
Keith Buckholz, CAIA
Director I Credit Risk Officer
Deutsche Bank Wealth Management
Business
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01406906.pdf
EFTA01399530Set 10
2017-09-293p298w
Subject: RE: Jeffrey Epstein / Southern Financial [I]
From: Keith Buckholz <la
Date: Fri, 29 Sep 2017 17:20:54 -0400
To: Kimberly Hart
Cc: Nicholas Haigh
Classification: For internal ... Just checking in. KCP is pretty eager to move forward. Thanks.
Regards,
Keith Buckholz
{https://brandportal.intranet.db.com/img/modules/logo.gif}
Keith Buckholz, CAIA
Director I Credit Risk Officer
Deutsche Bank Wealth Management
Business ... Mobile:
EFTA01399530
From: Kimberly Hart
Sent: Tuesday, September 26, 2017 6:39 PM
To: Keith Buckholz
Cc: Nicholas Haigh
Subject: Re: Jeffrey Epstein / Southern Financial [I]
Thanks so much
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01399530.pdf
EFTA01398590Set 10
2018-02-225p560w
Paolo De-Leon < E >
Date: Thu, 22 Feb 2018 09:42:16 -0500
To: Keith Buckholz ‹ >
Great, thanks and will do!
From: Keith Buckholz
Sent: Thursday, Februar ... Keith
From: Paolo De-Leon
Sent: Thursday, Februar 22 2018 9:27 AM
To: Keith Buckholz
Subject: RE: KCP Collateral Flow [I]
GM Keith,
We were only sent ... EFTA01398590
her team was previously in charge of retrieving those docs?
Thanks,
Paolo
From: Keith Buckholz
Sent: Thursday, February 22, 2018 9:22 AM
To: Paolo De-Leon ‹ >
Subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398590.pdf
EFTA01417317Set 10
2016-06-297p829w
Stepanian < M>
Date: Wed, 29 -0400
To: Andrew Xu
Roddy Moore
Cc: Daniel Sabba
Keith Buckholz
Stewart Oldfield
Classification: For internal use only
The client would still go long multiple ... June 29, 2016 9:38 AM
To: Vahe Stepanian; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz
Subject: RE: Southern Financial - IA Request [I]
Classification: For internal use only
No that ... June 29, 2016 8:34 AM
To: Andrew Xu; Roddy Moore
Cc: Daniel Sabba; Keith Buckholz
EFTA01417317
Subject: RE: Southern Financial - IA Request [I]
Classification: For internal use only
Andrew
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01417317.pdf
EFTA01398521Set 10
2018-02-224p498w
Paolo De-Leon < E >
Date: Thu, 22 Feb 2018 09:27:15 -0500
To: Keith Buckholz ‹ >
GM Keith,
We were only sent the KYC doc for Southern Financial ... team was previously in charge of retrieving those docs?
Thanks,
Paolo
From: Keith Buckholz
Sent: Thursday, Februar 22 2018 9:22 AM
To: Paolo De-Leon
Subject: FW: KCP Collateral ... Davide-A Sferrazza
Sent: Wednesday, February 21, 2018 6:54 PM
To: Xavier Avila ; Keith Buckholz
Cc: Paolo De-Leon
Subject: RE: KCP Collateral Flow [I]
Classification: For internal
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398521.pdf
EFTA01398655Set 10
2019-07-112p235w
Subject: RE: Epstein Summary [I]
From: Keith Buckholz
Date: Thu, 11 Jul 2019 16:14:24 -0400
To: Arjun Nagarkatti
Cc: Carl Jackson
Swasi Bate
Classification: For internal use only ... booked in September 2018 and closed out
in Feb 2019.
Regards,
Keith
From: Keith Buckholz
Sent: Thursday, July 11, 2019 12:01 PM
To: Arjun Nagarkatti
Cc: Carl Jackson ; Swasi ... balances — let me know if you want me to get additional
details.
Kind regards,
Keith Buckholz
{https://brandportal.intranet.db.com/img/modules/logo.gif}
Keith Buckholz
Deutsche Bank Trust Company Americas
Business Risk Management
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398655.pdf
EFTA01408552Set 10
2018-02-285p543w
Sferrazza
Sent: Monday, February 26, 2018 5:36 PM
To:
c: IMENNaiala
Cc: Keith Buckholz
Subject: RE: KCP Collateral Flow [I] [C]
Classification: Confidential
Paolo,
Please see the requested docs ... Sent: Thursday, February 22, 2018 10:02 AM
To: Davide-A Sferrazza Xavier Avila
Keith Buckholz
Subject: RE: KCP Collateral Flow [I]
GM Davide,
KYC- "Know Your Client"
PCR- "Preventative ... Davide-A Sferrazza
Sent: Wednesday, February 21, 2018 6:54 PM
To: Xavier Avila Keith Buckholz
Cc: Paolo De-Leon
EFTA01408553
Subject: RE: KCP Collateral Flow [I]
Classification: For internal
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01408552.pdf
EFTA01398595Set 10
2018-02-264p488w
Paolo De-Leon •I a>
Cc: Xavier Avila
Keith Buckholz
Classification: Confidential
Paolo,
Please see the requested docs attached for Southern Financial LLC.
Will provide for the other two entities ... Sent: Thursday, February 22, 2018 10:02 AM
To: Davide-A Sferrazza , Xavier Avila
Keith Buckholz <=11 Mil >
Subject: RE: KCP Collateral Flow [I]
GM Davide,
KYC- "Know Your Client ... Davide-A Sferrazza
Sent: Wednesday, Februar 21, 2018 6:54 PM
To: Xavier Avila ; Keith Buckholz
Cc: Paolo De-Leon <EmimMimIS
Subject: RE: KCP Collateral Flow [I]
Classification: For internal
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398595.pdf
EFTA01398583Set 10
2018-03-065p456w
CUSTOMERBUILD BLO
Abhijit Mukherjee
Cc: Keith Buckholz
CRM-PWM Derivatives
Collateral Admin-NY
Hello Sendhil,
Please utilize the below SIC Code:
6159
Miscellaneous Business Credit Institutions
Thanks,
Paolo
From: Sendhil ... Monday, March 05, 2018 2:51 PM
To: Paolo De-Leon ; Abhijit Mukherjee
Cc: Keith Buckholz ; CRM-PWM Derivatives
; Collateral Admin-NY
CUSTOMERBUILD BLO
Subject: RE: Southern Financial ... Sent: Friday, March 02, 2018 2:13 PM
To: CUSTOMERBUILD BLO ; Abhijit Mukherjee
Cc: Keith Buckholz < ; CRM-PWM Derivatives
; Collateral Admin-NY
Subject: RE: Southern Financial LLC [I]
Hello Sendhil
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01398583.pdf