EFTA01121910Set 9
129p88,846w
community property or similar shared interest.]
❑ Individual Retirement Account (e.g. IRA, SEP or Keogh Plan)
If the "Individual Retirement Account" box is checked in this paragraph 1, please contact Fund ... subject to Section 4975 of the Code (including, without
limitation, individual retirement accounts and Keogh plans).
❑ True ❑ False (iii) The Investor is an entity that is deemed ... Interest, the Investor
represents that the Interest will be held by an IRA / Keogh / SEP (collectively, "IRA") (IRA Investors must
have the IRA custodian/trustee sign this Agreement on behalf
https://www.justice.gov/epstein/files/DataSet%209/EFTA01121910.pdf
EFTA00314720Set 9
2011-12-0952p22,707w
amounts
contributed to an Individual Retirement Account (as defined in the Code) or Keogh retirement plan, (v) alimony
paid and (vi) any elective contributions to a cash or deferred arrangement ... excess of US$5,000,000.
B-2
EFTA00314744
For Individual Retirement Accounts, Keogh Plans and Self-Directed Benefit Plans
❑ (m) The Investor hereby certifies that it is an accredited ... investor because it is an individual
retirement account, Keogh Plan or other self-directed plan (i.e., a tax-qualified defined
contribution plan in which a participant may exercise control over
https://www.justice.gov/epstein/files/DataSet%209/EFTA00314720.pdf
EFTA01144994Set 9
2011-12-0952p22,723w
amounts
contributed to an Individual Retirement Account (as defined in the Code) or Keogh retirement plan, (v) alimony
paid and (vi) any elective contributions to a cash or deferred arrangement ... excess of US$5,000,000.
B-2
EFTA01145018
For Individual Retirement Accounts, Keogh Plans and Self-Directed Benefit Plans
❑ (m) The Investor hereby certifies that it is an accredited ... investor because it is an individual
retirement account, Keogh Plan or other self-directed plan (i.e., a tax-qualified defined
contribution plan in which a participant may exercise control over
https://www.justice.gov/epstein/files/DataSet%209/EFTA01144994.pdf
EFTA01439992Set 10
78p20,128w
Internal Revenue Code of 1986, as
amended (the "Code") (such as
IRAs or Keoghs); (3) any entity deemed to hold "plan assets" of the plans
described in the preceding bullets ... ERISA with total assets of less than $50 million or an individual
retirement account, Keogh plan and/or other plan subject to Section 4975 of
the
Code that is not subject ... Investor;
(23)
to the extent the Investor is an individual retirement account, Keogh plan
and/or
other plan subject to Section 4975 of the Code that is not subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01439992.pdf
EFTA01396664Set 10
78p20,219w
Internal Revenue Code of 1986, as
amended (the "Code") (such as
IRAs or Keoghs); (3) any entity deemed to hold "plan assets" of the plans
described in the preceding bullets ... ERISA with total assets of less than $50 million or an individual
retirement account, Keogh plan and/or other plan subject to Section 4975 of
the
Code that is not subject ... Investor;
(23)
to the extent the Investor is an individual retirement account, Keogh plan
and/or
other plan subject to Section 4975 of the Code that is not subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01396664.pdf
EFTA01442007Set 10
78p20,129w
Internal Revenue Code of 1986, as
amended (the "Code") (such as
IRAs or Keoghs); (3) any entity deemed to hold "plan assets" of the plans
described in the preceding bullets ... ERISA with total assets of less than $50 million or an individual
retirement account, Keogh plan and/or other plan subject to Section 4975 of
the
Code that is not subject ... Investor;
(23)
to the extent the Investor is an individual retirement account, Keogh plan
and/or
other plan subject to Section 4975 of the Code that is not subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01442007.pdf
EFTA01444128Set 10
78p20,129w
Internal Revenue Code of 1986, as
amended (the "Code") (such as
IRAs or Keoghs); (3) any entity deemed to hold "plan assets" of the plans
described in the preceding bullets ... ERISA with total assets of less than $50 million or an individual
retirement account, Keogh plan and/or other plan subject to Section 4975 of
the
Code that is not subject ... Investor;
(23)
to the extent the Investor is an individual retirement account, Keogh plan
and/or
other plan subject to Section 4975 of the Code that is not subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01444128.pdf
EFTA01443323Set 10
78p20,129w
Internal Revenue Code of 1986, as
amended (the "Code") (such as
IRAs or Keoghs); (3) any entity deemed to hold "plan assets" of the plans
described in the preceding bullets ... ERISA with total assets of less than $50 million or an individual
retirement account, Keogh plan and/or other plan subject to Section 4975 of
the
Code that is not subject ... Investor;
(23)
to the extent the Investor is an individual retirement account, Keogh plan
and/or
other plan subject to Section 4975 of the Code that is not subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01443323.pdf
EFTA01395636Set 10
78p20,129w
Internal Revenue Code of 1986, as
amended (the "Code") (such as
IRAs or Keoghs); (3) any entity deemed to hold "plan assets" of the plans
described in the preceding bullets ... ERISA with total assets of less than $50 million or an individual
retirement account, Keogh plan and/or other plan subject to Section 4975 of
the
Code that is not subject ... Investor;
(23)
to the extent the Investor is an individual retirement account, Keogh plan
and/or
other plan subject to Section 4975 of the Code that is not subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01395636.pdf
EFTA00314427Set 9
53p17,554w
Endowment Joint Tenants
Employee Benefit Plan (Please Partnership
complete Exhibit A attached hereto) Corporation
Keogh Plan (Please complete Limited Liability Company
Exhibit A attached hereto) Other - Specify:
Individual Retirement Plan ... Investor is held by an
(Initial) individual (for example, an Individual Retirement Account or Keogh Plan), such
individual is of legal age and is a/has an:
• citizen of:
• resident ... Individual Retirement Accounts (Please complete Exhibit B attached hereto), Self-Directed
Benefit Plans and Keogh Plans (Please complete Exhibit A attached hereto)
(9) The Investor hereby certifies that
https://www.justice.gov/epstein/files/DataSet%209/EFTA00314427.pdf
EFTA01445565Set 10
78p20,128w
Internal Revenue Code of 1986, as
amended (the "Code") (such as
IRAs or Keoghs); (3) any entity deemed to hold "plan assets" of the plans
described in the preceding bullets ... ERISA with total assets of less than $50 million or an individual
retirement account, Keogh plan and/or other plan subject to Section 4975 of
the
Code that is not subject ... Investor;
(23)
to the extent the Investor is an individual retirement account, Keogh plan
and/or
other plan subject to Section 4975 of the Code that is not subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01445565.pdf
EFTA01093444Set 9
27p11,138w
Application — Page 7
EFTA01093452
3. BENEFIT PLANS3
IRA OR SIMILAR BENEFIT PLAN. An IRA, Keogh or similar benefit plan that covers only a natural
person who: (i) satisfies ... decisions are made by persons who meet one of
those definitions. This includes IRAs, Keoghs, and similar retirement planning vehicles that are
owned and directed by Qualified Purchasers, as well ... limited to, corporate pension and profit sharing plans, "simplified
employee pension plans," Keogh plans for self-employed individuals (including
partners), individual retirement accounts, medical benefit plans, life insurance plans,
church
https://www.justice.gov/epstein/files/DataSet%209/EFTA01093444.pdf
EFTA01429414Set 10
78p20,174w
Internal Revenue Code of 1986, as
amended (the "Code") (such as
IRAs or Keoghs); (3) any entity deemed to hold "plan assets" of the plans
described in the preceding bullets ... ERISA with total assets of less than $50 million or an individual
retirement account, Keogh plan and/or other plan subject to Section 4975 of
the
Code that is not subject ... Investor;
(23)
to the extent the Investor is an individual retirement account, Keogh plan
and/or
other plan subject to Section 4975 of the Code that is not subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01429414.pdf
EFTA01397337Set 10
78p20,129w
Internal Revenue Code of 1986, as
amended (the "Code") (such as
IRAs or Keoghs); (3) any entity deemed to hold "plan assets" of the plans
described in the preceding bullets ... ERISA with total assets of less than $50 million or an individual
retirement account, Keogh plan and/or other plan subject to Section 4975 of
the
Code that is not subject ... Investor;
(23)
to the extent the Investor is an individual retirement account, Keogh plan
and/or
other plan subject to Section 4975 of the Code that is not subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01397337.pdf
EFTA01439184Set 10
78p20,173w
Internal Revenue Code of 1986, as
amended (the "Code") (such as
IRAs or Keoghs); (3) any entity deemed to hold "plan assets" of the plans
described in the preceding bullets ... ERISA with total assets of less than $50 million or an individual
retirement account, Keogh plan and/or other plan subject to Section 4975 of
the
Code that is not subject ... Investor;
(23)
to the extent the Investor is an individual retirement account, Keogh plan
and/or
other plan subject to Section 4975 of the Code that is not subject
https://www.justice.gov/epstein/files/DataSet%2010/EFTA01439184.pdf
EFTA00369664Set 9
2014-05-092p388w
DINNER:
Milligan
Groff
Wemeburg
Murray
Keogh
Sulkowski
MAYBE:
Mazabras
Bar Taco in Westport doesn't tale reservations, but they know that we have a party of possibly 14 people ... cimage005.png>
From: leigh murray
Sent: Friday, May 09, 2014 10:06 AM
To: Liz Keogh
Cc: Wendy Wemeburg; ==; Jason Milligan; Ike Groff; Matt Murray; ; Steve Busby
(sbusby@greenwich.com); Nicole Busby; janel ... EFTA00369664
Sent from my iPhone
On May 9, 2014, at 8:25 AM, "Liz Keogh" < wrote:
We're in...how about Bar Taco in Westport on the river? A nice
https://www.justice.gov/epstein/files/DataSet%209/EFTA00369664.pdf
EFTA01099134Set 9
2015-03-0226p11,196w
limitations on the size and content of the F.2d 706; Washington Post Co. v. Keogh
paper, and the treatment of public is- (U.S.D.C. 1966) 365 F.2d 965; Hutchinson
sues ... malice'. . .
Wash.App. 107, 499 P.2d 24. "In Washington Post Co. v. Keogh. [supra).
The court in Bandelin v. Nisch, supra, the court stated: . . .
said as follows in upholding Summary ... judgment is required. See also Washington Court of Appeal unanimously affirmed at
Post v. Keogh (U.S.C.A. D.C. 1966) 365 F.2d 263 So.2d 291, stating at page
https://www.justice.gov/epstein/files/DataSet%209/EFTA01099134.pdf